STERIS plc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 108 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-03-28: Reporting owner Bardwell Kathleen; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-03-28: Reporting owner Bardwell Kathleen; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-03-21: Reporting owner Rosebrough Walter M Jr; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-03-01: Reporting owner Wood Michael B; Form 4; Security Director Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-03-28 | Bardwell Kathleen Officer (Sr.V. P. & C.C.O.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $77.07 exercise price | 2019-03-28 | |
| 2019-03-28 | Bardwell Kathleen Officer (Sr.V. P. & C.C.O.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,332 0 owned after | $114.22 exercise price | 2019-03-28 | |
| 2019-03-21 | Rosebrough Walter M Jr Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $45.34 exercise price | 2019-03-22 | |
| 2019-03-01 | Wood Michael B Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,609 0 owned after | $28.08 exercise price | 2019-03-04 | |
| 2019-02-20 | FELDMANN CYNTHIA L Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,037 0 owned after | $51.53 exercise price | 2019-02-21 | |
| 2019-02-20 | Breeden Richard C Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,609 0 owned after | $28.08 exercise price | 2019-02-21 | |
| 2019-01-25 | Zangerle John Adam Officer (Sr. VP, Gen Counsel, and Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,000 owned after | $45.34 exercise price | 2019-01-28 | |
| 2019-01-11 | Zangerle John Adam Officer (Sr. VP, Gen Counsel, and Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,750 0 owned after | $36.09 exercise price | 2019-01-14 |