STONEMOR PARTNERS LP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-10-25: Reporting owner Negrotti Stephen J.; Form 4/A; Security Subscription Rights (right to buy); Transaction O Exercise of out-of-the-money derivative security.
- 2019-10-25: Reporting owner Negrotti Stephen J.; Form 4; Security Subscription Rights (right to buy); Transaction O Exercise of out-of-the-money derivative security.
- 2019-10-24: Reporting owner Redling Joseph M; Form 4; Security Subscription Rights (right to buy); Transaction O Exercise of out-of-the-money derivative security.
- 2019-10-23: Reporting owner Redling Joseph M; Form 4; Security Subscription Rights (right to buy); Transaction O Exercise of out-of-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-10-25 | Negrotti Stephen J. Director | 4/A | Subscription Rights (right to buy) Derivative · Direct | O Exercise of out-of-the-money derivative security | −7,520 0 owned after | $1.20 exercise price | 2019-11-13 | |
| 2019-10-25 | Negrotti Stephen J. Director | 4 | Subscription Rights (right to buy) Derivative · Direct | O Exercise of out-of-the-money derivative security | −7,519 0 owned after | $1.20 exercise price | 2019-10-29 | |
| 2019-10-24 | Redling Joseph M Director, Officer (President & CEO) | 4 | Subscription Rights (right to buy) Derivative · Direct | O Exercise of out-of-the-money derivative security | −83,500 4,162 owned after | $1.20 exercise price | 2019-10-25 | |
| 2019-10-23 | Redling Joseph M Director, Officer (President & CEO) | 4 | Subscription Rights (right to buy) Derivative · Direct | O Exercise of out-of-the-money derivative security | −338,841 87,662 owned after | $1.20 exercise price | 2019-10-25 | |
| 2019-02-28 | TALBOTT FENTON R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +101 2,862 owned after | $0.00 | 2019-03-04 | |
| 2019-02-28 | TALBOTT FENTON R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +835 23,646 owned after | $0.00 | 2019-03-04 | |
| 2019-02-28 | POUND LEO J Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +101 2,862 owned after | $0.00 | 2019-03-04 | |
| 2019-02-28 | LAUTMAN MARTIN R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +253 7,155 owned after | $0.00 | 2019-03-04 | |
| 2019-02-28 | LAUTMAN MARTIN R Director | 4 | Distribution Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +912 25,847 owned after | $0.00 | 2019-03-04 |