SUPERVALU INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-20: Reporting owner McFarland Stuart D; Form 3; Security Restricted Stock Units; Transaction Holding.
- 2017-07-07: Reporting owner Johnson David William; Form 3; Security Restricted Stock Units; Transaction Holding.
- 2017-05-16: Reporting owner Woseth Robert N; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-05-16: Reporting owner Robertson Karla C; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-20 holding as of filing | McFarland Stuart D Officer (SVP General Counsel & Corp Sec) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-11-20 | ||
| 2017-07-07 holding as of filing | Johnson David William Officer (Interim Chief Acctg Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-07-07 | ||
| 2017-05-16 | Woseth Robert N Officer (EVP Strategy) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,425 95,886 owned after | $0.00 | 2017-05-17 | |
| 2017-05-16 | Robertson Karla C Officer (EVP General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,950 93,224 owned after | $0.00 | 2017-05-17 | |
| 2017-05-16 | Grafton Susan S Officer (SVP Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,950 13,165 owned after | $0.00 | 2017-05-17 | |
| 2017-05-16 | Burdick Randy G Officer (EVP Chief Information Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 80,574 owned after | $0.00 | 2017-05-17 | |
| 2017-05-16 | BESANKO BRUCE H Officer (EVP Chief Oper Officer and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,999 208,823 owned after | $0.00 | 2017-05-17 | |
| 2017-04-28 | Woseth Robert N Officer (EVP, Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,173 103,311 owned after | $0.00 | 2017-05-01 | |
| 2017-04-28 | Weidenheimer James William Officer (EVP Corp Dev&Chief Innv Off) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,968 138,593 owned after | $0.00 | 2017-05-01 | |
| 2017-04-28 | Weidenheimer James William Officer (EVP Corp Dev&Chief Innv Off) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,420 129,173 owned after | $0.00 | 2017-05-01 | |
| 2017-04-28 | Stigers Michael C Officer (EVP, Wholesale) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,420 117,205 owned after | $0.00 | 2017-05-01 | |
| 2017-04-28 | Robertson Karla C Officer (EVP Gen Counsel & Corp Sec) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,420 98,174 owned after | $0.00 | 2017-05-01 | |
| 2017-04-28 | Grafton Susan S Officer (SVP Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,782 18,115 owned after | $0.00 | 2017-05-01 | |
| 2017-04-28 | Burdick Randy G Officer (EVP Chief Information Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,536 86,074 owned after | $0.00 | 2017-05-01 | |
| 2017-04-28 | BESANKO BRUCE H Officer (EVP Chief Oper Officer and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,100 219,822 owned after | $0.00 | 2017-05-01 | |
| 2017-04-27 | Woseth Robert N Officer (EVP, Chief Strategy Officer) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,959 105,879 owned after | $0.00 | 2017-04-28 | |
| 2017-04-27 | Woseth Robert N Officer (EVP, Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,139 113,484 owned after | $0.00 | 2017-04-28 | |
| 2017-04-27 | Weidenheimer James William Officer (EVP Corp Dev&Chief Innv Off) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,281 101,985 owned after | $0.00 | 2017-04-28 | |
| 2017-04-27 | Weidenheimer James William Officer (EVP Corp Dev&Chief Innv Off) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +98,921 150,561 owned after | $0.00 | 2017-04-28 | |
| 2017-04-27 | Stigers Michael C Officer (EVP, Wholesale) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,281 101,985 owned after | $0.00 | 2017-04-28 | |
| 2017-04-27 | Stigers Michael C Officer (EVP, Wholesale) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +98,921 126,625 owned after | $0.00 | 2017-04-28 | |
| 2017-04-27 | Robertson Karla C Officer (EVP Gen Counsel & Corp Sec) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,281 101,985 owned after | $0.00 | 2017-04-28 | |
| 2017-04-27 | Robertson Karla C Officer (EVP Gen Counsel & Corp Sec) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,940 107,594 owned after | $0.00 | 2017-04-28 | |
| 2017-04-27 | Dament Anne Marie Officer (SVP, Retail, Merch & Mktg) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,966 41,966 owned after | $0.00 | 2017-04-28 | |
| 2017-04-27 | Dament Anne Marie Officer (SVP, Retail, Merch & Mktg) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,952 95,081 owned after | $0.00 | 2017-04-28 | |
| 2017-04-27 | Burdick Randy G Officer (EVP Chief Information Officer) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,950 85,113 owned after | $0.00 | 2017-04-28 | |
| 2017-04-27 | Burdick Randy G Officer (EVP Chief Information Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,947 93,610 owned after | $0.00 | 2017-04-28 | |
| 2017-04-27 | BESANKO BRUCE H Officer (EVP Chief Oper Officer and CFO) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +139,329 201,386 owned after | $0.00 | 2017-04-28 | |
| 2017-04-27 | BESANKO BRUCE H Officer (EVP Chief Oper Officer and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +167,866 240,922 owned after | $0.00 | 2017-04-28 | |
| 2017-04-27 | Gross Mark Officer (CEO & President) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +251,799 517,756 owned after | $0.00 | 2017-04-28 | |
| 2017-04-27 | Gross Mark Officer (CEO & President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +191,847 191,847 owned after | $0.00 | 2017-04-28 | |
| 2017-01-19 | Dament Anne Marie Officer (SVP, Retail, Merch & Mktg) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,129 35,129 owned after | $0.00 | 2017-01-20 |