SPI Energy Co., Ltd. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 1 rows, 1 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-03-31: Reporting owner LDK Solar Co., Ltd.; Form 4; Security Series A Preferred Stock, par value $0.0001 per share; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-03-31 | LDK Solar Co., Ltd. 10% Owner | 4 | Series A Preferred Stock, par value $0.0001 per share Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,000,000 20,000,000 owned after | $1.11 | 2011-04-04 |