SUGARMADE, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-06: Reporting owner JENSEN C JAMES; Form 4; Security Option; Transaction J Other acquisition or disposition (describe transaction).
- 2012-09-06: Reporting owner Salzberg Sanford; Form 4; Security Option; Transaction J Other acquisition or disposition (describe transaction).
- 2012-09-06: Reporting owner Salzberg Sanford; Form 4; Security Option; Transaction J Other acquisition or disposition (describe transaction).
- 2012-09-06: Reporting owner Roffman Edward; Form 4; Security Stock Option; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-06 | JENSEN C JAMES Director | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +100,000 144,000 owned after | $0.53 exercise price | 2012-09-10 | |
| 2012-09-06 | Salzberg Sanford Director | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +100,000 144,000 owned after | $0.53 exercise price | 2012-09-10 | |
| 2012-09-06 | Salzberg Sanford Director | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +25,000 169,000 owned after | $0.53 exercise price | 2012-09-10 | |
| 2012-09-06 | Roffman Edward Director | 4 | Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +100,000 44,000 owned after | $0.53 exercise price | 2012-09-10 | |
| 2011-06-24 holding as of filing | Salzberg Sanford Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.25 exercise price | 2011-06-24 | ||
| 2011-06-24 holding as of filing | Salzberg Sanford Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.25 exercise price | 2011-06-24 | ||
| 2011-06-24 holding as of filing | JENSEN C JAMES Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.25 exercise price | 2011-06-24 | ||
| 2011-06-24 holding as of filing | Roffman Edward Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.25 exercise price | 2011-06-24 |