SRAX, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-04: Reporting owner DERUGGIERO ERIN; Form 4; Security Class B common stock; Transaction C Conversion of derivative security.
- 2013-10-04: Reporting owner MIGLINO CHRISTOPHER; Form 4; Security Class B common stock; Transaction C Conversion of derivative security.
- 2013-10-04: Reporting owner DERUGGIERO ERIN; Form 4; Security Class B common stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-04 | DERUGGIERO ERIN Director, Officer (Chief Innovations Officer), 10% Owner | 4 | Class B common stock Derivative · Direct | C Conversion of derivative security | −3,500,000 0 owned after | $0.00 | 2015-12-23 | |
| 2013-10-04 | MIGLINO CHRISTOPHER Director, Officer (Chief Executive Officer), 10% Owner | 4 | Class B common stock Derivative · Direct | C Conversion of derivative security | +5,500,000 0 owned after | $0.00 | 2013-10-08 | |
| 2013-10-04 | DERUGGIERO ERIN Director, Officer (Chief Marketing Officer), 10% Owner | 4 | Class B common stock Derivative · Direct | C Conversion of derivative security | −3,500,000 0 owned after | $0.00 | 2013-10-08 |