STERIS plc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-03: Reporting owner Rosebrough Walter M Jr; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-11-07: Reporting owner TOKICH MICHAEL J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-11-07: Reporting owner TOKICH MICHAEL J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-10-01: Reporting owner Carestio Daniel A; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-03 | Rosebrough Walter M Jr Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 0 owned after | $29.94 exercise price | 2018-12-06 | |
| 2018-11-07 | TOKICH MICHAEL J Officer (Sr. Vice Pres., CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,500 0 owned after | $36.09 exercise price | 2018-11-08 | |
| 2018-11-07 | TOKICH MICHAEL J Officer (Sr. Vice Pres., CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $29.94 exercise price | 2018-11-08 | |
| 2018-10-01 | Carestio Daniel A Officer (Sr VP and Chief Operating Off) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,468 9,468 owned after | $125.58 exercise price | 2018-10-03 | |
| 2018-08-14 | Burton Karen L Officer (VP, Controller & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,300 0 owned after | $31.87 exercise price | 2018-08-15 | |
| 2018-08-09 | Steeves Richard Martin Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +436 436 owned after | $114.74 exercise price | 2018-08-10 | |
| 2018-08-09 | Wood Michael B Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,495 3,495 owned after | $114.74 exercise price | 2018-08-10 | |
| 2018-08-09 | WILSON LOYAL W Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,495 3,495 owned after | $114.74 exercise price | 2018-08-10 | |
| 2018-08-09 | Sohi Mohsen Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,893 4,893 owned after | $114.74 exercise price | 2018-08-10 | |
| 2018-08-09 | LEWIS DAVID B Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +436 436 owned after | $114.74 exercise price | 2018-08-10 | |
| 2018-08-09 | KOSECOFF JACQUELINE B Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +436 436 owned after | $114.74 exercise price | 2018-08-10 | |
| 2018-08-09 | FELDMANN CYNTHIA L Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,495 3,495 owned after | $114.74 exercise price | 2018-08-10 | |
| 2018-08-09 | Breeden Richard C Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,495 3,495 owned after | $114.74 exercise price | 2018-08-10 | |
| 2018-06-05 | WILSON LOYAL W Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,609 0 owned after | $28.08 exercise price | 2018-06-06 | |
| 2018-05-31 | Rosebrough Walter M Jr Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +136,268 136,268 owned after | $114.22 exercise price | 2018-06-04 | |
| 2018-05-31 | Burton Karen L Officer (VP, Controller & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,900 7,900 owned after | $114.22 exercise price | 2018-06-04 | |
| 2018-05-31 | Bardwell Kathleen Officer (Sr.V. P. & C.C.O.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,332 9,332 owned after | $114.22 exercise price | 2018-06-04 | |
| 2018-05-31 | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,536 21,536 owned after | $114.22 exercise price | 2018-06-01 | |
| 2018-05-31 | TOKICH MICHAEL J Officer (Sr. Vice Pres., CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,664 46,664 owned after | $114.22 exercise price | 2018-06-01 | |
| 2018-05-31 | Tamaro Renato Officer (V.P. & Corporate Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,872 2,872 owned after | $114.22 exercise price | 2018-06-01 | |
| 2018-05-31 | Khan Gulam Amjad Officer (Sr. V.P., Procedural Solutions) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,536 20,536 owned after | $114.22 exercise price | 2018-06-01 | |
| 2018-05-31 | deZwaan Michiel Officer (V.P., Human Resources & CHRO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,932 14,932 owned after | $114.22 exercise price | 2018-06-01 | |
| 2018-05-31 | Coward Adrian Vincent Officer (Sr. V P, Healthcare Spec Serv) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,680 15,680 owned after | $114.22 exercise price | 2018-06-01 | |
| 2018-05-31 | Carestio Daniel A Officer (Sr VP, Sterilizat & Disinfect) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,864 29,864 owned after | $114.22 exercise price | 2018-06-01 | |
| 2018-05-30 | Sohi Mohsen Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,609 0 owned after | $28.08 exercise price | 2018-05-31 | |
| 2018-05-11 | WILSON LOYAL W Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,744 0 owned after | $34.17 exercise price | 2018-05-14 | |
| 2018-05-09 | Wood Michael B Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,744 0 owned after | $34.17 exercise price | 2018-05-10 | |
| 2018-03-28 | Rosebrough Walter M Jr Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −119,000 0 owned after | $53.52 exercise price | 2019-03-28 | |
| 2018-02-28 | KOSECOFF JACQUELINE B Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,744 0 owned after | $34.17 exercise price | 2018-03-01 | |
| 2018-02-26 | FELDMANN CYNTHIA L Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,218 0 owned after | $32.36 exercise price | 2018-02-27 | |
| 2018-02-13 | Burton Karen L Officer (VP, Controller & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,300 owned after | $31.87 exercise price | 2018-02-14 | |
| 2018-02-09 | Breeden Richard C Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,744 0 owned after | $34.17 exercise price | 2018-02-12 |