STONEMOR INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows, 44 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-11-03: Reporting owner Trost Keith Edward Jr; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-11-03: Reporting owner Trost Keith Edward Jr; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-11-03: Reporting owner Trost Keith Edward Jr; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-11-03: Reporting owner Trost Keith Edward Jr; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-11-03 | Trost Keith Edward Jr Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $1.79 | 2022-11-04 | |
| 2022-11-03 | Trost Keith Edward Jr Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $1.71 exercise price | 2022-11-04 | |
| 2022-11-03 | Trost Keith Edward Jr Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $2.30 | 2022-11-04 | |
| 2022-11-03 | Trost Keith Edward Jr Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $1.20 exercise price | 2022-11-04 | |
| 2022-11-03 | Redling Joseph M Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −156,250 0 owned after | $1.79 | 2022-11-04 | |
| 2022-11-03 | Redling Joseph M Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −156,250 0 owned after | $1.71 exercise price | 2022-11-04 | |
| 2022-11-03 | Redling Joseph M Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,250,000 0 owned after | $2.30 | 2022-11-04 | |
| 2022-11-03 | Redling Joseph M Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,250,000 0 owned after | $1.20 exercise price | 2022-11-04 | |
| 2022-11-03 | Granson Lindsay Officer (SVP of Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,667 0 owned after | $1.79 | 2022-11-04 | |
| 2022-11-03 | Granson Lindsay Officer (SVP of Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,667 0 owned after | $1.71 exercise price | 2022-11-04 | |
| 2022-11-03 | Granson Lindsay Officer (SVP of Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | $2.30 | 2022-11-04 | |
| 2022-11-03 | Granson Lindsay Officer (SVP of Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | $1.20 exercise price | 2022-11-04 | |
| 2022-11-03 | Laher Sahal S Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −112,500 0 owned after | $0.08 | 2022-11-04 | |
| 2022-11-03 | Laher Sahal S Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −112,500 0 owned after | $3.42 exercise price | 2022-11-04 | |
| 2022-11-03 | Connolly Thomas A Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,834 0 owned after | $1.79 | 2022-11-04 | |
| 2022-11-03 | Connolly Thomas A Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,833 0 owned after | $1.71 exercise price | 2022-11-04 | |
| 2022-11-03 | Connolly Thomas A Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $2.30 | 2022-11-04 | |
| 2022-11-03 | Connolly Thomas A Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $1.20 exercise price | 2022-11-04 | |
| 2022-11-03 | DiGiovanni Jeffrey Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,834 0 owned after | $1.79 | 2022-11-04 | |
| 2022-11-03 | DiGiovanni Jeffrey Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,833 0 owned after | $1.71 exercise price | 2022-11-04 | |
| 2022-11-03 | DiGiovanni Jeffrey Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $2.30 | 2022-11-04 | |
| 2022-11-03 | DiGiovanni Jeffrey Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $1.20 exercise price | 2022-11-04 | |
| 2022-10-21 | DiGiovanni Jeffrey Officer (See Remarks) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +18,833 37,667 owned after | $1.71 exercise price | 2022-10-24 | |
| 2022-10-21 | DiGiovanni Jeffrey Officer (See Remarks) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +300,000 150,000 owned after | $1.20 exercise price | 2022-10-24 | |
| 2022-10-20 | Connolly Thomas A Officer (See Remarks) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +18,833 37,667 owned after | $1.71 exercise price | 2022-10-24 | |
| 2022-10-20 | Connolly Thomas A Officer (See Remarks) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +300,000 150,000 owned after | $1.20 exercise price | 2022-10-24 | |
| 2022-10-20 | Trost Keith Edward Jr Officer (See Remarks) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,500 25,000 owned after | $1.71 exercise price | 2022-10-24 | |
| 2022-10-20 | Trost Keith Edward Jr Officer (See Remarks) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +50,000 25,000 owned after | $1.20 exercise price | 2022-10-24 | |
| 2022-06-15 holding as of filing | Trost Keith Edward Jr Officer (See Remarks) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.20 exercise price | 2022-06-15 | ||
| 2022-06-15 holding as of filing | Trost Keith Edward Jr Officer (See Remarks) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.71 exercise price | 2022-06-15 | ||
| 2022-05-27 | Laher Sahal S Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $3.42 exercise price | 2022-05-31 | |
| 2022-05-26 | Granson Lindsay Officer (SVP of Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 33,334 owned after | $1.71 exercise price | 2022-05-31 | |
| 2022-05-26 | Granson Lindsay Officer (SVP of Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 75,000 owned after | $1.20 exercise price | 2022-05-31 | |
| 2021-01-04 holding as of filing | Granson Lindsay Officer (See Remarks) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.20 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Granson Lindsay Officer (See Remarks) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.71 exercise price | 2021-01-04 | ||
| 2020-12-03 | Granson Lindsay Officer (SVP of Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 275,000 owned after | $1.71 exercise price | 2021-12-06 | |
| 2020-12-03 | So Austin Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,500 506,500 owned after | $1.71 exercise price | 2020-12-07 | |
| 2020-12-03 | Connolly Thomas A Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,500 506,500 owned after | $1.71 exercise price | 2020-12-07 | |
| 2020-12-03 | DiGiovanni Jeffrey Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,500 506,500 owned after | $1.71 exercise price | 2020-12-07 | |
| 2020-12-03 | Redling Joseph M Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +312,500 2,812,500 owned after | $1.71 exercise price | 2020-12-07 | |
| 2019-12-31 | So Austin Officer (SVP, CLO and Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 450,000 owned after | $1.20 exercise price | 2020-01-02 | |
| 2019-12-31 | Redling Joseph M Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 2,500,000 owned after | $1.20 exercise price | 2020-01-02 | |
| 2019-12-31 | Connolly Thomas A Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 450,000 owned after | $1.20 exercise price | 2020-01-02 | |
| 2019-12-31 | DiGiovanni Jeffrey Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 450,000 owned after | $1.20 exercise price | 2020-01-02 |