SUGARMADE, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-18: Reporting owner Pinto Stephan; Form 3; Security Warrants to Purchase Common Stock; Transaction Holding.
- 2012-12-17: Reporting owner Kearney Kevin M; Form 3; Security Warrants to Purchase Common Stock; Transaction Holding.
- 2012-12-17: Reporting owner Kearney Kevin M; Form 3; Security Warrants to Purchase Common Stock; Transaction Holding.
- 2012-12-17: Reporting owner Kearney Kevin M; Form 3; Security Warrants to Purchase Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-18 holding as of filing | Pinto Stephan Director | 3 | Warrants to Purchase Common Stock Derivative · Direct | Holding | $1.50 exercise price | 2012-12-18 | ||
| 2012-12-17 holding as of filing | Kearney Kevin M Director | 3 | Warrants to Purchase Common Stock Derivative · Direct | Holding | $1.25 exercise price | 2012-12-17 | ||
| 2012-12-17 holding as of filing | Kearney Kevin M Director | 3 | Warrants to Purchase Common Stock Derivative · Direct | Holding | $1.50 exercise price | 2012-12-17 | ||
| 2012-12-17 holding as of filing | Kearney Kevin M Director | 3 | Warrants to Purchase Common Stock Derivative · Direct | Holding | $0.01 exercise price | 2012-12-17 | ||
| 2012-12-17 holding as of filing | Kearney Kevin M Director | 3 | Warrants to Purchase Common Stock Derivative · Direct | Holding | $0.50 exercise price | 2012-12-17 | ||
| 2011-06-24 holding as of filing | Salzberg Sanford Director | 3 | Warrant (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2011-06-24 | ||
| 2011-06-24 holding as of filing | JENSEN C JAMES Director | 3 | Warrant (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2011-06-24 | ||
| 2011-05-27 holding as of filing | Russeth Kevin Director | 4 | Warrants to purchase common stock Derivative · Direct | Holding | 100,000 owned after | $1.25 exercise price | 2011-05-27 | |
| 2011-05-09 | Shultz Jonathan Other (10% owner until 5/9/2011) | 4/A | Warrant to Purchase Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50,000 50,000 owned after | $1.25 exercise price | 2011-05-11 | |
| 2011-05-09 | Shultz Jonathan Other (10% owner until 5/9/2011) | 4/A | Warrant to Purchase Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50,000 50,000 owned after | $1.25 exercise price | 2011-05-11 | |
| 2011-05-09 | Russeth Kevin | 4 | Warrants to purchase Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +100,000 100,000 owned after | $1.25 exercise price | 2011-05-11 | |
| 2011-05-09 | Diversified Opportunities, Inc. 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50,000 50,000 owned after | $1.25 exercise price | 2011-05-11 | |
| 2011-05-09 | Davis Steven James Other (10% owner until 05/09/2011) | 4 | Warrants to Purchase Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50,000 50,000 owned after | $1.25 exercise price | 2011-05-11 |