STEIN MART INC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2020-12-22: Form 8-K; Period of report 2020-12-22; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2020-11-23: Form 8-K; Period of report 2020-11-20; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2020-11-02: Form 8-K; Period of report 2020-10-30; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2020-10-21: Form 8-K; Period of report 2020-10-20; Description 7.01 Regulation FD Disclosure; Details 7.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2020-12-22 | 8-K | 2020-12-22 | 7.01 Regulation FD Disclosure | 7.01 As previously disclosed, on August 12, 2020, Stein Mart, Inc., (the “Company”), filed a voluntary petition in the United States Bankruptcy Court for the Middle District of Florida—Jacksonville Division seeking relief under the provisions of Chapter 11 of the United States Bankruptcy Code (the “Bankruptcy Code”). | d96117d8k.htm |
| 2020-11-23 | 8-K | 2020-11-20 | 7.01 Regulation FD Disclosure | 7.01 As previously disclosed, on August 12, 2020, Stein Mart, Inc., (the “Company”), filed a voluntary petition in the United States Bankruptcy Court for the Middle District of Florida - Jacksonville Division seeking relief under the provisions of Chapter 11 of the United States Bankruptcy Code (the “Bankruptcy Code”). | smrtmorfor202010318-k.htm |
| 2020-11-02 | 8-K | 2020-10-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 30, 2020, James B. Brown notified Stein Mart, Inc. (the “Company) of his decision to resign from his position as Executive Vice President and Chief Financial Officer to pursue another opportunity, effective immediately. | smrt8-kdepartureofcfo.htm |
| 2020-10-21 | 8-K | 2020-10-20 | 7.01 Regulation FD Disclosure | 7.01 As previously disclosed, on August 12, 2020, Stein Mart, Inc., (the “Company”), filed a voluntary petition in the United States Bankruptcy Court for the Middle District of Florida - Jacksonville Division seeking relief under the provisions of Chapter 11 of the United States Bankruptcy Code (the “Bankruptcy Code”). | smrtmorfor202010038-k.htm |
| 2020-09-22 | 8-K | 2020-09-21 | 7.01 Regulation FD Disclosure | 7.01 As previously disclosed, on August 12, 2020, Stein Mart, Inc., (the “Company”), filed a voluntary petition in the United States Bankruptcy Court for the Middle District of Florida - Jacksonville Division seeking relief under the provisions of Chapter 11 of the United States Bankruptcy Code (the “Bankruptcy Code”). | smrtmorfor202008298-k.htm |
| 2020-08-14 | 8-K | 2020-08-13 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On August 13, 2020, Stein Mart, Inc. (the “Company”) received notice from the Listing Qualifications staff of The Nasdaq Stock Market (“Nasdaq”) stating that the Nasdaq staff has determined that the Company’s common stock will be delisted from the Nasdaq. | smrtnasdaqdelisting8-k.htm |
| 2020-08-12 | 8-K | 2020-08-11 | 1.03 Bankruptcy or Receivership; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; 8.01 Other Events | 1.03 On August 12, 2020, Stein Mart, Inc. (the “Company”) and each of its subsidiaries, filed a voluntary petition in the United States Bankruptcy Court for the Middle District of Florida – Jacksonville Division seeking relief under the provisions of Chapter 11 of the United States Bankruptcy Code (the “Bankruptcy Code”). 5.02 Effective August 11, 2020, in connection with the Bankruptcy filing, the Company terminated MaryAnne Morin as the President of the Company. 7.01 A copy of the press release dated August 12, 2020 issued by the Company is attached hereto as Exhibit 99.1 and is incorporated herein by reference. 8.01 The Company previously disclosed that it intended to hold its Annual Meeting of Shareholders (the “Annual Meeting”) on September 1, 2020. | smrtannouncesfilingcha.htm |
| 2020-07-24 | 8-K | 2020-07-20 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On July 20, 2020, Stein Mart, Inc. (the “Company”) received a letter from the Listing Qualifications staff of The Nasdaq Stock Market (“Nasdaq”) notifying the Company that it is no longer in compliance with the minimum stockholders’ equity requirement for continued listing on the Nasdaq Capital Market. | smrtreceiptofnasdaqequ.htm |
| 2020-06-30 | 8-K | 2020-06-30 | 2.02 Results of Operations and Financial Condition | 2.02 On June 30, 2020, Stein Mart, Inc. (“Stein Mart”, or the “Company”) issued a press release announcing its financial results for the first quarter ended May 2, 2020. | smrtq1fy20earningsrele.htm |
| 2020-06-25 | 8-K | 2020-06-23 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 The information under Item 2.03 herein is incorporated herein by reference. 2.03 On June 23, 2020, Stein Mart, Inc. (“Stein Mart,” or the “Company”) entered into an agreement to receive a U.S. Small Business Administration Loan (“SBA Loan”) from Harvest Small Business Finance, LLC related to the COVID-19 pandemic in the amount of $10.0 million. | smrtppploan8-k.htm |
| 2020-06-03 | 8-K | 2020-06-03 | 2.02 Results of Operations and Financial Condition | 2.02 On June 3, 2020, Stein Mart, Inc. (“Stein Mart”) issued a press release announcing first quarter 2020 sales and preliminary operating results. | smrtprovidesfirstquart.htm |
| 2020-04-30 | 8-K | 2020-04-30 | 8.01 Other Events | 8.01 On April 30, 2020, Stein Mart, Inc. (“Stein Mart,” or the “Company”) issued a press release announcing enhanced safety measures as stores begin to reopen, in addition to launching its new Contactless Curbside Pickup service. | smrtstorereopeningsand.htm |
| 2020-04-23 | 8-K | 2020-04-20 | 8.01 Other Events | 8.01 Stein Mart, Inc. (the “Company”) intends to rely on the Securities and Exchange Commission (“SEC”) order issued on March 25, 2020 pursuant to Section 36 (Release No. 34-88465) (the “Order”) of the Securities Exchange Act of 1934 (the “Exchange Act”) extending the deadlines by up to 45 days for filing certain reports made under the Exchange Act. | smrtacceptanceofsecfil.htm |
| 2020-04-16 | 8-K | 2020-04-16 | 1.02 Termination of a Material Definitive Agreement | 1.02 As previously disclosed, on January 30, 2020, Stein Mart, Inc. (the “Company”) entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Stratosphere Holdco, LLC, a Delaware limited liability company (“Parent”), and Stratosphere Merger Sub, Inc., a Florida corporation and an indirect wholly-owned subsidiary of Parent (“Merger Sub”). | smrtannouncesterminati.htm |
| 2020-03-31 | 8-K | 2020-03-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On March 31, 2020, Stein Mart, Inc. (“Stein Mart,” or the “Company”) issued a press release announcing that it is implementing significant actions to mitigate the ongoing impact of COVID-19 on its cash flow to protect its business and associates for the long-term. 8.01 ▪Extending the temporary closure of all stores beyond the previously announced March 31 date. | smrtannouncescovid-19r.htm |
| 2020-03-25 | 8-K | 2020-03-23 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On March 23, 2020, Stein Mart, Inc. (the “Company”) executed a promissory note (the “Note”) under which the Company borrowed $9,874,973.48 (the “Loan”) from SunTrust Bank, (the “Trustee”) in its capacity as the trustee under a trust agreement (the “Trust Agreement”) dated September 1, 1999. 2.03 See discussion in Item 1.01. | smrtpromissorynoteborr.htm |
| 2020-03-18 | 8-K | 2020-03-18 | 7.01 Regulation FD Disclosure | 7.01 On March 18, 2020, Stein Mart, Inc. issued a press release related to novel coronavirus (COVID-19). | smrtannouncestemporary.htm |
| 2020-03-11 | 8-K | 2020-03-11 | 2.02 Results of Operations and Financial Condition | 2.02 On March 11, 2020, Stein Mart, Inc. (“Stein Mart”, or the “Company”) issued a press release announcing its financial results for the fourth quarter ended February 1, 2020. | smrtq4fy19earningsrele.htm |
| 2020-01-31 | 8-K | 2020-01-30 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 On January 31, 2020, the Company issued a press release announcing the entry into the Merger Agreement. | d835375d8k.htm |
| 2020-01-07 | 8-K | 2020-01-07 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On January 7, 2020, Stein Mart, Inc. (the “Company”) received a letter from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) approving the transfer of the listing of the Company’s common stock from the Nasdaq Global Select Market to the Nasdaq Capital Market (the “Approval”). | smrt8-kfy19nasdaqexten.htm |