SUPERVALU INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 52 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-10-22: Reporting owner Woseth Robert N; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-10-22: Reporting owner Woseth Robert N; Form 4; Security Performance Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-10-22: Reporting owner Woseth Robert N; Form 4; Security Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-10-22: Reporting owner Woseth Robert N; Form 4; Security Performance Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-10-22 | Woseth Robert N Officer (CFO & EVP) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,589 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Woseth Robert N Officer (CFO & EVP) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −42,198 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Woseth Robert N Officer (CFO & EVP) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −56,413 56,413 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Woseth Robert N Officer (CFO & EVP) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,413 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Johnson David William Officer (VP Controller - CAO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,744 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Dament Anne Marie Officer (EVP, Retail, Mktg & Pvt Brands) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,963 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Dament Anne Marie Officer (EVP, Retail, Mktg & Pvt Brands) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,076 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Dament Anne Marie Officer (EVP, Retail, Mktg & Pvt Brands) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −41,286 41,286 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Dament Anne Marie Officer (EVP, Retail, Mktg & Pvt Brands) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −41,286 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Gross Mark Director, Officer (CEO & President) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,088 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Gross Mark Director, Officer (CEO & President) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −194,957 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Gross Mark Director, Officer (CEO & President) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −265,146 265,146 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Gross Mark Director, Officer (CEO & President) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −265,146 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Stigers Michael C Officer (EVP Indep. Bus & Supply Chain) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,632 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Stigers Michael C Officer (EVP Indep. Bus & Supply Chain) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,826 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Stigers Michael C Officer (EVP Indep. Bus & Supply Chain) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −52,669 52,669 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Stigers Michael C Officer (EVP Indep. Bus & Supply Chain) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,669 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Weidenheimer James William Officer (EVP Corp Dev & Chief Innv Off) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,632 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Weidenheimer James William Officer (EVP Corp Dev & Chief Innv Off) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,826 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Weidenheimer James William Officer (EVP Corp Dev & Chief Innv Off) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −52,669 52,669 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Weidenheimer James William Officer (EVP Corp Dev & Chief Innv Off) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,669 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Burdick Randy G Officer (EVP Chief Information Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,262 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Burdick Randy G Officer (EVP Chief Information Officer) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,240 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Burdick Randy G Officer (EVP Chief Information Officer) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −45,737 45,737 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | Burdick Randy G Officer (EVP Chief Information Officer) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,737 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | McFarland Stuart D Officer (SVP GC & Corp Secretary) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,775 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | McFarland Stuart D Officer (SVP GC & Corp Secretary) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,636 0 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | McFarland Stuart D Officer (SVP GC & Corp Secretary) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −27,525 27,525 owned after | $0.00 | 2018-10-24 | |
| 2018-10-22 | McFarland Stuart D Officer (SVP GC & Corp Secretary) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,525 0 owned after | $0.00 | 2018-10-24 | |
| 2018-04-28 | Woseth Robert N Officer (EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,410 8,589 owned after | $0.00 | 2018-04-30 | |
| 2018-04-28 | Weidenheimer James William Officer (EVP Corp Dev&Chief Innv Off) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,016 10,631 owned after | $0.00 | 2018-04-30 | |
| 2018-04-28 | Stigers Michael C Officer (EVP Indep. Bus & Supply Chain) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,306 10,632 owned after | $0.00 | 2018-04-30 | |
| 2018-04-28 | McFarland Stuart D Officer (SVP GC & Corp Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,045 4,775 owned after | $0.00 | 2018-04-30 | |
| 2018-04-28 | Johnson David William Officer (VP Controller - CAO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,254 16,743 owned after | $0.00 | 2018-04-30 | |
| 2018-04-28 | Burdick Randy G Officer (EVP Chief Information Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,045 7,262 owned after | $0.00 | 2018-04-30 | |
| 2018-04-27 | Woseth Robert N Officer (EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,699 9,999 owned after | $0.00 | 2018-04-30 | |
| 2018-04-27 | Weidenheimer James William Officer (EVP Corp Dev&Chief Innv Off) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,806 13,647 owned after | $0.00 | 2018-04-30 | |
| 2018-04-27 | Stigers Michael C Officer (EVP Indep. Bus & Supply Chain) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,806 11,938 owned after | $0.00 | 2018-04-30 | |
| 2018-04-27 | McFarland Stuart D Officer (SVP GC & Corp Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,923 5,820 owned after | $0.00 | 2018-04-30 | |
| 2018-04-27 | Johnson David William Officer (VP Controller - CAO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,748 17,997 owned after | $0.00 | 2018-04-30 | |
| 2018-04-27 | Gross Mark Director, Officer (CEO & President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,319 18,088 owned after | $0.00 | 2018-04-30 | |
| 2018-04-27 | Dament Anne Marie Officer (EVP Retail Mktg & Priv Brand) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,913 8,963 owned after | $0.00 | 2018-04-30 | |
| 2018-04-27 | Burdick Randy G Officer (EVP Chief Information Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,204 8,307 owned after | $0.00 | 2018-04-30 | |
| 2018-04-26 | Woseth Robert N Officer (EVP & CFO) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,072 42,198 owned after | $0.00 | 2018-04-30 | |
| 2018-04-26 | Weidenheimer James William Officer (EVP Corp Dev&Chief Innv Off) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,257 39,826 owned after | $0.00 | 2018-04-30 | |
| 2018-04-26 | Stigers Michael C Officer (EVP Indep. Bus & Supply Chain) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,257 39,826 owned after | $0.00 | 2018-04-30 | |
| 2018-04-26 | McFarland Stuart D Officer (SVP GC & Corp Secretary) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,636 16,636 owned after | $0.00 | 2018-04-30 | |
| 2018-04-26 | Johnson David William Officer (VP Controller - CAO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,099 19,745 owned after | $0.00 | 2018-04-30 | |
| 2018-04-26 | Gross Mark Director, Officer (CEO & President) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,992 194,957 owned after | $0.00 | 2018-04-30 | |
| 2018-04-26 | Dament Anne Marie Officer (EVP Retail Mktg & Priv Brand) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,081 28,076 owned after | $0.00 | 2018-04-30 | |
| 2018-04-26 | Burdick Randy G Officer (EVP Chief Information Officer) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,081 34,240 owned after | $0.00 | 2018-04-30 | |
| 2018-01-19 | Dament Anne Marie Officer (EVP Retail Mktg & Priv Brand) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,707 11,876 owned after | $0.00 | 2018-01-23 |