SUPERVALU INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-03-21: Reporting owner Holt Kevin R; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-02: Reporting owner Persian Kathleen B; Form 3; Security Stock Appreciation Rights; Transaction Holding.
- 2012-09-05: Reporting owner Lowe Timothy D; Form 3; Security Stock Appreciation Rights; Transaction Holding.
- 2012-09-05: Reporting owner Boehler Fred W; Form 3; Security Stock Appreciation Rights; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-03-21 | Holt Kevin R Officer (EVP Retail Operations) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,274 0 owned after | $2.48 exercise price | 2013-03-25 | |
| 2012-10-02 holding as of filing | Persian Kathleen B Officer (SVP CIO) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $5.77 exercise price | 2012-10-02 | ||
| 2012-09-05 holding as of filing | Lowe Timothy D Officer (EVP Merchandising) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $5.77 exercise price | 2012-09-05 | ||
| 2012-09-05 holding as of filing | Boehler Fred W Officer (SVP Supply Chain) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $5.77 exercise price | 2012-09-05 | ||
| 2012-07-16 | Holt Kevin R Officer (EVP, Retail Operations) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,274 70,274 owned after | $2.48 exercise price | 2012-07-17 | |
| 2012-05-01 | SMITH SHERRY M Officer (EVP & CFO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,274 70,274 owned after | $5.77 exercise price | 2012-05-02 | |
| 2012-05-01 | Shurts Wayne Officer (EVP Chief Information Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,274 70,274 owned after | $5.77 exercise price | 2012-05-02 | |
| 2012-05-01 | Pylipow David E Officer (EVP Human Resources) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,274 70,274 owned after | $5.77 exercise price | 2012-05-02 | |
| 2012-05-01 | Moore Michael A Officer (EVP Chief Marketing Officer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,274 70,274 owned after | $5.77 exercise price | 2012-05-02 | |
| 2012-05-01 | Kravcik Keith E Officer (GVP Controller) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,137 35,137 owned after | $5.77 exercise price | 2012-05-02 | |
| 2012-05-01 | Herkert Craig R Director, Officer (CEO & President) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +498,946 498,946 owned after | $5.77 exercise price | 2012-05-02 | |
| 2012-05-01 | Haugarth Janel S Officer (EVP Merchandising & Logistics) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,274 70,274 owned after | $5.77 exercise price | 2012-05-02 | |
| 2012-05-01 | Bergmann Leon G Officer (Corp SVP & President ISM) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,274 70,274 owned after | $5.77 exercise price | 2012-05-02 | |
| 2012-05-01 | HERRING J ANDREW Officer (EVP, RE Market Dev & Legal) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,274 70,274 owned after | $5.77 exercise price | 2012-05-02 | |
| 2010-02-04 | Jungmann Steven J Officer (EVP, Merchandising) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $14.44 exercise price | 2010-02-05 | |
| 2009-05-28 | Van Helden Peter J Officer (EVP President Retail West) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $16.07 exercise price | 2009-05-29 | |
| 2009-05-28 | TRIPP KEVIN H Officer (EVP President Retail Midwest) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $16.07 exercise price | 2009-05-29 | |
| 2009-05-28 | Pylipow David E Officer (EVP Human Resources) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $16.07 exercise price | 2009-05-29 | |
| 2009-05-28 | MacNaughton Duncan C Officer (EVP Merchandising & Marketing) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,500 32,500 owned after | $16.07 exercise price | 2009-05-29 | |
| 2009-05-28 | KNOUS PAMELA K Officer (EVP & CFO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,500 42,500 owned after | $16.07 exercise price | 2009-05-29 | |
| 2009-05-28 | JACKSON MICHAEL L Officer (Presidnt & Chief Oprtng Oifcer) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,500 42,500 owned after | $16.07 exercise price | 2009-05-29 | |
| 2009-05-28 | Haugarth Janel S Officer (EVP Prsdnt & COO Spply Chn Srv) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $16.07 exercise price | 2009-05-29 | |
| 2009-05-28 | BOEHNEN DAVID L Officer (EVP Legal) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,500 32,500 owned after | $16.07 exercise price | 2009-05-29 | |
| 2008-05-28 | NODDLE JEFFREY Director, Officer (Chairman & CEO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +178,678 178,678 owned after | $35.00 exercise price | 2008-05-30 | |
| 2007-07-25 | NODDLE JEFFREY Director, Officer (Chairman & Ceo) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +127,120 127,120 owned after | $42.94 exercise price | 2007-07-27 |