SPI Energy Co., Ltd. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-01-04: Reporting owner Moore Gerald R; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2007-01-04: Reporting owner LEFKO ALAN; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2007-01-04: Reporting owner Ferrell Bradley J; Form 3; Security No securities are beneficially owned; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-01-04 holding as of filing | Moore Gerald R 10% Owner | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-01-04 | |
| 2007-01-04 holding as of filing | LEFKO ALAN Other (VP-Finance of Subsidiary) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-01-04 | |
| 2007-01-04 holding as of filing | Ferrell Bradley J Other (COO of Subsidiary) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-01-04 |