SONIC CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-27: Reporting owner SCHUTZ JEFFREY H; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-15: Reporting owner BENHAM DOUGLAS N; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-06: Reporting owner BENHAM DOUGLAS N; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-01-20: Reporting owner Lavelle Kate S; Form 3; Security Restricted Stock Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-27 | SCHUTZ JEFFREY H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,249 6,250 owned after | $0.00 | 2012-08-27 | |
| 2012-08-15 | BENHAM DOUGLAS N Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,330 2,330 owned after | $0.00 | 2012-08-17 | |
| 2012-08-06 | BENHAM DOUGLAS N Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,355 0 owned after | $0.00 | 2012-08-08 | |
| 2012-01-20 holding as of filing | Lavelle Kate S Director | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2012-01-20 | ||
| 2012-01-18 | RAINBOLT H E GENE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $0.00 | 2012-01-20 | |
| 2012-01-18 | PENA FEDERICO F Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $0.00 | 2012-01-20 | |
| 2012-01-18 | MAPLES MICHAEL J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $0.00 | 2012-01-20 | |
| 2012-01-18 | NICHOLS J LARRY Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $0.00 | 2012-01-20 | |
| 2012-01-18 | RICHARDSON FRANK E III Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $0.00 | 2012-01-20 | |
| 2012-01-18 | ROSENBERG ROBERT M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $0.00 | 2012-01-20 | |
| 2012-01-15 | NICHOLS J LARRY Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,378 0 owned after | $0.00 | 2012-01-17 | |
| 2012-01-15 | MAPLES MICHAEL J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,378 0 owned after | $0.00 | 2012-01-17 | |
| 2012-01-15 | PENA FEDERICO F Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,378 0 owned after | $0.00 | 2012-01-17 | |
| 2012-01-15 | RAINBOLT H E GENE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,378 0 owned after | $0.00 | 2012-01-17 | |
| 2012-01-15 | RICHARDSON FRANK E III Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,378 0 owned after | $0.00 | 2012-01-17 | |
| 2012-01-15 | ROSENBERG ROBERT M Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,378 0 owned after | $0.00 | 2012-01-17 | |
| 2012-01-14 | Bass Paige S Officer (Vice President) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,447 4,447 owned after | $0.00 | 2012-01-20 | |
| 2012-01-14 | MCLAIN W SCOTT Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,137 11,137 owned after | $0.00 | 2012-01-17 | |
| 2012-01-14 | Taylor Kathy L Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,800 5,800 owned after | $0.00 | 2012-01-17 | |
| 2012-01-14 | VAUGHAN STEPHEN C Officer (Exec. Vice Pres. & CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,912 6,912 owned after | $0.00 | 2012-01-17 | |
| 2012-01-14 | HUDSON J CLIFFORD Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,880 11,881 owned after | $0.00 | 2012-01-17 | |
| 2012-01-14 | Bass Paige S Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,447 4,447 owned after | $0.00 | 2012-01-17 | |
| 2012-01-14 | NICHOLS J LARRY Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −265 266 owned after | $0.00 | 2012-01-17 | |
| 2012-01-14 | MAPLES MICHAEL J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,643 1,644 owned after | $0.00 | 2012-01-17 | |
| 2012-01-14 | RAINBOLT H E GENE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,643 1,644 owned after | $0.00 | 2012-01-17 | |
| 2012-01-14 | RICHARDSON FRANK E III Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,643 1,644 owned after | $0.00 | 2012-01-17 | |
| 2012-01-14 | ROSENBERG ROBERT M Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,643 1,644 owned after | $0.00 | 2012-01-17 | |
| 2012-01-06 | MAPLES MICHAEL J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,266 2,532 owned after | $0.00 | 2012-01-10 | |
| 2012-01-06 | RAINBOLT H E GENE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,266 2,532 owned after | $0.00 | 2012-01-10 | |
| 2012-01-06 | NICHOLS J LARRY Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,266 2,532 owned after | $0.00 | 2012-01-10 | |
| 2012-01-06 | ROSENBERG ROBERT M Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,266 2,532 owned after | $0.00 | 2012-01-10 | |
| 2012-01-06 | PENA FEDERICO F Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,266 2,532 owned after | $0.00 | 2012-01-10 | |
| 2012-01-06 | RICHARDSON FRANK E III Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,266 2,532 owned after | $0.00 | 2012-01-10 |