SPI Energy Co., Ltd. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2011-04-07: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-01-05; Total offering amount $32,936,656.
- 2011-01-20: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-01-05; Total offering amount $10,708,987.
- 2009-10-08: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2009-09-23; Total offering amount $20,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2011-04-07 D/A | Rule 506 | Equity | 2011-01-05 | $32,936,656 | $32,936,656 | $0 | 1 |
| 2011-01-20 | Rule 506 | Equity | 2011-01-05 | $10,708,987 | $10,708,987 | $0 | 1 |
| 2009-10-08 | Rule 506 | Equity | 2009-09-23 | $20,000,000 | $14,077,000 | $5,923,000 | 0 |