SUNGARD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-02-07: Reporting owner ROBINS BRIAN; Form 4; Security Rollover Unit Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-02-07: Reporting owner ROBINS BRIAN; Form 4; Security Rollover Unit Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-01-24: Reporting owner LANG RONALD M; Form 4; Security Rollover Unit Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-01-24: Reporting owner GULDIMANN TILL M; Form 4; Security Rollover Unit Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-02-07 | ROBINS BRIAN Officer (SVP-Chief Marketing Officer) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,222 0 owned after | $4.50 exercise price | 2011-02-09 | |
| 2011-02-07 | ROBINS BRIAN Officer (SVP-Chief Marketing Officer) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,667 0 owned after | $4.50 exercise price | 2011-02-09 | |
| 2011-01-24 | LANG RONALD M Officer (Group CEO) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,579 0 owned after | $4.50 exercise price | 2011-01-26 | |
| 2011-01-24 | GULDIMANN TILL M Officer (Vice Chairman) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,667 0 owned after | $4.50 exercise price | 2011-01-26 |