STONEMOR INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows, 62 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-11-03: Reporting owner AXAR CAPITAL MANAGEMENT L.P. | Axar GP, LLC | Axelrod Andrew; Form 4; Security Restricted Phantom Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-11-03: Reporting owner Patrick Kevin; Form 4; Security Restricted Phantom Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-11-03: Reporting owner Wellenbach Patricia D; Form 4; Security Restricted Phantom Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-11-03: Reporting owner Goldenberg Spencer E; Form 4; Security Restricted Phantom Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-11-03 | AXAR CAPITAL MANAGEMENT L.P. | Axar GP, LLC | Axelrod Andrew Director | Director | Director, 10% Owner | 4 | Restricted Phantom Common Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −9,174 0 owned after | $3.50 | 2022-11-07 | |
| 2022-11-03 | Patrick Kevin Director | 4 | Restricted Phantom Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,370 0 owned after | $3.50 | 2022-11-04 | |
| 2022-11-03 | Wellenbach Patricia D Director | 4 | Restricted Phantom Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −53,640 0 owned after | $3.50 | 2022-11-04 | |
| 2022-11-03 | Goldenberg Spencer E Director | 4 | Restricted Phantom Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −63,088 0 owned after | $3.50 | 2022-11-04 | |
| 2022-11-03 | Negrotti Stephen J. Director | 4 | Restricted Phantom Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,327 0 owned after | $3.50 | 2022-11-04 | |
| 2022-11-03 | Miller David Director | 4 | Restricted Phantom Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −57,466 0 owned after | $3.50 | 2022-11-04 | |
| 2022-08-04 | Miller David Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,666 57,466 owned after | $3.41 | 2022-08-05 | |
| 2022-08-04 | Negrotti Stephen J. Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,666 56,327 owned after | $3.41 | 2022-08-05 | |
| 2022-08-04 | Patrick Kevin Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,199 16,370 owned after | $3.41 | 2022-08-05 | |
| 2022-08-04 | Wellenbach Patricia D Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,933 53,640 owned after | $3.41 | 2022-08-05 | |
| 2022-08-04 | Goldenberg Spencer E Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,933 63,088 owned after | $3.41 | 2022-08-05 | |
| 2022-05-09 | Patrick Kevin Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,125 14,171 owned after | $2.40 | 2022-05-11 | |
| 2022-05-09 | Miller David Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,208 53,801 owned after | $2.40 | 2022-05-10 | |
| 2022-05-09 | Goldenberg Spencer E Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,167 60,155 owned after | $2.40 | 2022-05-10 | |
| 2022-05-09 | Negrotti Stephen J. Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,208 52,662 owned after | $2.40 | 2022-05-10 | |
| 2022-05-09 | Wellenbach Patricia D Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,167 50,708 owned after | $2.40 | 2022-05-10 | |
| 2022-03-03 | Negrotti Stephen J. Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,562 47,453 owned after | $2.74 | 2022-03-04 | |
| 2022-03-03 | Goldenberg Spencer E Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,650 55,988 owned after | $2.74 | 2022-03-04 | |
| 2022-03-03 | Patrick Kevin Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,737 11,046 owned after | $2.74 | 2022-03-04 | |
| 2022-03-03 | Wellenbach Patricia D Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,650 46,541 owned after | $2.74 | 2022-03-04 | |
| 2022-03-03 | Miller David Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,562 48,592 owned after | $2.74 | 2022-03-04 | |
| 2021-11-04 | Negrotti Stephen J. Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,938 42,891 owned after | $2.58 | 2021-11-05 | |
| 2021-11-04 | Patrick Kevin Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,938 8,309 owned after | $2.58 | 2021-11-05 | |
| 2021-11-04 | Goldenberg Spencer E Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,876 52,339 owned after | $2.58 | 2021-11-05 | |
| 2021-11-04 | Miller David Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,938 44,030 owned after | $2.58 | 2021-11-05 | |
| 2021-11-04 | Wellenbach Patricia D Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,938 42,891 owned after | $2.58 | 2021-11-05 | |
| 2021-07-27 | Goldenberg Spencer E Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,731 48,463 owned after | $2.68 | 2021-07-28 | |
| 2021-07-27 | Miller David Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,866 42,092 owned after | $2.68 | 2021-07-28 | |
| 2021-07-27 | Wellenbach Patricia D Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,866 40,953 owned after | $2.68 | 2021-07-28 | |
| 2021-07-27 | Patrick Kevin Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,866 6,370,542 owned after | $2.68 | 2021-07-28 | |
| 2021-07-27 | Negrotti Stephen J. Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,866 40,953 owned after | $2.68 | 2021-07-28 | |
| 2021-04-27 | Patrick Kevin Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,232 4,505 owned after | $2.24 | 2021-04-28 | |
| 2021-04-27 | Miller David Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,232 40,227 owned after | $2.24 | 2021-04-28 | |
| 2021-04-27 | Wellenbach Patricia D Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,232 39,088 owned after | $2.24 | 2021-04-28 | |
| 2021-04-27 | Negrotti Stephen J. Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,232 39,088 owned after | $2.24 | 2021-04-28 | |
| 2021-04-27 | Goldenberg Spencer E Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,464 44,731 owned after | $2.24 | 2021-04-28 | |
| 2021-03-02 | Miller David Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,273 37,994 owned after | $2.20 | 2021-03-03 | |
| 2021-03-02 | Patrick Kevin Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,273 2,273 owned after | $2.20 | 2021-03-03 | |
| 2021-03-02 | Wellenbach Patricia D Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,273 36,855 owned after | $2.20 | 2021-03-03 | |
| 2021-03-02 | Goldenberg Spencer E Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,545 40,267 owned after | $2.20 | 2021-03-03 | |
| 2021-03-02 | Negrotti Stephen J. Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,273 36,855 owned after | $2.20 | 2021-03-03 | |
| 2020-11-05 | Negrotti Stephen J. Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,882 34,583 owned after | $0.85 | 2020-11-06 | |
| 2020-11-05 | Goldenberg Spencer E Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,882 35,722 owned after | $0.85 | 2020-11-06 | |
| 2020-11-05 | Wellenbach Patricia D Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,882 34,583 owned after | $0.85 | 2020-11-06 | |
| 2020-11-05 | Miller David Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,882 35,722 owned after | $0.85 | 2020-11-06 | |
| 2020-07-28 | Goldenberg Spencer E Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,944 29,839 owned after | $0.72 | 2020-07-31 | |
| 2020-07-28 | Miller David Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,944 29,839 owned after | $0.72 | 2020-07-30 | |
| 2020-07-28 | Wellenbach Patricia D Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,944 28,700 owned after | $0.72 | 2020-07-30 | |
| 2020-07-28 | Negrotti Stephen J. Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,944 28,700 owned after | $0.72 | 2020-07-30 | |
| 2020-05-05 | Miller David Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,091 22,895 owned after | $0.55 | 2020-05-06 | |
| 2020-05-05 | Wellenbach Patricia D Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,091 21,756 owned after | $0.55 | 2020-05-06 | |
| 2020-05-05 | Goldenberg Spencer E Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,091 22,895 owned after | $0.55 | 2020-05-06 | |
| 2020-05-05 | Negrotti Stephen J. Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,091 21,756 owned after | $0.55 | 2020-05-06 | |
| 2020-02-25 | Miller David Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,630 13,804 owned after | $1.08 | 2020-02-27 | |
| 2020-02-25 | Wellenbach Patricia D Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,630 12,665 owned after | $1.08 | 2020-02-27 | |
| 2020-02-25 | Negrotti Stephen J. Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,630 12,665 owned after | $1.08 | 2020-02-27 | |
| 2020-02-25 | Goldenberg Spencer E Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,630 13,804 owned after | $1.08 | 2020-02-27 | |
| 2019-12-31 | Miller David Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,174 9,174 owned after | no price filed | 2020-01-02 | |
| 2019-12-31 | Wellenbach Patricia D Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,035 8,035 owned after | no price filed | 2020-01-02 | |
| 2019-12-31 | Negrotti Stephen J. Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,035 8,035 owned after | no price filed | 2020-01-02 | |
| 2019-12-31 | Goldenberg Spencer E Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,174 9,174 owned after | no price filed | 2020-01-02 | |
| 2019-12-31 | Axelrod Andrew | Axar GP, LLC | AXAR CAPITAL MANAGEMENT L.P. Director, 10% Owner | Director | Director | 4 | Restricted Phantom Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,174 9,174 owned after | no price filed | 2020-01-02 |