SPIRE Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-15: Reporting owner MAYER GUY L; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-15: Reporting owner REDMOND ROGER; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-15: Reporting owner Magliochetti Michael; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-15: Reporting owner LIPINSKI DAVID R; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-15 | MAYER GUY L Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $14.88 | 2007-11-19 | |
| 2007-11-15 | REDMOND ROGER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $14.88 | 2007-11-19 | |
| 2007-11-15 | Magliochetti Michael Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $14.88 | 2007-11-19 | |
| 2007-11-15 | LIPINSKI DAVID R Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $14.88 | 2007-11-19 | |
| 2007-11-15 | HENSELER UDO Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $14.88 | 2007-11-19 | |
| 2007-10-19 | Magliochetti Michael Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $2.70 | 2007-10-22 | |
| 2007-10-19 | Magliochetti Michael Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −938 312 owned after | $5.74 | 2007-10-22 | |
| 2007-10-19 | Magliochetti Michael Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −938 312 owned after | $4.79 | 2007-10-22 | |
| 2007-10-19 | Magliochetti Michael Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 625 owned after | $4.39 | 2007-10-22 | |
| 2007-10-19 | Magliochetti Michael Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 625 owned after | $4.90 | 2007-10-22 | |
| 2007-10-05 | HENSELER UDO Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 312 owned after | $5.74 | 2007-10-05 | |
| 2007-10-05 | HENSELER UDO Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −938 312 owned after | $4.79 | 2007-10-05 | |
| 2007-10-05 | HENSELER UDO Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 625 owned after | $4.39 | 2007-10-05 | |
| 2007-10-05 | HENSELER UDO Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 625 owned after | $4.90 | 2007-10-05 | |
| 2007-10-05 | HENSELER UDO Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 625 owned after | $6.36 | 2007-10-05 | |
| 2007-10-05 | HENSELER UDO Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 625 owned after | $10.74 | 2007-10-05 | |
| 2007-10-05 | HENSELER UDO Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −313 937 owned after | $7.45 | 2007-10-05 | |
| 2007-10-05 | HENSELER UDO Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −313 937 owned after | $8.40 | 2007-10-05 | |
| 2007-10-05 | HENSELER UDO Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −313 937 owned after | $7.53 | 2007-10-05 | |
| 2007-10-05 | HENSELER UDO Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −313 937 owned after | $7.02 | 2007-10-05 | |
| 2007-08-16 | LAFAVRE RODGER W Officer (COO) | 4 | Employee Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.15 | 2007-08-17 | |
| 2007-08-16 | HOGAN STEPHEN J Officer (Exec. VP & GM, Spire Solar) | 4 | Employee Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.15 | 2007-08-17 | |
| 2007-08-16 | Dufresne Christian Officer (CFO & Treasurer) | 4 | Employee Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.15 | 2007-08-17 | |
| 2007-08-16 | REDMOND ROGER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.15 | 2007-08-17 | |
| 2007-08-16 | MAYER GUY L Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.15 | 2007-08-17 | |
| 2007-08-16 | Magliochetti Michael Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.15 | 2007-08-17 | |
| 2007-08-16 | LIPINSKI DAVID R Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.15 | 2007-08-17 | |
| 2007-08-16 | HENSELER UDO Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.15 | 2007-08-17 | |
| 2007-05-17 | Thomley Richard Officer (CAO & Corporate Controller) | 4 | Employee Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.60 | 2007-05-18 | |
| 2007-05-17 | LITTLE MARK C Director, Officer (CEO, Spire Biomedical) | 4 | Employee Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.60 | 2007-05-18 | |
| 2007-05-17 | LAFAVRE RODGER W Officer (COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.60 | 2007-05-18 | |
| 2007-05-17 | HOGAN STEPHEN J Officer (Exec. VP & GM, Spire Solar) | 4 | Employee Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.60 | 2007-05-18 | |
| 2007-05-17 | Dufresne Christian Officer (CFO & Treasuer) | 4 | Employee Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.60 | 2007-05-18 | |
| 2007-05-17 | REDMOND ROGER Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.60 | 2007-05-18 | |
| 2007-05-17 | MAYER GUY L Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.60 | 2007-05-18 | |
| 2007-05-17 | Magliochetti Michael Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.60 | 2007-05-18 | |
| 2007-05-17 | LIPINSKI DAVID R Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.60 | 2007-05-18 | |
| 2007-05-17 | HENSELER UDO Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.60 | 2007-05-18 | |
| 2007-02-23 | HOGAN STEPHEN J Officer (Executive VP & GM, Spire Solar) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $3.90 | 2007-02-23 |