SOLAR ENERTECH CORP Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-01-07: Reporting owner Gelbaum Monica Chavez | Gelbaum David | Quercus Trust; Form 4; Security Series A Note; Transaction C Conversion of derivative security.
- 2010-01-07: Reporting owner Gelbaum Monica Chavez | Gelbaum David | Quercus Trust; Form 4; Security Series B Note; Transaction C Conversion of derivative security.
- 2009-06-19: Reporting owner Quercus Trust | Gelbaum David | Gelbaum Monica Chavez; Form 4; Security Series B Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-05-08: Reporting owner Gelbaum David | Gelbaum Monica Chavez | Quercus Trust; Form 4; Security Series A Note; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-01-07 | Gelbaum Monica Chavez | Gelbaum David | Quercus Trust | | 10% Owner | 4 | Series A Note Derivative · Direct | C Conversion of derivative security | 0 owned after | $0.15 exercise price | 2010-01-12 | |
| 2010-01-07 | Gelbaum Monica Chavez | Gelbaum David | Quercus Trust | | 10% Owner | 4 | Series B Note Derivative · Direct | C Conversion of derivative security | 0 owned after | $0.15 exercise price | 2010-01-12 | |
| 2009-06-19 | Quercus Trust | Gelbaum David | Gelbaum Monica Chavez 10% Owner | | | 4 | Series B Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,470,446 11,470,446 owned after | $3,633,258.00 | 2009-06-23 | |
| 2008-05-08 | Gelbaum David | Gelbaum Monica Chavez | Quercus Trust | | 10% Owner | 4 | Series A Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,347,826 4,347,826 owned after | $0.72 | 2008-05-12 | |
| 2008-03-10 | LCG SELECT OFFSHORE LTD | Luxor Capital Group, LP | LCG SELECT LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B 6% Convertible Note Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +0 4,588,177 owned after | $0.57 exercise price | 2008-03-12 | |
| 2008-03-10 | LCG SELECT OFFSHORE LTD | Luxor Capital Group, LP | LCG SELECT LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B 6% Convertible Note Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +0 6,882,268 owned after | $0.57 exercise price | 2008-03-12 | |
| 2008-01-28 holding as of filing | Luxor Capital Group, LP | LCG SELECT LLC | LCG SELECT OFFSHORE LTD 10% Owner | 10% Owner | 10% Owner | 3 | Series B 6% Convertible Note Derivative · Indirect · (m) | Holding | $0.57 exercise price | 2008-01-28 | ||
| 2008-01-28 holding as of filing | Luxor Capital Group, LP | LCG SELECT LLC | LCG SELECT OFFSHORE LTD 10% Owner | 10% Owner | 10% Owner | 3 | Series B 6% Convertible Note Derivative · Indirect · (m) | Holding | $0.57 exercise price | 2008-01-28 |