SUTRON CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows, 40 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-07-27: Reporting owner DePodesta John F.; Form 4; Security Non-Qualified Stock Option; Transaction H Expiration (or cancellation) of long derivative position with value received.
- 2015-07-27: Reporting owner Linton Larry C.; Form 4; Security Non-Qualified Stock Option; Transaction H Expiration (or cancellation) of long derivative position with value received.
- 2015-07-27: Reporting owner Goold Glen E.; Form 4; Security Non-Qualified Stock Option; Transaction H Expiration (or cancellation) of long derivative position with value received.
- 2015-07-27: Reporting owner Phipps Leland R.; Form 4; Security Non-Qualified Stock Option; Transaction H Expiration (or cancellation) of long derivative position with value received.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-07-27 | DePodesta John F. Director | 4 | Non-Qualified Stock Option Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −3,863 0 owned after | $2.00 | 2015-07-28 | |
| 2015-07-27 | Linton Larry C. Director | 4 | Non-Qualified Stock Option Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −3,863 0 owned after | $2.00 | 2015-07-28 | |
| 2015-07-27 | Goold Glen E. Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −100,000 0 owned after | $3.98 | 2015-07-28 | |
| 2015-07-27 | Phipps Leland R. Director | 4 | Non-Qualified Stock Option Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −1,000 0 owned after | $2.50 | 2015-07-28 | |
| 2015-07-27 | Phipps Leland R. Director | 4 | Non-Qualified Stock Option Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −5,000 0 owned after | $1.00 | 2015-07-28 | |
| 2015-07-27 | Phipps Leland R. Director | 4 | Non-Qualified Stock Option Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −5,000 0 owned after | $3.68 | 2015-07-28 | |
| 2015-07-27 | Phipps Leland R. Director | 4 | Non-Qualified Stock Option Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −5,000 0 owned after | $2.03 | 2015-07-28 | |
| 2015-07-27 | Phipps Leland R. Director | 4 | Non-Qualified Stock Option Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −5,000 0 owned after | $1.38 | 2015-07-28 | |
| 2015-07-27 | Raval Ashish H. Director, Officer (Senior Vice President) | 4 | Non-Qualified Stock Option Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −50,000 0 owned after | $1.60 | 2015-07-28 | |
| 2015-07-27 | Raval Ashish H. Director, Officer (Senior Vice President) | 4 | Non-Qualified Stock Option Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −25,000 0 owned after | $2.03 | 2015-07-28 | |
| 2015-07-27 | Raval Ashish H. Director, Officer (Senior Vice President) | 4 | Non-Qualified Stock Option Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −100,000 0 owned after | $3.98 | 2015-07-28 | |
| 2014-05-21 | Goold Glen E. Officer (Chief Financial Officer) | 4 | Sutron Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $4.52 exercise price | 2014-05-22 | |
| 2014-05-21 | Raval Ashish H. Director, Officer (Senior VP) | 4 | Sutron Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 175,000 owned after | $4.52 exercise price | 2014-05-22 | |
| 2012-08-22 | Hooper Sidney Calvin Officer (CFO) | 4 | Stock Option Derivative · Direct | C Conversion of derivative security | −45,000 148,131 owned after | $24,750.00 | 2012-09-17 | |
| 2012-08-06 | McQuivey Raul S Director, Officer (Chairman, President, CEO), 10% Owner | 4 | Option Derivative · Direct | O Exercise of out-of-the-money derivative security | −110,000 6,000 owned after | $0.55 exercise price | 2014-05-20 | |
| 2012-08-06 | McQuivey Raul S Director, Officer (Chairman, President, CEO) | 5 | Option Derivative · Direct | O Exercise of out-of-the-money derivative security | −110,000 6,000 owned after | $0.55 exercise price | 2014-05-20 | |
| 2011-09-20 holding as of filing | Raval Ashish R. Director, Officer (Sr VP) | 3 | Option - Sutron Corp Common Stock Derivative · Direct | Holding | $0.68 exercise price | 2011-09-20 | ||
| 2011-09-20 holding as of filing | Raval Ashish R. Director, Officer (Sr VP) | 3 | Option - Sutron Corp Common Stock Derivative · Direct | Holding | $6.90 exercise price | 2011-09-20 | ||
| 2011-09-20 holding as of filing | Raval Ashish R. Director, Officer (Sr VP) | 3 | Option - Sutron Corp Common Stock Derivative · Direct | Holding | $6.47 exercise price | 2011-09-20 | ||
| 2011-08-02 | Linton Larry C. Director | 4 | Option - Sutron Corp Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,863 3,863 owned after | $6.50 | 2011-09-19 | |
| 2011-08-02 | DePodesta John F. Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,863 3,863 owned after | $6.50 | 2011-09-19 | |
| 2011-05-11 | Phipps Leland R. Director | 5 | Option - Sutron Corp Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 21,000 owned after | $7.12 | 2012-03-28 | |
| 2011-05-11 | LIPMAN ANDREW D Director | 5 | Option - Sutron Corp Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 35,000 owned after | $7.12 | 2012-03-27 | |
| 2010-05-19 | Phipps Leland R. Director | 5 | Option - Sutron Corp Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 16,000 owned after | $6.47 | 2012-03-28 | |
| 2010-05-19 | LIPMAN ANDREW D Director | 5 | Option - Sutron Corp Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 30,000 owned after | $6.47 | 2012-03-27 | |
| 2009-05-13 | Phipps Leland R. Director | 5 | Option - Sutron Corp Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 11,000 owned after | $4.82 | 2012-03-28 | |
| 2009-05-13 | LIPMAN ANDREW D Director | 5 | Option - Sutron Corp Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 25,000 owned after | $4.82 | 2012-03-27 | |
| 2008-05-14 | Phipps Leland R. Director | 5 | Option - Sutron Corp Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 6,000 owned after | $7.50 | 2012-03-28 | |
| 2008-05-14 | LIPMAN ANDREW D Director | 5 | Option - Sutron Corp Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 20,000 owned after | $7.50 | 2012-03-27 | |
| 2008-03-06 | Phipps Leland R. Director | 5 | Option - Sutron Corp Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $6.00 | 2012-03-28 | |
| 2007-05-16 | LIPMAN ANDREW D Director | 5 | Option - Sutron Corp Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 15,000 owned after | $7.60 | 2012-03-27 | |
| 2006-10-30 | McQuivey Raul S Director, Officer (Chairman, President, CEO), 10% Owner | 4 | Option Derivative · Direct | O Exercise of out-of-the-money derivative security | −93,600 110,000 owned after | $1.13 exercise price | 2014-05-20 | |
| 2006-10-30 | McQuivey Raul S Director, Officer (Chairman, President, CEO) | 5 | Option Derivative · Direct | O Exercise of out-of-the-money derivative security | −93,600 110,000 owned after | $1.13 exercise price | 2014-05-20 | |
| 2006-06-15 holding as of filing | Porter Thomas Ransom Director | 3 | Stock Options Derivative · Direct | Holding | $7.80 exercise price | 2006-06-15 | ||
| 2006-05-17 | LIPMAN ANDREW D Director | 5 | Option - Sutron Corp Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 10,000 owned after | $7.80 | 2012-03-27 | |
| 2005-12-22 | LIPMAN ANDREW D Director | 5 | Option - Sutron Corp Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $7.45 | 2012-03-27 | |
| 2002-10-18 | McQuivey Raul S Director, Officer (Chairman, President, CEO), 10% Owner | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,000 203,600 owned after | $0.55 exercise price | 2014-05-20 | |
| 2002-10-18 | McQuivey Raul S Director, Officer (Chairman, President, CEO), 10% Owner | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,000 203,600 owned after | $0.55 exercise price | 2014-05-20 | |
| 1996-11-01 | McQuivey Raul S Director, Officer (Chairman, President, CEO) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93,600 93,600 owned after | $1.13 exercise price | 2014-08-05 | |
| 1996-11-01 | McQuivey Raul S Director, Officer (Chairman, President, CEO), 10% Owner | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93,600 93,600 owned after | $1.13 exercise price | 2014-08-05 |