SOLAR ENERTECH CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows, 24 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-01-12: Reporting owner Gelbaum Monica Chavez | Quercus Trust | Gelbaum David; Form 3/A; Security Series C Warrant; Transaction Holding.
- 2009-12-04: Reporting owner Quercus Trust | Gelbaum Monica Chavez | Gelbaum David; Form 3/A; Security Series C Warrant; Transaction Holding.
- 2009-06-19: Reporting owner Gelbaum Monica Chavez | Quercus Trust | Gelbaum David; Form 4/A; Security Series B Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-06-19: Reporting owner Gelbaum Monica Chavez | Quercus Trust | Gelbaum David; Form 4/A; Security Series C Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-01-12 holding as of filing | Gelbaum Monica Chavez | Quercus Trust | Gelbaum David | 10% Owner | | 3/A | Series C Warrant Derivative · Direct | Holding | $0.15 exercise price | 2010-01-12 | ||
| 2009-12-04 holding as of filing | Quercus Trust | Gelbaum Monica Chavez | Gelbaum David 10% Owner | | | 3/A | Series C Warrant Derivative · Direct | Holding | $1.00 exercise price | 2009-12-04 | ||
| 2009-06-19 | Gelbaum Monica Chavez | Quercus Trust | Gelbaum David | 10% Owner | | 4/A | Series B Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,470,446 11,470,446 owned after | $114,704.00 | 2010-01-12 | |
| 2009-06-19 | Gelbaum Monica Chavez | Quercus Trust | Gelbaum David | 10% Owner | | 4/A | Series C Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +9,090,909 9,090,909 owned after | $90,909.00 | 2010-01-12 | |
| 2009-06-19 | Quercus Trust | Gelbaum David | Gelbaum Monica Chavez 10% Owner | | | 4 | Series B Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,470,446 11,470,446 owned after | $114,704.00 | 2009-06-23 | |
| 2009-06-19 | Quercus Trust | Gelbaum David | Gelbaum Monica Chavez 10% Owner | | | 4 | Series C Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +9,090,909 9,090,909 owned after | $90,909.00 | 2009-06-23 | |
| 2008-06-11 | Gelbaum David | Quercus Trust | Gelbaum Monica Chavez | 10% Owner | | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +405,264 405,264 owned after | $0.57 exercise price | 2009-12-04 | |
| 2008-06-11 | Gelbaum David | Quercus Trust | Gelbaum Monica Chavez | 10% Owner | | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +507,247 507,247 owned after | $0.69 exercise price | 2009-12-04 | |
| 2008-06-11 | Gelbaum David | Quercus Trust | Gelbaum Monica Chavez | 10% Owner | | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,105,264 1,105,264 owned after | $0.57 exercise price | 2009-12-04 | |
| 2008-05-08 | Gelbaum David | Gelbaum Monica Chavez | Quercus Trust | | 10% Owner | 4/A | Series A Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,347,826 4,347,826 owned after | $0.23 | 2010-01-12 | |
| 2008-05-08 | Gelbaum David | Gelbaum Monica Chavez | Quercus Trust | | 10% Owner | 4/A | Series B Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,619,815 1,619,815 owned after | $0.26 | 2010-01-12 | |
| 2008-05-08 | Gelbaum David | Gelbaum Monica Chavez | Quercus Trust | | 10% Owner | 4 | Series A Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,619,815 1,619,815 owned after | $0.23 | 2008-05-12 | |
| 2008-05-08 | Gelbaum David | Gelbaum Monica Chavez | Quercus Trust | | 10% Owner | 4 | Series B Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $0.26 | 2008-05-12 | ||
| 2008-03-10 | LCG SELECT OFFSHORE LTD | Luxor Capital Group, LP | LCG SELECT LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −0 1,402,534 owned after | $1.00 exercise price | 2008-03-12 | |
| 2008-03-10 | LCG SELECT OFFSHORE LTD | Luxor Capital Group, LP | LCG SELECT LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −0 6,807,675 owned after | $1.00 exercise price | 2008-03-12 | |
| 2008-03-10 | LCG SELECT OFFSHORE LTD | Luxor Capital Group, LP | LCG SELECT LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −0 880,700 owned after | $1.00 exercise price | 2008-03-12 | |
| 2008-03-10 | LCG SELECT OFFSHORE LTD | Luxor Capital Group, LP | LCG SELECT LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +0 4,588,177 owned after | $0.90 exercise price | 2008-03-12 | |
| 2008-03-10 | LCG SELECT OFFSHORE LTD | Luxor Capital Group, LP | LCG SELECT LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +0 6,882,269 owned after | $0.90 exercise price | 2008-03-12 | |
| 2008-01-28 holding as of filing | Gelbaum David | Quercus Trust | Gelbaum Monica Chavez | 10% Owner | | 3 | Series C Warrant Derivative · Direct | Holding | $1.00 exercise price | 2008-01-28 | ||
| 2008-01-28 holding as of filing | Luxor Capital Group, LP | LCG SELECT LLC | LCG SELECT OFFSHORE LTD 10% Owner | 10% Owner | 10% Owner | 3 | Series C Warrants Derivative · Direct · (m) | Holding | $1.00 exercise price | 2008-01-28 | ||
| 2008-01-28 holding as of filing | Luxor Capital Group, LP | LCG SELECT LLC | LCG SELECT OFFSHORE LTD 10% Owner | 10% Owner | 10% Owner | 3 | Series C Warrants Derivative · Direct · (m) | Holding | $1.00 exercise price | 2008-01-28 | ||
| 2008-01-28 holding as of filing | Luxor Capital Group, LP | LCG SELECT LLC | LCG SELECT OFFSHORE LTD 10% Owner | 10% Owner | 10% Owner | 3 | Series C Warrants Derivative · Indirect · (m) | Holding | $1.00 exercise price | 2008-01-28 | ||
| 2008-01-28 holding as of filing | Luxor Capital Group, LP | LCG SELECT LLC | LCG SELECT OFFSHORE LTD 10% Owner | 10% Owner | 10% Owner | 3 | Series B Warrants Derivative · Indirect · (m) | Holding | $0.90 exercise price | 2008-01-28 | ||
| 2008-01-28 holding as of filing | Luxor Capital Group, LP | LCG SELECT LLC | LCG SELECT OFFSHORE LTD 10% Owner | 10% Owner | 10% Owner | 3 | Series B Warrants Derivative · Indirect · (m) | Holding | $0.90 exercise price | 2008-01-28 |