STONEMOR PARTNERS LP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-30: Reporting owner HELLMAN ROBERT B JR; Form 4; Security Preemptive Right (obligation to sell); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-30: Reporting owner FREEDMAN ALLEN; Form 4; Security Preemptive right (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-30: Reporting owner LAUTMAN MARTIN R; Form 4; Security Preemptive right (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-30: Reporting owner SHANE WILLIAM ROBERT; Form 4; Security Preemptive Right (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-30 | HELLMAN ROBERT B JR Director | 4 | Preemptive Right (obligation to sell) Derivative · Indirect · By GP Holdings | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +512,709 512,709 owned after | $8.57 exercise price | 2017-01-04 | |
| 2016-12-30 | FREEDMAN ALLEN Director | 4 | Preemptive right (right to purchase) Derivative · Indirect · By StoneMor GP Holdings LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,811 2,811 owned after | $8.57 exercise price | 2017-01-04 | |
| 2016-12-30 | LAUTMAN MARTIN R Director | 4 | Preemptive right (right to purchase) Derivative · Indirect · By StoneMor GP Holdings LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,285 11,285 owned after | $8.57 exercise price | 2017-01-04 | |
| 2016-12-30 | SHANE WILLIAM ROBERT Director | 4 | Preemptive Right (right to purchase) Derivative · Indirect · By StoneMor GP Holdings LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +145,745 145,745 owned after | $8.57 exercise price | 2017-01-04 | |
| 2016-12-30 | MILLER LAWRENCE Director, Officer (President; CEO) | 4 | Preemptive Right (right to purchase) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +184,838 184,838 owned after | $8.57 exercise price | 2017-01-04 | |
| 2016-11-14 | TALBOTT FENTON R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53 1,688 owned after | $0.00 | 2016-11-16 | |
| 2016-11-14 | TALBOTT FENTON R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +700 22,118 owned after | $0.00 | 2016-11-16 | |
| 2016-11-14 | SHANE WILLIAM ROBERT Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125 3,950 owned after | $0.00 | 2016-11-16 | |
| 2016-11-14 | SHANE WILLIAM ROBERT Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +634 20,050 owned after | $0.00 | 2016-11-16 | |
| 2016-11-14 | POUND LEO J Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53 1,688 owned after | $0.00 | 2016-11-16 | |
| 2016-11-14 | MILLER LAWRENCE Director, Officer (President; CEO) | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,723 86,050 owned after | $0.00 | 2016-11-16 | |
| 2016-11-14 | LAUTMAN MARTIN R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +134 4,220 owned after | $0.00 | 2016-11-16 | |
| 2016-11-14 | LAUTMAN MARTIN R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +765 24,177 owned after | $0.00 | 2016-11-16 | |
| 2016-11-14 | FREEDMAN ALLEN Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +214 6,752 owned after | $0.00 | 2016-11-16 | |
| 2016-11-14 | FREEDMAN ALLEN Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +802 25,340 owned after | $0.00 | 2016-11-16 | |
| 2016-11-14 | CARVER HOWARD L Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +107 3,376 owned after | $0.00 | 2016-11-16 | |
| 2016-11-14 | CARVER HOWARD L Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +694 21,920 owned after | $0.00 | 2016-11-16 | |
| 2016-08-12 | TALBOTT FENTON R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39 1,470 owned after | $0.00 | 2016-08-16 | |
| 2016-08-12 | TALBOTT FENTON R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +566 21,418 owned after | $0.00 | 2016-08-16 | |
| 2016-08-12 | SHANE WILLIAM ROBERT Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +96 3,635 owned after | $0.00 | 2016-08-16 | |
| 2016-08-12 | SHANE WILLIAM ROBERT Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +513 19,415 owned after | $0.00 | 2016-08-16 | |
| 2016-08-12 | POUND LEO J Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39 1,470 owned after | $0.00 | 2016-08-16 | |
| 2016-08-12 | MILLER LAWRENCE Director, Officer (President; CEO) | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,202 83,327 owned after | $0.00 | 2016-08-16 | |
| 2016-08-12 | FREEDMAN ALLEN Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +155 5,882 owned after | $0.00 | 2016-08-16 | |
| 2016-08-12 | FREEDMAN ALLEN Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +648 24,538 owned after | $0.00 | 2016-08-16 | |
| 2016-08-12 | LAUTMAN MARTIN R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97 3,676 owned after | $0.00 | 2016-08-16 | |
| 2016-08-12 | LAUTMAN MARTIN R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +619 23,412 owned after | $0.00 | 2016-08-16 | |
| 2016-08-12 | CARVER HOWARD L Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78 2,941 owned after | $0.00 | 2016-08-16 | |
| 2016-08-12 | CARVER HOWARD L Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +561 21,227 owned after | $0.00 | 2016-08-16 | |
| 2016-07-06 holding as of filing | So Austin Officer (General Counsel, CLO and Sec.) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2016-07-06 | |
| 2016-05-13 | POUND LEO J Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33 1,432 owned after | $0.00 | 2016-05-17 | |
| 2016-05-13 | MILLER LAWRENCE Director, Officer (President; CEO) | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,214 81,126 owned after | $0.00 | 2016-05-17 | |
| 2016-05-13 | SHANE WILLIAM ROBERT Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +91 3,539 owned after | $0.00 | 2016-05-17 | |
| 2016-05-13 | SHANE WILLIAM ROBERT Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +516 18,902 owned after | $0.00 | 2016-05-17 | |
| 2016-05-13 | CARVER HOWARD L Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67 2,863 owned after | $0.00 | 2016-05-17 | |
| 2016-05-13 | CARVER HOWARD L Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +564 20,666 owned after | $0.00 | 2016-05-17 | |
| 2016-05-13 | TALBOTT FENTON R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33 1,432 owned after | $0.00 | 2016-05-17 | |
| 2016-05-13 | TALBOTT FENTON R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +569 20,852 owned after | $0.00 | 2016-05-17 | |
| 2016-05-13 | LAUTMAN MARTIN R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83 3,579 owned after | $0.00 | 2016-05-17 | |
| 2016-05-13 | LAUTMAN MARTIN R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +622 22,793 owned after | $0.00 | 2016-05-17 | |
| 2016-05-13 | FREEDMAN ALLEN Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +133 5,726 owned after | $0.00 | 2016-05-17 | |
| 2016-05-13 | FREEDMAN ALLEN Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +652 23,890 owned after | $0.00 | 2016-05-17 | |
| 2016-02-12 | TALBOTT FENTON R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24 993 owned after | $0.00 | 2016-02-17 | |
| 2016-02-12 | TALBOTT FENTON R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +497 20,283 owned after | $0.00 | 2016-02-17 | |
| 2016-02-12 | SHANE WILLIAM ROBERT Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24 993 owned after | $0.00 | 2016-02-17 | |
| 2016-02-12 | SHANE WILLIAM ROBERT Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +451 18,386 owned after | $0.00 | 2016-02-17 | |
| 2016-02-12 | POUND LEO J Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24 993 owned after | $0.00 | 2016-02-17 | |
| 2016-02-12 | MILLER LAWRENCE Director, Officer (President; CEO) | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,935 78,911 owned after | $0.00 | 2016-02-17 | |
| 2016-02-12 | LAUTMAN MARTIN R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61 2,483 owned after | $0.00 | 2016-02-17 | |
| 2016-02-12 | LAUTMAN MARTIN R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +544 22,171 owned after | $0.00 | 2016-02-17 | |
| 2016-02-12 | FREEDMAN ALLEN Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97 3,973 owned after | $0.00 | 2016-02-17 | |
| 2016-02-12 | FREEDMAN ALLEN Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +570 23,238 owned after | $0.00 | 2016-02-17 | |
| 2016-02-12 | CARVER HOWARD L Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49 1,986 owned after | $0.00 | 2016-02-17 | |
| 2016-02-12 | CARVER HOWARD L Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +493 20,102 owned after | $0.00 | 2016-02-17 |