STONEMOR INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-06-19: Reporting owner Axar GP, LLC | Axelrod Andrew | AXAR CAPITAL MANAGEMENT L.P.; Form 4; Security Series A Preferred Stock, $0.01 par value per share; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-04-03: Reporting owner Axelrod Andrew | AXAR CAPITAL MANAGEMENT L.P. | Axar GP, LLC; Form 4; Security Series A Preferred Stock, $0.01 par value per share; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-06-19 | Axar GP, LLC | Axelrod Andrew | AXAR CAPITAL MANAGEMENT L.P. Director | Director, 10% Owner | Director | 4 | Series A Preferred Stock, $0.01 par value per share Non-derivative · Indirect · See footnotes | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −176 0 owned after | no price filed | 2020-06-23 | |
| 2020-04-03 | Axelrod Andrew | AXAR CAPITAL MANAGEMENT L.P. | Axar GP, LLC Director, 10% Owner | Director | Director | 4 | Series A Preferred Stock, $0.01 par value per share Non-derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +176 176 owned after | $50,000.00 | 2020-04-03 |