SOLAR ENERTECH CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-08-18: Reporting owner Young Leo Shi; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-05-20: Reporting owner Ye Mao; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-04-30: Reporting owner Koy Kevin Edward; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-04-30: Reporting owner MORGAN DONALD W; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-08-18 | Young Leo Shi Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 3,000,000 owned after | $0.06 exercise price | 2011-08-19 | |
| 2009-05-20 | Ye Mao Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.20 | 2009-05-22 | |
| 2008-04-30 | Koy Kevin Edward Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.60 exercise price | 2008-05-14 | |
| 2008-04-30 | MORGAN DONALD W Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.60 exercise price | 2008-05-14 | |
| 2008-02-12 | Coackley Robert Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.94 exercise price | 2008-02-14 | |
| 2008-01-04 | Koy Kevin Edward Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.50 exercise price | 2008-03-03 | |
| 2007-09-25 | MORGAN DONALD W Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.20 exercise price | 2007-09-28 | |
| 2007-09-25 | Chung Ming-Wai Anthea Officer (CFO & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 2,500,000 owned after | $1.20 exercise price | 2007-09-26 | |
| 2007-09-25 | Chung Ming-Wai Anthea Officer (CFO & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 3,000,000 owned after | $1.20 exercise price | 2007-09-26 | |
| 2006-07-06 | Young Leo Shi Director, Officer (CEO), 10% Owner | 4/A | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,750,000 25,250,000 owned after | $0.00 | 2008-08-29 | |
| 2006-07-06 | Young Leo Shi Director, Officer (CEO), 10% Owner | 4 | Options Derivative · Direct | C Conversion of derivative security | −10,750,000 25,250,000 owned after | $0.00 | 2006-07-28 | |
| 2006-03-23 holding as of filing | Xie Frank Director | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | no price filed | 2006-03-23 | ||
| 2006-03-17 holding as of filing | Young Leo Shi Director, Officer (President) | 3 | Option to Purchase Common Shares Derivative · Direct | Holding | no price filed | 2006-03-17 |