SPIRE Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-07: Reporting owner HOGAN STEPHEN J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-16: Reporting owner LITTLE MARK C; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-16: Reporting owner LAFAVRE RODGER W; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-16: Reporting owner HOGAN STEPHEN J; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-07 | HOGAN STEPHEN J Officer (Executive VP & GM, Spire Solar) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $2.50 | 2006-12-07 | |
| 2006-11-16 | LITTLE MARK C Officer (CEO, Spire Biomedical) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.32 | 2006-11-17 | |
| 2006-11-16 | LAFAVRE RODGER W Officer (COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.32 | 2006-11-17 | |
| 2006-11-16 | HOGAN STEPHEN J Officer (Exec. VP & GM, Spire Solar) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $8.32 | 2006-11-17 | |
| 2006-11-16 | Dufresne Christian Officer (CFO & Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.32 | 2006-11-17 | |
| 2006-09-29 | REDMOND ROGER Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $7.02 | 2006-10-03 | |
| 2006-09-29 | MAYER GUY L Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $7.02 | 2006-10-03 | |
| 2006-09-29 | Magliochetti Michael Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $7.02 | 2006-10-02 | |
| 2006-09-29 | LIPINSKI DAVID R Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $7.02 | 2006-10-02 | |
| 2006-09-29 | HENSELER UDO Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $7.02 | 2006-10-02 | |
| 2006-06-30 | REDMOND ROGER Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $7.53 | 2006-07-05 | |
| 2006-06-30 | MAYER GUY L Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $7.53 | 2006-07-05 | |
| 2006-06-30 | Magliochetti Michael Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $7.53 | 2006-07-05 | |
| 2006-06-30 | LIPINSKI DAVID R Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $7.53 | 2006-07-05 | |
| 2006-06-30 | HENSELER UDO Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $7.53 | 2006-07-05 | |
| 2006-05-26 holding as of filing | Dufresne Christian Officer (CFO) | 3 | Employee Stock Option dated 5/23/2000 (right to buy) Derivative · Direct | Holding | $2.50 exercise price | 2006-05-26 | ||
| 2006-05-26 holding as of filing | Dufresne Christian Officer (CFO) | 3 | Employee Stock Option dated 5/22/2002 (right to buy) Derivative · Direct | Holding | $3.90 exercise price | 2006-05-26 | ||
| 2006-05-26 holding as of filing | Dufresne Christian Officer (CFO) | 3 | Employee Stock Option dated 5/17/2005 (right to buy) Derivative · Direct | Holding | $4.33 exercise price | 2006-05-26 | ||
| 2006-03-31 | REDMOND ROGER Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $8.40 | 2006-04-04 | |
| 2006-03-31 | MAYER GUY L Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $8.40 | 2006-04-04 | |
| 2006-03-31 | Magliochetti Michael Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $8.40 | 2006-04-04 | |
| 2006-03-31 | LIPINSKI DAVID R Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $8.40 | 2006-04-04 | |
| 2006-03-31 | HENSELER UDO Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $8.40 | 2006-04-04 | |
| 2006-02-21 | REDMOND ROGER Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,800 0 owned after | $7.94 | 2006-02-22 | |
| 2006-02-14 | REDMOND ROGER Director | 4 | Non-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,200 8,800 owned after | $7.94 | 2006-02-15 | |
| 2006-02-07 | HOGAN STEPHEN J Officer (Exec VP & GM, Spire Solar) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 5,000 owned after | $3.90 | 2006-02-09 |