STONEMOR PARTNERS LP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows, 17 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-01-03: Reporting owner Mangrove Partners i-Feeder 1, Ltd. | Mangrove Partners Fund, L.P. | Mangrove Partners Fund (Cayman Drawdown), L.P. | Mangrove Partners Fund (Cayman Partnership), L.P. | Mangrove Partners Master Fund, Ltd. | MANGROVE PARTNERS | Mangrove Partners Fund (Cayman), Ltd. | AUGUST NATHANIEL H.; Form 3; Security Series A Preferred Units; Transaction Holding.
- 2020-01-03: Reporting owner Mangrove Partners i-Feeder 1, Ltd. | Mangrove Partners Fund, L.P. | Mangrove Partners Fund (Cayman Drawdown), L.P. | Mangrove Partners Fund (Cayman Partnership), L.P. | Mangrove Partners Master Fund, Ltd. | MANGROVE PARTNERS | Mangrove Partners Fund (Cayman), Ltd. | AUGUST NATHANIEL H.; Form 3; Security Series A Preferred Units; Transaction Holding.
- 2020-01-03: Reporting owner Mangrove Partners i-Feeder 1, Ltd. | Mangrove Partners Fund, L.P. | Mangrove Partners Fund (Cayman Drawdown), L.P. | Mangrove Partners Fund (Cayman Partnership), L.P. | Mangrove Partners Master Fund, Ltd. | MANGROVE PARTNERS | Mangrove Partners Fund (Cayman), Ltd. | AUGUST NATHANIEL H.; Form 3; Security Series A Preferred Units; Transaction Holding.
- 2020-01-03: Reporting owner Mangrove Partners i-Feeder 1, Ltd. | Mangrove Partners Fund, L.P. | Mangrove Partners Fund (Cayman Drawdown), L.P. | Mangrove Partners Fund (Cayman Partnership), L.P. | Mangrove Partners Master Fund, Ltd. | MANGROVE PARTNERS | Mangrove Partners Fund (Cayman), Ltd. | AUGUST NATHANIEL H.; Form 3; Security Series A Preferred Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-01-03 holding as of filing | Mangrove Partners i-Feeder 1, Ltd. | Mangrove Partners Fund, L.P. | Mangrove Partners Fund (Cayman Drawdown), L.P. | Mangrove Partners Fund (Cayman Partnership), L.P. | Mangrove Partners Master Fund, Ltd. | MANGROVE PARTNERS | Mangrove Partners Fund (Cayman), Ltd. | AUGUST NATHANIEL H. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Units Derivative · Indirect · (m) | Holding | no price filed | 2020-01-03 | ||
| 2020-01-03 holding as of filing | Mangrove Partners i-Feeder 1, Ltd. | Mangrove Partners Fund, L.P. | Mangrove Partners Fund (Cayman Drawdown), L.P. | Mangrove Partners Fund (Cayman Partnership), L.P. | Mangrove Partners Master Fund, Ltd. | MANGROVE PARTNERS | Mangrove Partners Fund (Cayman), Ltd. | AUGUST NATHANIEL H. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Units Derivative · Indirect · (m) | Holding | no price filed | 2020-01-03 | ||
| 2020-01-03 holding as of filing | Mangrove Partners i-Feeder 1, Ltd. | Mangrove Partners Fund, L.P. | Mangrove Partners Fund (Cayman Drawdown), L.P. | Mangrove Partners Fund (Cayman Partnership), L.P. | Mangrove Partners Master Fund, Ltd. | MANGROVE PARTNERS | Mangrove Partners Fund (Cayman), Ltd. | AUGUST NATHANIEL H. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Units Derivative · Indirect · (m) | Holding | no price filed | 2020-01-03 | ||
| 2020-01-03 holding as of filing | Mangrove Partners i-Feeder 1, Ltd. | Mangrove Partners Fund, L.P. | Mangrove Partners Fund (Cayman Drawdown), L.P. | Mangrove Partners Fund (Cayman Partnership), L.P. | Mangrove Partners Master Fund, Ltd. | MANGROVE PARTNERS | Mangrove Partners Fund (Cayman), Ltd. | AUGUST NATHANIEL H. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Units Derivative · Indirect · (m) | Holding | no price filed | 2020-01-03 | ||
| 2020-01-03 holding as of filing | Mangrove Partners i-Feeder 1, Ltd. | Mangrove Partners Fund, L.P. | Mangrove Partners Fund (Cayman Drawdown), L.P. | Mangrove Partners Fund (Cayman Partnership), L.P. | Mangrove Partners Master Fund, Ltd. | MANGROVE PARTNERS | Mangrove Partners Fund (Cayman), Ltd. | AUGUST NATHANIEL H. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Units Derivative · Indirect · (m) | Holding | no price filed | 2020-01-03 | ||
| 2019-12-31 | Mangrove Partners Master Fund, Ltd. | MANGROVE PARTNERS | Mangrove Partners Fund (Cayman), Ltd. | Mangrove Partners Fund (Cayman Drawdown), L.P. | Mangrove Partners Fund (Cayman Partnership), L.P. | Mangrove Partners i-Feeder 1, Ltd. | Mangrove Partners Fund, L.P. | AUGUST NATHANIEL H. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Units Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −1,323,806 0 owned after | no price filed | 2020-01-03 | |
| 2019-12-31 | Mangrove Partners Master Fund, Ltd. | MANGROVE PARTNERS | Mangrove Partners Fund (Cayman), Ltd. | Mangrove Partners Fund (Cayman Drawdown), L.P. | Mangrove Partners Fund (Cayman Partnership), L.P. | Mangrove Partners i-Feeder 1, Ltd. | Mangrove Partners Fund, L.P. | AUGUST NATHANIEL H. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Units Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −540,438 0 owned after | no price filed | 2020-01-03 | |
| 2019-12-31 | Mangrove Partners Master Fund, Ltd. | MANGROVE PARTNERS | Mangrove Partners Fund (Cayman), Ltd. | Mangrove Partners Fund (Cayman Drawdown), L.P. | Mangrove Partners Fund (Cayman Partnership), L.P. | Mangrove Partners i-Feeder 1, Ltd. | Mangrove Partners Fund, L.P. | AUGUST NATHANIEL H. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Units Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −1,441,276 0 owned after | no price filed | 2020-01-03 | |
| 2019-12-31 | Mangrove Partners Master Fund, Ltd. | MANGROVE PARTNERS | Mangrove Partners Fund (Cayman), Ltd. | Mangrove Partners Fund (Cayman Drawdown), L.P. | Mangrove Partners Fund (Cayman Partnership), L.P. | Mangrove Partners i-Feeder 1, Ltd. | Mangrove Partners Fund, L.P. | AUGUST NATHANIEL H. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Units Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −1,828,929 0 owned after | no price filed | 2020-01-03 | |
| 2019-12-31 | Mangrove Partners Master Fund, Ltd. | MANGROVE PARTNERS | Mangrove Partners Fund (Cayman), Ltd. | Mangrove Partners Fund (Cayman Drawdown), L.P. | Mangrove Partners Fund (Cayman Partnership), L.P. | Mangrove Partners i-Feeder 1, Ltd. | Mangrove Partners Fund, L.P. | AUGUST NATHANIEL H. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Units Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −5,160,383 0 owned after | no price filed | 2020-01-03 | |
| 2019-12-31 | Miller David Director | 4 | Series A Preferred Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −905,945 0 owned after | no price filed | 2020-01-02 | |
| 2019-12-31 | Axar GP, LLC | Axelrod Andrew | AXAR CAPITAL MANAGEMENT L.P. Director | Director, 10% Owner | Director | 4 | Series A Preferred Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,843,177 0 owned after | no price filed | 2020-01-02 | |
| 2019-10-25 | AXAR CAPITAL MANAGEMENT L.P. | Axar GP, LLC | Axelrod Andrew Director | Director | Director, 10% Owner | 4 | Series A Preferred Units Non-derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −1,921,315 37,843,177 owned after | $1.20 | 2019-10-29 | |
| 2019-10-25 | AXAR CAPITAL MANAGEMENT L.P. | Axar GP, LLC | Axelrod Andrew Director | Director | Director, 10% Owner | 4 | Series A Preferred Units Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,843,177 37,843,177 owned after | no price filed | 2019-10-29 | |
| 2019-07-11 holding as of filing | Miller David Director | 3/A | Series A Preferred Units Non-derivative · Direct | Holding | 996,377 owned after | no price filed | 2019-07-11 | |
| 2019-07-01 holding as of filing | Miller David Director | 3 | Series A Preferred Units Non-derivative · Direct | Holding | 996,377 owned after | no price filed | 2019-07-01 | |
| 2019-06-27 | AXAR CAPITAL MANAGEMENT L.P. | Axelrod Andrew | Axar GP, LLC Director | Director, 10% Owner | Director | 4 | Series A Preferred Units Non-derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,764,492 39,764,492 owned after | $1.10 | 2019-06-28 |