SPIRE Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-10: Reporting owner Lieberman Robert S; Form 3; Security Employee Stock Option dated 5/21/2009 (right to buy); Transaction Holding.
- 2009-11-19: Reporting owner REDMOND ROGER; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-11-19: Reporting owner MAYER GUY L; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-11-19: Reporting owner Magliochetti Michael; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-10 holding as of filing | Lieberman Robert S Officer (CAO, Corporate Controller) | 3 | Employee Stock Option dated 5/21/2009 (right to buy) Derivative · Direct | Holding | $6.24 exercise price | 2009-12-10 | ||
| 2009-11-19 | REDMOND ROGER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $4.57 | 2009-11-23 | |
| 2009-11-19 | MAYER GUY L Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $4.57 | 2009-11-23 | |
| 2009-11-19 | Magliochetti Michael Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $4.57 | 2009-11-23 | |
| 2009-11-19 | LIPINSKI DAVID R Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $4.57 | 2009-11-23 | |
| 2009-11-19 | HENSELER UDO Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $4.57 | 2009-11-23 | |
| 2009-08-20 | REDMOND ROGER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $4.72 | 2009-08-21 | |
| 2009-08-20 | MAYER GUY L Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $4.72 | 2009-08-21 | |
| 2009-08-20 | Magliochetti Michael Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $4.72 | 2009-08-21 | |
| 2009-08-20 | LIPINSKI DAVID R Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $4.72 | 2009-08-21 | |
| 2009-08-20 | HENSELER UDO Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $4.72 | 2009-08-21 | |
| 2009-05-21 | LITTLE MARK C Director, Officer (CEO, Spire Biomedical) | 4 | Employee Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $6.24 | 2009-05-26 | |
| 2009-05-21 | LAFAVRE RODGER W Officer (COO) | 4 | Employee Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $6.24 | 2009-05-26 | |
| 2009-05-21 | HOGAN STEPHEN J Officer (Exec. VP & GM, Spire Solar) | 4 | Employee Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $6.24 | 2009-05-26 | |
| 2009-05-21 | Dufresne Christian Officer (CFO & Treasurer) | 4 | Employee Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $6.24 | 2009-05-26 | |
| 2009-05-21 | REDMOND ROGER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $6.24 | 2009-05-26 | |
| 2009-05-21 | MAYER GUY L Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $6.24 | 2009-05-26 | |
| 2009-05-21 | Magliochetti Michael Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $6.24 | 2009-05-26 | |
| 2009-05-21 | LIPINSKI DAVID R Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $6.24 | 2009-05-26 | |
| 2009-05-21 | HENSELER UDO Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $6.24 | 2009-05-26 | |
| 2009-03-19 | REDMOND ROGER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $3.50 | 2009-03-23 | |
| 2009-03-19 | MAYER GUY L Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $3.50 | 2009-03-23 | |
| 2009-03-19 | Magliochetti Michael Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $3.50 | 2009-03-23 | |
| 2009-03-19 | LIPINSKI DAVID R Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $3.50 | 2009-03-23 | |
| 2009-03-19 | HENSELER UDO Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $3.50 | 2009-03-23 |