STERIS plc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 55 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-14: Reporting owner Zangerle John Adam; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-14: Reporting owner Zangerle John Adam; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-10-23: Reporting owner TOKICH MICHAEL J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-10-04: Reporting owner TOKICH MICHAEL J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-14 | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,750 1,750 owned after | $36.09 exercise price | 2017-11-15 | |
| 2017-11-14 | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 0 owned after | $29.94 exercise price | 2017-11-15 | |
| 2017-10-23 | TOKICH MICHAEL J Officer (Sr. Vice Pres., CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 0 owned after | $31.87 exercise price | 2017-10-24 | |
| 2017-10-04 | TOKICH MICHAEL J Officer (Sr. Vice Pres., CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $22.83 exercise price | 2017-10-06 | |
| 2017-08-15 | Burton Karen L Officer (VP, Controller & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 2,800 owned after | $31.87 exercise price | 2017-08-17 | |
| 2017-08-11 holding as of filing | Tamaro Renato Officer (V.P. & Corporate Treasurer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $66.15 exercise price | 2017-08-11 | ||
| 2017-08-11 holding as of filing | Tamaro Renato Officer (V.P. & Corporate Treasurer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $69.72 exercise price | 2017-08-11 | ||
| 2017-08-11 holding as of filing | Tamaro Renato Officer (V.P. & Corporate Treasurer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $77.07 exercise price | 2017-08-11 | ||
| 2017-08-09 | KOSECOFF JACQUELINE B Director | 4/A | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +927 927 owned after | $86.23 exercise price | 2017-10-03 | |
| 2017-08-09 | Wood Michael B Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,058 4,058 owned after | $86.23 exercise price | 2017-08-11 | |
| 2017-08-09 | WILSON LOYAL W Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,058 4,058 owned after | $86.23 exercise price | 2017-08-11 | |
| 2017-08-09 | WAREHAM JOHN P Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,450 5,450 owned after | $86.23 exercise price | 2017-08-11 | |
| 2017-08-09 | Sohi Mohsen Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,058 4,058 owned after | $86.23 exercise price | 2017-08-11 | |
| 2017-08-09 | Sohi Mohsen Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,744 0 owned after | $34.17 exercise price | 2017-08-11 | |
| 2017-08-09 | Steeves Richard Martin Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,058 4,058 owned after | $86.23 exercise price | 2017-08-11 | |
| 2017-08-09 | LEWIS DAVID B Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +927 927 owned after | $86.23 exercise price | 2017-08-11 | |
| 2017-08-09 | KOSECOFF JACQUELINE B Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,058 4,058 owned after | $86.23 exercise price | 2017-08-11 | |
| 2017-08-09 | FELDMANN CYNTHIA L Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,058 4,058 owned after | $86.23 exercise price | 2017-08-11 | |
| 2017-08-09 | Breeden Richard C Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,058 4,058 owned after | $86.23 exercise price | 2017-08-11 | |
| 2017-06-16 | Bardwell Kathleen Officer (Sr.V. P. & C.C.O.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,795 0 owned after | $29.94 exercise price | 2017-06-19 | |
| 2017-06-13 | Carestio Daniel A Officer (Sr. V. P. STE AST & Life Sci) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,530 0 owned after | $45.34 exercise price | 2017-06-14 | |
| 2017-06-08 | WILSON LOYAL W Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,290 2,097 owned after | $27.68 exercise price | 2017-06-12 | |
| 2017-06-08 | WILSON LOYAL W Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,097 0 owned after | $27.68 exercise price | 2017-06-12 | |
| 2017-06-01 | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $31.87 exercise price | 2017-06-02 | |
| 2017-06-01 | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 1,900 owned after | $29.94 exercise price | 2017-06-02 | |
| 2017-06-01 | Bardwell Kathleen Officer (Sr.V. P. & C.C.O.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $36.09 exercise price | 2017-06-02 | |
| 2017-05-30 | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $77.07 exercise price | 2017-06-01 | |
| 2017-05-30 | TOKICH MICHAEL J Officer (SVP, CFO & Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $77.07 exercise price | 2017-06-01 | |
| 2017-05-30 | Rosebrough Walter M Jr Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +136,000 136,000 owned after | $77.07 exercise price | 2017-06-01 | |
| 2017-05-30 | Pahwa Sudhir K Officer (Sr. V.P., IPT) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $77.07 exercise price | 2017-06-01 | |
| 2017-05-30 | Khan Gulam Amjad Officer (Sr. V.P., Procedural Solutions) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $77.07 exercise price | 2017-06-01 | |
| 2017-05-30 | Coward Adrian Vincent Officer (Sr. V. P., Healthcare Services) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $77.07 exercise price | 2017-06-01 | |
| 2017-05-30 | Carestio Daniel A Officer (Sr. V. P. STE AST & Life Sci) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $77.07 exercise price | 2017-06-01 | |
| 2017-05-30 | Burton Karen L Officer (VP, Controller & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $77.07 exercise price | 2017-06-01 | |
| 2017-05-30 | Bardwell Kathleen Officer (Sr.V. P. & C.C.O.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $77.07 exercise price | 2017-06-01 | |
| 2017-05-10 | Wood Michael B Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,387 0 owned after | $27.68 exercise price | 2017-05-12 | |
| 2017-05-09 | TOKICH MICHAEL J Officer (SVP, CFO & Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,600 0 owned after | $26.41 exercise price | 2017-05-10 | |
| 2017-05-03 | Bardwell Kathleen Officer (Sr.V. P. & C.C.O.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,275 0 owned after | $31.87 exercise price | 2017-05-05 | |
| 2017-05-03 | TOKICH MICHAEL J Officer (SVP, CFO & Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $27.45 exercise price | 2017-05-05 | |
| 2017-05-03 | Zangerle John Adam Officer (VP, Gen Counsel, and Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,150 0 owned after | $22.83 exercise price | 2017-05-05 | |
| 2017-05-03 | Carestio Daniel A Officer (Sr. V. P. STE AST & Life Sci) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,590 2,530 owned after | $45.34 exercise price | 2017-05-05 | |
| 2017-02-27 | KOSECOFF JACQUELINE B Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,387 0 owned after | $27.68 exercise price | 2017-03-01 | |
| 2017-02-14 | Burton Karen L Officer (VP, Controller & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −475 0 owned after | $30.84 exercise price | 2017-02-16 | |
| 2017-02-14 | Burton Karen L Officer (VP, Controller & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 3,300 owned after | $31.87 exercise price | 2017-02-16 | |
| 2017-02-13 | Sohi Mohsen Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,387 0 owned after | $27.68 exercise price | 2017-02-14 | |
| 2017-02-03 holding as of filing | Burton Karen L Officer (VP, Controller & CAO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $30.84 exercise price | 2017-02-03 | ||
| 2017-02-03 holding as of filing | Burton Karen L Officer (VP, Controller & CAO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $31.87 exercise price | 2017-02-03 | ||
| 2017-02-03 holding as of filing | Burton Karen L Officer (VP, Controller & CAO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $36.09 exercise price | 2017-02-03 | ||
| 2017-02-03 holding as of filing | Burton Karen L Officer (VP, Controller & CAO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $29.94 exercise price | 2017-02-03 | ||
| 2017-02-03 holding as of filing | Burton Karen L Officer (VP, Controller & CAO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $45.34 exercise price | 2017-02-03 | ||
| 2017-02-03 holding as of filing | Burton Karen L Officer (VP, Controller & CAO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $53.52 exercise price | 2017-02-03 | ||
| 2017-02-03 holding as of filing | Burton Karen L Officer (VP, Controller & CAO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $66.15 exercise price | 2017-02-03 | ||
| 2017-02-03 holding as of filing | Burton Karen L Officer (VP, Controller & CAO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $69.72 exercise price | 2017-02-03 | ||
| 2017-01-17 | Bardwell Kathleen Officer (Sr.V. P. & C.C.O.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −962 0 owned after | $22.83 exercise price | 2017-01-18 | |
| 2017-01-17 | Bardwell Kathleen Officer (Sr.V. P. & C.C.O.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $34.23 exercise price | 2017-01-18 |