STEIN MART INC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2018-12-18: Form 8-K; Period of report 2018-12-17; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2018-11-27: Form 8-K; Period of report 2018-11-20; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
- 2018-11-27: Form 8-K; Period of report 2018-11-27; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2018-10-19: Form 8-K; Period of report 2018-10-12; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2018-12-18 | 8-K | 2018-12-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Chief Financial Officer. | d677615d8k.htm |
| 2018-11-27 | 8-K | 2018-11-20 | 1.01 Entry into a Material Definitive Agreement | 1.01 On February 19, 2018, Stein Mart, Inc. (“Stein Mart” or “our”) entered into a Second Amendment to the Amended and Restated Co-Brand and Private Label Credit Card Consumer Program Agreement (the “Amendment”) with Synchrony Bank (“Synchrony”). | d664758d8k.htm |
| 2018-11-27 | 8-K | 2018-11-27 | 2.02 Results of Operations and Financial Condition | 2.02 On November 27, 2018, Stein Mart, Inc. (“Stein Mart”) issued a press release announcing its financial results for the third quarter ended November 3, 2018. | d658714d8k.htm |
| 2018-10-19 | 8-K | 2018-10-12 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) On October 12, 2018, the Compensation Committee (the “Committee”) of the Board of Directors of Stein Mart, Inc. (the “Company”) met and approved an increase in the base salary of Mr. D. Hunt Hawkins, Chief Executive Officer of the Company, from $563,500 to $750,000, effective October 15, 2018. | d641665d8k.htm |
| 2018-10-01 | 8-K | 2018-09-25 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 1, 2018, Stein Mart, Inc. (the “Company”) issued a press release announcing that its chief financial officer, Gregory W. Kleffner (age 63), has shared his plans to retire from the Company next spring. | d630061d8k.htm |
| 2018-09-19 | 8-K | 2018-09-18 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 7.01 Regulation FD Disclosure | 1.01 Effective September 18, 2018, Stein Mart, Inc. (the “Company”) and Stein Mart Buying Corp. (together with the Company, the “Term Loan Borrowers”), and Stein Mart Holding Corp. (along with certain other subsidiaries of the Borrowers from time to time party thereto, collectively the “Term Loan Guarantor”), entered into the Second Amendment to Term Loan Credit Agreement with Gordon Brothers Finance Company, as agent (in such capacity, the “Term Loan Agent”), and Gordon Brothers Finance Company LLC, as lender (the “Amendment No. 2 to Term Loan Agreement”). 2.03 The disclosure required by this item is included in Item 1.01 and is incorporated herein by reference. 7.01 On September 18, 2018, the Company issued a press release announcing the Company has entered into Amendment No. 2 to Term Loan Agreement and Amendment No. 3 to Revolving Credit Agreement. | d625650d8k.htm |
| 2018-08-22 | 8-K | 2018-08-22 | 2.02 Results of Operations and Financial Condition | 2.02 On August 22, 2018, Stein Mart, Inc. (“Stein Mart”) issued a press release announcing its financial results for the second quarter ended August 4, 2018. | d592662d8k.htm |
| 2018-08-02 | 8-K | 2018-07-31 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On July 31, 2018, Stein Mart, Inc. (the “Company”) executed a promissory note (the “Note”) under which the Company borrowed $13,000,000 (the “Loan”) from SunTrust Bank, (the “Trustee”) in its capacity as the trustee under a trust agreement (the “Trust Agreement”) dated September 1, 1999. 2.03 See discussion in Item 1.01. | d599961d8k.htm |
| 2018-06-19 | 8-K | 2018-06-19 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 The Annual Meeting of Shareholders of Stein Mart, Inc. (“Stein Mart” or the “Company”) was held on June 19, 2018. | d809810d8k.htm |
| 2018-05-23 | 8-K | 2018-05-23 | 2.02 Results of Operations and Financial Condition | 2.02 On May 23, 2018, Stein Mart, Inc. (“Stein Mart”) issued a press release announcing its financial results for the first quarter ended May 5, 2018. | d576654d8k.htm |
| 2018-04-30 | 8-K | 2018-04-24 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On April 24, 2018, the registrant received notice from John H. Williams, Jr. of his intent to retire from the Stein Mart, Inc. (the “Company”) Board of Directors effective as of the annual meeting of shareholders to be held on June 19, 2018. | d577157d8k.htm |
| 2018-04-06 | 8-K | 2018-04-04 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) On April 4, 2018, Stein Mart, Inc. (the “Company”) entered into an Amended and Restated Employment Agreement (the “Employment Agreement”) with Mr. Gary L. Pierce, Executive Vice President and Director of Stores of the Company, effective May 1, 2018. | d564381d8k.htm |
| 2018-04-02 | 8-K | 2018-03-29 | 8.01 Other Events | 8.01 On March 29, 2018, Stein Mart, Inc. (the “Company”), received notice from the Listing Qualifications Department of The NASDAQ Stock Market (“NASDAQ”), notifying the Company that it was back in compliance with the minimum bid price requirements set forth in Nasdaq Listing Rule 5450(a)(1) for continued listing on the Nasdaq Global Market. | d550594d8k.htm |
| 2018-03-14 | 8-K | 2018-03-14 | 1.01 Entry into a Material Definitive Agreement; 2.02 Results of Operations and Financial Condition; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 1.01 On March 14, 2018, Stein Mart, Inc. (the “Company”) and Stein Mart Buying Corp. (together with the Company, the “Borrowers”), and Stein Mart Holding Corp. (along with certain other subsidiaries of the Borrowers from time to time party thereto, collectively the “Guarantor”), entered into a Term Loan Credit Agreement with Gordon Brothers Finance Company, as agent (in such capacity, the “Term Loan Agent”), and Gordon Brothers Finance Company LLC, as lender (the “Term Loan Agreement”). 2.02 On March 14, 2018 the Company issued a press release announcing its financial results for the fourth quarter ended February 3, 2018. 2.03 The disclosure required by this item is included in Item 1.01 and is incorporated herein by reference. 3.01 On March 13, 2018, the Company received a letter from the Listing Qualifications Department of the Nasdaq Stock Market (“NASDAQ”) indicating that, the closing bid price of the Company’s common stock for the last 30 consecutive business days did not meet the minimum bid price of $1.00 per share required for continued listing on The Nasdaq Global Market pursuant to Nasdaq Listing Rule 5450(a)(1). | d548614d8k.htm |
| 2018-03-12 | 8-K | 2018-03-07 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On March 7, 2018, Stein Mart, Inc. (the “Company”) executed an amendment to the promissory note originally entered on February 2, 2018 (the “Amendment”) under which SunTrust Bank (the “Trustee”) in its capacity as the trustee under a trust agreement (the “Trust Agreement”) dated September 1, 1999 has extended the maturity date from April 1, 2018 to July 1, 2018. 2.03 See discussion in Item 1.01. | d437468d8k.htm |
| 2018-02-21 | 8-K | 2018-02-19 | 1.01 Entry into a Material Definitive Agreement | 1.01 On February 19, 2018, Stein Mart, Inc. (“Stein Mart”) and Stein Mart Buying Corporation (“Buying Corp”) (collectively “Borrowers”) entered into Amendment No. 1 (the “Amendment”) to the Second Amended and Restated Credit Agreement, dated February 3, 2015, (the “Credit Agreement”) with Wells Fargo Bank, National Association (“Administrative Agent” and “Lender”). | d516230d8k.htm |
| 2018-02-06 | 8-K | 2018-02-02 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On February 2, 2018, Stein Mart, Inc. (the “Company”) executed a promissory note (the “Note”) under which the Company borrowed $13,738,318.06 (the “Loan”) from SunTrust Bank (the “Trustee”) in its capacity as the trustee under a trust agreement (the “Trust Agreement”) dated September 1, 1999. 2.03 See discussion in Item 1.01. | d497422d8k.htm |
| 2018-01-30 | 8-K | 2018-01-29 | 7.01 Regulation FD Disclosure | 7.01 On January 29, 2018, Stein Mart, Inc. (the “Company”) issued a press release announcing that a special committee appointed by its Board of Directors, together with management, have assembled a team to explore opportunities to improve operating performance and identify potential strategic alternatives. | d506057d8k.htm |
| 2018-01-26 | 8-K | 2018-01-23 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) On January 23, 2018, the Board of Directors (the “Board”) of Stein Mart, Inc. (the “Company”) adopted the Company’s 2018 Omnibus Incentive Plan (the “2018 Plan”). | d502141d8k.htm |