SUNGARD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 165 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-11-30: Reporting owner ASHTON JAMES E III; Form 4; Security Performance-Based Unit Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-11-30: Reporting owner ASHTON JAMES E III; Form 4; Security Performance-Based Unit Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-11-30: Reporting owner CONDE CRISTOBAL; Form 4; Security Performance-Based Unit Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-11-30: Reporting owner CONDE CRISTOBAL; Form 4; Security Performance-Based Unit Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-11-30 | ASHTON JAMES E III Officer (Division CEO) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −510,325 0 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | ASHTON JAMES E III Officer (Division CEO) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +510,325 510,325 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | CONDE CRISTOBAL Director, Officer (President and CEO) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,189,543 0 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | CONDE CRISTOBAL Director, Officer (President and CEO) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,189,543 3,189,543 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | Finders Harold C Officer (Division CEO) | 4 | Performance-Based Option Unit (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −318,958 0 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | Finders Harold C Officer (Division CEO) | 4 | Performance-Based Option Unit (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +318,958 318,958 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | Finders Harold C Officer (Division CEO) | 4 | Performance-Based Option Unit (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −191,399 0 owned after | $20.72 exercise price | 2009-12-02 | |
| 2009-11-30 | Finders Harold C Officer (Division CEO) | 4 | Performance-Based Option Unit (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +191,399 191,399 owned after | $20.72 exercise price | 2009-12-02 | |
| 2009-11-30 | GULDIMANN TILL M Officer (Vice Chairman) | 4 | Performance-Based Option Unit (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −510,325 0 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | GULDIMANN TILL M Officer (Vice Chairman) | 4 | Performance-Based Option Unit (right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +510,325 510,325 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | LANG RONALD M Officer (Group CEO) | 4 | Performance-Based Option Unit (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −510,325 0 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | LANG RONALD M Officer (Group CEO) | 4 | Performance-Based Option Unit (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +510,325 510,325 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | McDugall Thomas Officer (CFO, Financial Systems) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −127,591 0 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | McDugall Thomas Officer (CFO, Financial Systems) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +127,591 127,591 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | McDugall Thomas Officer (CFO, Financial Systems) | 4 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,850 0 owned after | $2.22 exercise price | 2009-12-02 | |
| 2009-11-30 | McDugall Thomas Officer (CFO, Financial Systems) | 4 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,850 34,850 owned after | $2.22 exercise price | 2009-12-02 | |
| 2009-11-30 | ROBINS BRIAN Officer (SVP-Chief Marketing Officer) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −212,632 0 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | ROBINS BRIAN Officer (SVP-Chief Marketing Officer) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +212,632 212,632 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | RUANE MICHAEL J Officer (SVP-Finance & CFO) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −744,223 0 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | RUANE MICHAEL J Officer (SVP-Finance & CFO) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +744,223 744,223 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | Silbey Victoria E Officer (SVP-Legal & General Counsel) | 4 | Performance-Based Unit Option (right to but) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −212,632 0 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | Silbey Victoria E Officer (SVP-Legal & General Counsel) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +212,632 212,632 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | TARBOX RICHARD C Officer (SVP-Corporate Development) | 4 | Performance-Based Option Unit (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −510,325 0 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | TARBOX RICHARD C Officer (SVP-Corporate Development) | 4 | Performance-Based Option Unit (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +510,325 510,325 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | Asser Weslock Kathleen Officer (SVP-HR & Chief HR Officer) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −115,738 0 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | Asser Weslock Kathleen Officer (SVP-HR & Chief HR Officer) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +115,738 115,738 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | BERG ERIC A Officer (Group CEO) | 4 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −348,500 0 owned after | $2.38 exercise price | 2009-12-02 | |
| 2009-11-30 | BERG ERIC A Officer (Group CEO) | 4 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +348,500 348,500 owned after | $2.38 exercise price | 2009-12-02 | |
| 2009-11-30 | BERG ERIC A Officer (Group CEO) | 4 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −139,400 0 owned after | $1.41 exercise price | 2009-12-02 | |
| 2009-11-30 | BERG ERIC A Officer (Group CEO) | 4 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +139,400 139,400 owned after | $1.41 exercise price | 2009-12-02 | |
| 2009-11-30 | Santos Gilbert O Officer (Group CEO) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −79,532 0 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | Santos Gilbert O Officer (Group CEO) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +79,532 79,532 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | Santos Gilbert O Officer (Group CEO) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −66,136 0 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | Santos Gilbert O Officer (Group CEO) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,136 66,136 owned after | $18.00 exercise price | 2009-12-02 | |
| 2009-11-30 | Santos Gilbert O Officer (Group CEO) | 4 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −76,670 0 owned after | $2.22 exercise price | 2009-12-02 | |
| 2009-11-30 | Santos Gilbert O Officer (Group CEO) | 4 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,670 76,670 owned after | $2.22 exercise price | 2009-12-02 | |
| 2009-11-11 | MANN JAMES L Director | 4 | Time-Based Class A Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,704 4,704 owned after | $0.28 exercise price | 2009-11-13 | |
| 2009-10-28 | ASHTON JAMES E III Officer (Division CEO) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,740 0 owned after | $4.50 exercise price | 2009-10-30 | |
| 2009-10-28 | ASHTON JAMES E III Officer (Division CEO) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −77,885 0 owned after | $4.50 exercise price | 2009-10-30 | |
| 2009-10-28 | ASHTON JAMES E III Officer (Division CEO) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,437 0 owned after | $4.50 exercise price | 2009-10-30 | |
| 2009-10-28 | ASHTON JAMES E III Officer (Division CEO) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,038 0 owned after | $4.50 exercise price | 2009-10-30 | |
| 2009-10-27 | Finders Harold C Officer (Division CEO) | 4 | Performance-Based Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 288,958 owned after | $18.00 exercise price | 2009-10-29 | |
| 2009-09-30 | TARBOX RICHARD C Officer (SVP-Corporate Development) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −124,692 0 owned after | $4.50 exercise price | 2009-10-02 | |
| 2009-09-30 | TARBOX RICHARD C Officer (SVP-Corporate Development) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,222 0 owned after | $4.50 exercise price | 2009-10-02 | |
| 2009-09-30 | TARBOX RICHARD C Officer (SVP-Corporate Development) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,245 0 owned after | $4.50 exercise price | 2009-10-02 | |
| 2009-09-18 holding as of filing | McDugall Thomas Officer (CFO, Financial Systems) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-09-18 | ||
| 2009-09-18 holding as of filing | McDugall Thomas Officer (CFO, Financial Systems) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-09-18 | ||
| 2009-09-18 holding as of filing | McDugall Thomas Officer (CFO, Financial Systems) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-09-18 | ||
| 2009-09-18 holding as of filing | McDugall Thomas Officer (CFO, Financial Systems) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-09-18 | ||
| 2009-09-18 holding as of filing | McDugall Thomas Officer (CFO, Financial Systems) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-09-18 | ||
| 2009-09-18 holding as of filing | McDugall Thomas Officer (CFO, Financial Systems) | 3 | Performance-Based Unit Option (right to buy) Derivative · Direct | Holding | $18.00 exercise price | 2009-09-18 | ||
| 2009-09-18 holding as of filing | McDugall Thomas Officer (CFO, Financial Systems) | 3 | Time-Based Unit Option (right to buy) Derivative · Direct | Holding | $18.00 exercise price | 2009-09-18 | ||
| 2009-09-18 holding as of filing | McDugall Thomas Officer (CFO, Financial Systems) | 3 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | Holding | $2.22 exercise price | 2009-09-18 | ||
| 2009-09-18 holding as of filing | McDugall Thomas Officer (CFO, Financial Systems) | 3 | Time-Based Class A Stock Option (right to buy) Derivative · Direct | Holding | $2.22 exercise price | 2009-09-18 | ||
| 2009-09-18 holding as of filing | McDugall Thomas Officer (CFO, Financial Systems) | 3 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | Holding | $0.44 exercise price | 2009-09-18 | ||
| 2009-09-18 holding as of filing | McDugall Thomas Officer (CFO, Financial Systems) | 3 | Time-Based Class A Stock Option (right to buy) Derivative · Direct | Holding | $0.44 exercise price | 2009-09-18 | ||
| 2009-09-17 | Mullane Karen M Officer (Vice President & Controller) | 4 | Performance-Based Unit Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −74,418 0 owned after | $18.00 exercise price | 2009-09-21 | |
| 2009-09-17 | Mullane Karen M Officer (Vice President & Controller) | 4 | Performance-Based Unit Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,418 74,418 owned after | $18.00 exercise price | 2009-09-21 | |
| 2009-09-17 | Mullane Karen M Officer (Vice President & Controller) | 4 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,425 0 owned after | $2.22 exercise price | 2009-09-21 | |
| 2009-09-17 | Mullane Karen M Officer (Vice President & Controller) | 4 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,425 17,425 owned after | $2.22 exercise price | 2009-09-21 | |
| 2009-09-14 | Asser Weslock Kathleen Officer (SVP-HR & Chief HR Officer) | 4 | Time-Based Class A Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,361 19,361 owned after | $0.44 exercise price | 2009-09-16 | |
| 2009-09-14 | Asser Weslock Kathleen Officer (SVP-HR & Chief HR Officer) | 4 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,850 34,850 owned after | $0.44 exercise price | 2009-09-16 | |
| 2009-09-14 | TARBOX RICHARD C Officer (SVP-Corporate Development) | 4 | Time-Based Class A Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,361 19,361 owned after | $0.44 exercise price | 2009-09-16 | |
| 2009-09-14 | TARBOX RICHARD C Officer (SVP-Corporate Development) | 4 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,850 34,850 owned after | $0.44 exercise price | 2009-09-16 | |
| 2009-09-14 | Silbey Victoria E Officer (SVP-Legal & General Counsel) | 4 | Time-Based Class A Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,722 38,722 owned after | $0.44 exercise price | 2009-09-16 | |
| 2009-09-14 | Silbey Victoria E Officer (SVP-Legal & General Counsel) | 4 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,700 69,700 owned after | $0.44 exercise price | 2009-09-16 | |
| 2009-09-14 | Finders Harold C Officer (Division CEO) | 4 | Time-Based Class A Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,722 38,722 owned after | $0.44 exercise price | 2009-09-16 | |
| 2009-09-14 | Finders Harold C Officer (Division CEO) | 4 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,700 69,700 owned after | $0.44 exercise price | 2009-09-16 | |
| 2009-09-14 | ASHTON JAMES E III Officer (Division CEO) | 4 | Time-Based Class A Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,722 38,722 owned after | $0.44 exercise price | 2009-09-16 | |
| 2009-09-14 | ASHTON JAMES E III Officer (Division CEO) | 4 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,700 69,700 owned after | $0.44 exercise price | 2009-09-16 | |
| 2009-09-08 | ASHTON JAMES E III Officer (Division CEO) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,083 0 owned after | $4.50 exercise price | 2009-09-10 | |
| 2009-09-08 | ASHTON JAMES E III Officer (Division CEO) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,648 0 owned after | $4.50 exercise price | 2009-09-10 | |
| 2009-09-08 | ASHTON JAMES E III Officer (Division CEO) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,578 0 owned after | $4.50 exercise price | 2009-09-10 | |
| 2009-09-08 | ASHTON JAMES E III Officer (Division CEO) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,111 0 owned after | $4.50 exercise price | 2009-09-10 | |
| 2009-09-08 | ASHTON JAMES E III Officer (Division CEO) | 4 | Rollover Unit Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,000 0 owned after | $4.50 exercise price | 2009-09-10 | |
| 2009-06-29 holding as of filing | MANN JAMES L Director | 3 | Time-Based Unit Option (right to buy) Derivative · Direct · (m) | Holding | $18.00 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | MANN JAMES L Director | 3 | Time-Based Class A Stock Option (right to buy) Derivative · Direct · (m) | Holding | $2.38 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | MANN JAMES L Director | 3 | Time-Based Class A Stock Option (right to buy) Derivative · Direct · (m) | Holding | $1.41 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | CONDE CRISTOBAL Director, Officer (President and CEO) | 3 | Performance-Based Unit Option (right to buy) Derivative · Direct | Holding | $18.00 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | CONDE CRISTOBAL Director, Officer (President and CEO) | 3 | Time-Based Unit Option (right to buy) Derivative · Direct | Holding | $18.00 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | Mullane Karen M Officer (Vice President & Controller) | 3 | Time-Based Unit Option (right to buy) Derivative · Direct | Holding | $18.00 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | Mullane Karen M Officer (Vice President & Controller) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | Mullane Karen M Officer (Vice President & Controller) | 3 | Time-Based Class A Stock Option (right to buy) Derivative · Direct | Holding | $2.22 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | Mullane Karen M Officer (Vice President & Controller) | 3 | Performance-Based Unit Option (right to buy) Derivative · Direct | Holding | $18.00 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | Mullane Karen M Officer (Vice President & Controller) | 3 | Performance-Based Class A Stock Option (right to buy) Derivative · Direct | Holding | $2.22 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | ASHTON JAMES E III Officer (Division CEO) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | ASHTON JAMES E III Officer (Division CEO) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | ASHTON JAMES E III Officer (Division CEO) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | ASHTON JAMES E III Officer (Division CEO) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | ASHTON JAMES E III Officer (Division CEO) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | ASHTON JAMES E III Officer (Division CEO) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | ASHTON JAMES E III Officer (Division CEO) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | ASHTON JAMES E III Officer (Division CEO) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | ASHTON JAMES E III Officer (Division CEO) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | ASHTON JAMES E III Officer (Division CEO) | 3 | Performance-Based Unit Option (right to buy) Derivative · Direct | Holding | $18.00 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | LANG RONALD M Officer (Group CEO) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | LANG RONALD M Officer (Group CEO) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | LANG RONALD M Officer (Group CEO) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | LANG RONALD M Officer (Group CEO) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-06-29 | ||
| 2009-06-29 holding as of filing | LANG RONALD M Officer (Group CEO) | 3 | Rollover Unit Option (right to buy) Derivative · Direct | Holding | $4.50 exercise price | 2009-06-29 |