SUGARMADE, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-07-08: Reporting owner Russeth Kevin; Form 4; Security DVOP; Transaction S Open market or private sale of non-derivative or derivative security.
- 2011-07-08: Reporting owner Russeth Kevin; Form 4; Security DVOP; Transaction S Open market or private sale of non-derivative or derivative security.
- 2011-06-16: Reporting owner Russeth Kevin; Form 4; Security DVOP; Transaction S Open market or private sale of non-derivative or derivative security.
- 2011-06-15: Reporting owner Russeth Kevin; Form 4; Security DVOP; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-07-08 | Russeth Kevin Other (Director Resigned 6/14/2011) | 4 | DVOP Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,000 70,000 owned after | $5.05 | 2011-07-12 | |
| 2011-07-08 | Russeth Kevin Other (Director Resigned 6/14/2011) | 4 | DVOP Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,000 68,000 owned after | $5.00 | 2011-07-12 | |
| 2011-06-16 | Russeth Kevin Other (Director Resigned 6/14/20l1) | 4 | DVOP Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,500 72,000 owned after | $5.00 | 2011-06-16 | |
| 2011-06-15 | Russeth Kevin Other (Director Resigned 6/14/20l1) | 4 | DVOP Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −500 74,500 owned after | $5.00 | 2011-06-16 | |
| 2011-05-25 | Russeth Kevin Director | 4 | DVOP Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −4,900 75,000 owned after | $6.00 | 2011-05-27 | |
| 2010-04-13 | Russeth Kevin Director, Officer (CEO), 10% Owner | 4 | Diversified Opportunities Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,510,234 4,525,234 owned after | $0.02 | 2010-04-14 |