SUNGARD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-08-11: Reporting owner Traquair Brian A; Form 4; Security Time-Based Unit Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-11: Reporting owner Traquair Brian A; Form 4; Security Performance-Based Unit Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-11: Reporting owner Silbey Victoria E; Form 4; Security Time-Based Unit Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-11: Reporting owner Silbey Victoria E; Form 4; Security Performance-Based Unit Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-08-11 | Traquair Brian A Officer (EVP, Financial Systems) | 4 | Time-Based Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,380 0 owned after | $12.87 exercise price | 2015-08-13 | |
| 2015-08-11 | Traquair Brian A Officer (EVP, Financial Systems) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,855 0 owned after | $12.87 exercise price | 2015-08-13 | |
| 2015-08-11 | Silbey Victoria E Officer (SVP & Chief Legal Officer) | 4 | Time-Based Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −111,125 0 owned after | $12.87 exercise price | 2015-08-13 | |
| 2015-08-11 | Silbey Victoria E Officer (SVP & Chief Legal Officer) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −79,322 0 owned after | $12.87 exercise price | 2015-08-13 | |
| 2015-08-11 | Cassidy Patricia K. Officer (SVP-Human Resources & CHRO) | 4 | Time-Based Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,619 0 owned after | $12.87 exercise price | 2015-08-13 | |
| 2015-02-27 holding as of filing | Cassidy Patricia K. Officer (SVP-Human Resources & CHRO) | 3 | Time-Based Unit Option (right to buy) Derivative · Direct | Holding | $12.87 exercise price | 2015-02-27 | ||
| 2015-02-27 holding as of filing | Cassidy Patricia K. Officer (SVP-Human Resources & CHRO) | 3 | Time-Based Class A-8 Stock Option (right to buy) Derivative · Direct | Holding | $2.22 exercise price | 2015-02-27 | ||
| 2015-02-27 holding as of filing | Cassidy Patricia K. Officer (SVP-Human Resources & CHRO) | 3 | Performance-Based Class A-8 Stock Option (right to buy) Derivative · Direct | Holding | $3.06 exercise price | 2015-02-27 | ||
| 2015-02-27 holding as of filing | Cassidy Patricia K. Officer (SVP-Human Resources & CHRO) | 3 | Time-Based Class A-8 Stock Option (right to buy) Derivative · Direct | Holding | $3.06 exercise price | 2015-02-27 | ||
| 2015-02-27 holding as of filing | Cassidy Patricia K. Officer (SVP-Human Resources & CHRO) | 3 | Time-Based Class A-8 Stock Option (right to buy) Derivative · Direct | Holding | $0.44 exercise price | 2015-02-27 | ||
| 2015-02-27 holding as of filing | Cassidy Patricia K. Officer (SVP-Human Resources & CHRO) | 3 | Performance-Based Class A-8 Stock Option (right to buy) Derivative · Direct | Holding | $0.44 exercise price | 2015-02-27 | ||
| 2015-02-26 | Silbey Victoria E Officer (SVP & Chief Legal Officer) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,750 0 owned after | $4.03 exercise price | 2015-03-02 | |
| 2015-02-02 | Traquair Brian A Officer (EVP, Financial Systems) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,469 0 owned after | $4.03 exercise price | 2015-02-04 |