SRAX, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows, 53 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-03-14: Reporting owner URBAN ALAN LOUIS; Form 4; Security Class A Common Stock Purchase Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-01-06: Reporting owner Malone Michael; Form 4; Security Class A Common Stock Purchase Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-01-06: Reporting owner MIGLINO CHRISTOPHER; Form 4; Security Class A Common Stock Purchase Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-01-03: Reporting owner DiClaudio Colleen; Form 4; Security Class A Common Stock Purchase Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-03-14 | URBAN ALAN LOUIS Officer (Chief Financial Officer) | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.44 exercise price | 2023-03-22 | |
| 2022-01-06 | Malone Michael Officer (Chief Financial Officer) | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $4.25 exercise price | 2022-02-04 | |
| 2022-01-06 | MIGLINO CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $4.25 exercise price | 2022-02-04 | |
| 2022-01-03 | DiClaudio Colleen Director | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,533 29,533 owned after | $4.35 exercise price | 2022-01-05 | |
| 2022-01-03 | Savas Marc Director | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,533 29,533 owned after | $4.35 exercise price | 2022-01-05 | |
| 2022-01-03 | Jordan Robert James Director | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,533 29,533 owned after | $4.35 exercise price | 2022-01-05 | |
| 2021-04-15 | Savas Marc Director | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,165 4,165 owned after | $4.38 exercise price | 2021-04-20 | |
| 2021-04-15 | Jordan Robert James Director | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,165 4,165 owned after | $4.38 exercise price | 2021-04-20 | |
| 2020-11-13 | MIGLINO CHRISTOPHER Director, Officer (CEO) | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $2.97 exercise price | 2020-11-17 | |
| 2020-04-15 | Savas Marc Director | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,408 9,408 owned after | $1.95 exercise price | 2020-04-17 | |
| 2020-04-15 | CasSelle Malcolm Westley Director | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,408 9,408 owned after | $1.95 exercise price | 2020-04-17 | |
| 2020-04-15 | Jordan Robert James Director | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,408 9,408 owned after | $1.95 exercise price | 2020-04-17 | |
| 2020-04-15 | DiClaudio Colleen Director | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,408 9,408 owned after | $1.95 exercise price | 2020-04-17 | |
| 2019-04-17 | Savas Marc Director | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,813 2,813 owned after | $5.49 exercise price | 2019-04-17 | |
| 2019-04-15 | CasSelle Malcolm Westley Director | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,813 2,813 owned after | $5.49 exercise price | 2019-04-17 | |
| 2019-04-15 | Jordan Robert James Director | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,813 2,813 owned after | $5.49 exercise price | 2019-04-17 | |
| 2019-04-15 | DiClaudio Colleen Director | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,813 2,813 owned after | $5.49 exercise price | 2019-04-17 | |
| 2019-01-04 holding as of filing | Malone Michael Thomas Officer (Chief Financial Officer) | 3 | Class A Common Stock Purchase Option Derivative · Direct | Holding | $2.56 exercise price | 2019-01-04 | ||
| 2018-12-15 | Malone Michael Officer (Chief Financial Officer) | 4 | Class A Common Stock Purchase Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $2.56 exercise price | 2022-02-04 | |
| 2018-09-11 | Hannan Joseph Patrick Officer (Chief Financial Officer) | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $4.20 exercise price | 2018-09-28 | |
| 2018-05-14 holding as of filing | Jordan Robert James Director | 3 | Class A Common Stock Purchase Option Derivative · Direct | Holding | $4.92 exercise price | 2018-05-14 | ||
| 2018-04-27 holding as of filing | DiClaudio Colleen Director | 3 | Class A Common Stock Purchase Option Derivative · Direct | Holding | $4.92 exercise price | 2018-04-27 | ||
| 2018-04-16 | Savas Marc Director | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,059 5,059 owned after | $4.92 exercise price | 2018-04-19 | |
| 2018-04-16 | CasSelle Malcolm Westley Director | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,059 5,059 owned after | $4.92 exercise price | 2018-04-19 | |
| 2018-01-02 | Nelson Kristoffer E. Director, Officer (Chief Operating Officer) | 4 | Class A Common Stock Purchase Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $5.78 exercise price | 2018-04-19 | |
| 2016-10-10 | Nelson Kristoffer E. Director, Officer (Chief Operating Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,334 33,334 owned after | $7.50 exercise price | 2016-10-21 | |
| 2016-10-10 | Nelson Kristoffer E. Director, Officer (Chief Operating Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,333 33,333 owned after | $7.50 exercise price | 2016-10-21 | |
| 2016-10-10 | Nelson Kristoffer E. Director, Officer (Chief Operating Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,333 33,333 owned after | $7.50 exercise price | 2016-10-21 | |
| 2015-01-26 | Sumichrast Martin A. Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.19 | 2015-01-27 | |
| 2014-11-10 holding as of filing | McQueen Carrie E Officer (Chief Financial Officer) | 3 | Option Derivative · Direct | Holding | $1.10 exercise price | 2014-11-10 | ||
| 2014-11-10 holding as of filing | McQueen Carrie E Officer (Chief Financial Officer) | 3 | Option Derivative · Direct | Holding | $1.10 exercise price | 2014-11-10 | ||
| 2014-11-10 holding as of filing | McQueen Carrie E Officer (Chief Financial Officer) | 3 | Option Derivative · Direct | Holding | $1.10 exercise price | 2014-11-10 | ||
| 2014-11-10 holding as of filing | Holsinger Chad Officer (Chief Revenue Officer) | 3 | Option Derivative · Direct | Holding | $1.50 exercise price | 2014-11-10 | ||
| 2014-11-10 holding as of filing | Holsinger Chad Officer (Chief Revenue Officer) | 3 | Option Derivative · Direct | Holding | $1.50 exercise price | 2014-11-10 | ||
| 2014-11-10 holding as of filing | Holsinger Chad Officer (Chief Revenue Officer) | 3 | Option Derivative · Direct | Holding | $1.50 exercise price | 2014-11-10 | ||
| 2014-11-10 holding as of filing | Holsinger Chad Officer (Chief Revenue Officer) | 3 | Option Derivative · Direct | Holding | $1.50 exercise price | 2014-11-10 | ||
| 2014-11-06 holding as of filing | Steel Richard Director, Officer (President) | 3 | Option Derivative · Direct | Holding | $1.50 exercise price | 2014-11-06 | ||
| 2014-11-06 holding as of filing | Steel Richard Director, Officer (President) | 3 | Option Derivative · Direct | Holding | $1.50 exercise price | 2014-11-06 | ||
| 2014-03-20 holding as of filing | Savas Marc Director | 3 | Option Derivative · Direct | Holding | $0.81 exercise price | 2014-03-20 | ||
| 2014-03-20 holding as of filing | Savas Marc Director | 3 | Option Derivative · Direct | Holding | $1.00 exercise price | 2014-03-20 | ||
| 2014-03-20 holding as of filing | Savas Marc Director | 3 | Option Derivative · Direct | Holding | $1.00 exercise price | 2014-03-20 | ||
| 2014-03-20 holding as of filing | Savas Marc Director | 3 | Option Derivative · Direct | Holding | $1.00 exercise price | 2014-03-20 | ||
| 2014-03-20 holding as of filing | Savas Marc Director | 3 | Option Derivative · Direct | Holding | $1.00 exercise price | 2014-03-20 | ||
| 2014-03-20 holding as of filing | Savas Marc Director | 3 | Option Derivative · Direct | Holding | $1.00 exercise price | 2014-03-20 | ||
| 2014-03-20 holding as of filing | Savas Marc Director | 3 | Option Derivative · Direct | Holding | $1.00 exercise price | 2014-03-20 | ||
| 2014-03-20 holding as of filing | Savas Marc Director | 3 | Option Derivative · Direct | Holding | $1.00 exercise price | 2014-03-20 | ||
| 2014-03-20 holding as of filing | Savas Marc Director | 3 | Option Derivative · Direct | Holding | $2.70 exercise price | 2014-03-20 | ||
| 2014-03-20 holding as of filing | Savas Marc Director | 3 | Option Derivative · Direct | Holding | $2.70 exercise price | 2014-03-20 | ||
| 2014-03-20 holding as of filing | Savas Marc Director | 3 | Option Derivative · Direct | Holding | $2.70 exercise price | 2014-03-20 | ||
| 2014-03-20 holding as of filing | Savas Marc Director | 3 | Option Derivative · Direct | Holding | $2.70 exercise price | 2014-03-20 | ||
| 2013-12-16 holding as of filing | Nelson Kristoffer E. Officer (EVP - Revenues and Operations) | 3 | Option Derivative · Direct | Holding | $1.00 exercise price | 2013-12-16 | ||
| 2013-12-16 holding as of filing | Nelson Kristoffer E. Officer (EVP - Revenues and Operations) | 3 | Option Derivative · Direct | Holding | $1.00 exercise price | 2013-12-16 | ||
| 2013-12-16 holding as of filing | Nelson Kristoffer E. Officer (EVP - Revenues and Operations) | 3 | Option Derivative · Direct | Holding | $1.00 exercise price | 2013-12-16 |