SUSQUEHANNA BANCSHARES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 47 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-16: Reporting owner DUNKLEBARGER EDDIE L; Form 4/A; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-16: Reporting owner DUNKLEBARGER EDDIE L; Form 4/A; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-16: Reporting owner DUNKLEBARGER EDDIE L; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-16: Reporting owner DUNKLEBARGER EDDIE L; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-16 | DUNKLEBARGER EDDIE L Director, Officer (Executive Vice President) | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,185 4,185 owned after | $12.23 exercise price | 2007-12-20 | |
| 2007-11-16 | DUNKLEBARGER EDDIE L Director, Officer (Executive Vice President) | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,419 7,419 owned after | $13.55 exercise price | 2007-12-20 | |
| 2007-11-16 | DUNKLEBARGER EDDIE L Director, Officer (Executive Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,185 4,185 owned after | $12.23 exercise price | 2007-11-20 | |
| 2007-11-16 | DUNKLEBARGER EDDIE L Director, Officer (Executive Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,419 7,419 owned after | $13.55 exercise price | 2007-11-20 | |
| 2007-05-09 | APPLE JAMES G Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −376 1,374 owned after | $17.45 exercise price | 2007-05-11 | |
| 2007-05-09 | APPLE JAMES G Director | 4 | Stock Option Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,374 0 owned after | $4.77 | 2007-05-11 | |
| 2007-04-27 | Hoffman Donald L Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $22.80 exercise price | 2007-04-30 | |
| 2007-03-15 | GIBBEL HENRY H Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 0 owned after | $17.45 exercise price | 2007-03-16 | |
| 2007-02-28 | WYDOCK EDWARD J Officer (VP & Chief Risk Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $24.26 exercise price | 2007-03-02 | |
| 2007-02-28 | SAHD PETER J Officer (Sr VP and Group Executive) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $24.26 exercise price | 2007-03-02 | |
| 2007-02-28 | REUTER WILLIAM J Director, Officer (Chairman, President & CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $24.26 exercise price | 2007-03-02 | |
| 2007-02-28 | QUICK MICHAEL M Officer (EVP and Group Executive) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $24.26 exercise price | 2007-03-02 | |
| 2007-02-28 | PIERNE JAMES G Officer (Sr. VP and Group Executive) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $24.26 exercise price | 2007-03-02 | |
| 2007-02-28 | LEFEVER RODNEY ALLON Officer (SrVP&Chief Technology Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $24.26 exercise price | 2007-03-02 | |
| 2007-02-28 | HOSTETTER DREW K Officer (EVP,Treas, & CFO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $24.26 exercise price | 2007-03-02 | |
| 2007-02-28 | FRANCIS BERNARD A JR Officer (SVP & Group Executive) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $24.26 exercise price | 2007-03-02 | |
| 2007-02-28 | DUNCAN GREGORY A Officer (EVP & Chief Operating Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $24.26 exercise price | 2007-03-02 | |
| 2007-02-28 | CAVAGE LISA M Officer (SVP, Secretary and Counsel) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $24.26 exercise price | 2007-03-02 | |
| 2007-02-28 | BALDERSTON EDWARD JR Officer (EVP & Chief Admin. Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $24.26 exercise price | 2007-03-02 | |
| 2007-02-28 | Lizza Joseph R Officer (Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $24.26 exercise price | 2007-03-02 | |
| 2007-02-28 | ZIMMERMAN WILLIAM B Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $24.26 exercise price | 2007-03-01 | |
| 2007-02-28 | WIEST ROGER V SR Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $24.26 exercise price | 2007-03-01 | |
| 2007-02-28 | ROSE M ZEV Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $24.26 exercise price | 2007-03-01 | |
| 2007-02-28 | Piersol E Susan Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $24.26 exercise price | 2007-03-01 | |
| 2007-02-28 | Morello Michael A Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $24.26 exercise price | 2007-03-01 | |
| 2007-02-28 | MILLER GUY W JR Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $24.26 exercise price | 2007-03-01 | |
| 2007-02-28 | KUNKEL RUSSELL J Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $24.26 exercise price | 2007-03-01 | |
| 2007-02-28 | HEPBURN BRUCE A Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $24.26 exercise price | 2007-03-01 | |
| 2007-02-28 | HALL T MAX Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $24.26 exercise price | 2007-03-01 | |
| 2007-02-28 | GIBBEL HENRY H Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $24.26 exercise price | 2007-03-01 | |
| 2007-02-28 | FREEMAN OWEN O JR Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $24.26 exercise price | 2007-03-01 | |
| 2007-02-28 | DENLINGER JOHN M Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $24.26 exercise price | 2007-03-01 | |
| 2007-02-28 | ALTER WAYNE E JR Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $24.26 exercise price | 2007-03-01 | |
| 2007-02-28 | APPLE JAMES G Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $24.26 exercise price | 2007-03-01 | |
| 2007-02-26 | BALDERSTON EDWARD JR Officer (EVP & Chief Admin. Officer) | 4/A | Stock Option Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −11,225 2,650 owned after | $6.95 | 2007-02-28 | |
| 2007-02-26 | BALDERSTON EDWARD JR Officer (EVP & Chief Admin. Officer) | 4/A | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,650 0 owned after | $18.19 exercise price | 2007-02-28 | |
| 2007-02-26 | BALDERSTON EDWARD JR Officer (EVP & Chief Admin. Officer) | 4/A | Stock Option Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −5,409 1,341 owned after | $7.89 | 2007-02-28 | |
| 2007-02-26 | BALDERSTON EDWARD JR Officer (EVP & Chief Admin. Officer) | 4/A | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,341 0 owned after | $17.25 exercise price | 2007-02-28 | |
| 2007-02-26 | BALDERSTON EDWARD JR Officer (EVP & Chief Admin. Officer) | 4 | Stock Option Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −11,225 2,650 owned after | $25.14 | 2007-02-28 | |
| 2007-02-26 | BALDERSTON EDWARD JR Officer (EVP & Chief Admin. Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,650 0 owned after | $18.19 exercise price | 2007-02-28 | |
| 2007-02-26 | BALDERSTON EDWARD JR Officer (EVP & Chief Admin. Officer) | 4 | Stock Option Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −5,409 1,341 owned after | $25.14 | 2007-02-28 | |
| 2007-02-26 | BALDERSTON EDWARD JR Officer (EVP & Chief Admin. Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,341 0 owned after | $17.25 exercise price | 2007-02-28 | |
| 2007-02-14 | MILLER GUY W JR Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 1,500 owned after | $22.42 exercise price | 2007-02-16 | |
| 2007-01-26 | CAVAGE LISA M Officer (SVP, Secretary and Counsel) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 1,050 owned after | $13.31 exercise price | 2007-01-30 | |
| 2007-01-26 | CAVAGE LISA M Officer (SVP, Secretary and Counsel) | 4 | Stock Option Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,050 0 owned after | $11.98 | 2007-01-30 | |
| 2007-01-26 | CAVAGE LISA M Officer (SVP, Secretary and Counsel) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −301 1,199 owned after | $17.25 exercise price | 2007-01-30 | |
| 2007-01-26 | CAVAGE LISA M Officer (SVP, Secretary and Counsel) | 4 | Stock Option Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,199 0 owned after | $8.04 | 2007-01-30 |