SRAX, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-09-27: Reporting owner Malone Michael; Form 4; Security Series A Non-Voting Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2021-09-27: Reporting owner MIGLINO CHRISTOPHER; Form 4; Security Series A Non-Voting Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2014-11-21: Reporting owner Sumichrast Martin A.; Form 3; Security Series 1 preferred stock; Transaction Holding.
- 2014-11-21: Reporting owner SISKEY RICHARD C; Form 3; Security Series 1 preferred stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-09-27 | Malone Michael Officer (Chief Financial Officer) | 4 | Series A Non-Voting Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,292 1,292 owned after | $0.00 | 2022-02-04 | |
| 2021-09-27 | MIGLINO CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Series A Non-Voting Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +967,575 967,575 owned after | $0.00 | 2022-02-04 | |
| 2014-11-21 holding as of filing | Sumichrast Martin A. 10% Owner | 3 | Series 1 preferred stock Derivative · Indirect · By Siskey Capital, LLC | Holding | no price filed | 2014-11-21 | ||
| 2014-11-21 holding as of filing | SISKEY RICHARD C 10% Owner | 3 | Series 1 preferred stock Derivative · Indirect · By Siskey Capital, LLC | Holding | no price filed | 2014-11-21 |