SilverBow Resources, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-16: Reporting owner CANNON DEANNA L; Form 4; Security NQ90 Plan grt 5/12/2004 NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-13: Reporting owner SMITH CLYDE W JR; Form 4; Security SFY Cmmn Stk-Family Member; Transaction Holding.
- 2011-05-05: Reporting owner VINCENT BRUCE H; Form 4; Security SQ01 Plan grt 5/8/2001 NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-03-31: Reporting owner SWIFT VIRGIL N; Form 4; Security NQ90 plan grt 5/8/2001 NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-16 | CANNON DEANNA L Director | 4 | NQ90 Plan grt 5/12/2004 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 6,000 owned after | $20.47 exercise price | 2011-06-20 | |
| 2011-05-13 holding as of filing | SMITH CLYDE W JR Director | 4 | SFY Cmmn Stk-Family Member Non-derivative · Indirect · Held In Son's Roth IRA | Holding | 1,000 owned after | no price filed | 2011-05-13 | |
| 2011-05-05 | VINCENT BRUCE H Director, Officer (President and Sec'y) | 4 | SQ01 Plan grt 5/8/2001 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −407 0 owned after | $30.47 exercise price | 2011-05-09 | |
| 2011-03-31 | SWIFT VIRGIL N Other (Director Emeritus) | 4 | NQ90 plan grt 5/8/2001 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $30.47 exercise price | 2011-04-01 | |
| 2011-03-29 | HECKAMAN ALTON D JR Officer (EVP & CFO) | 4 | SQ01 Plan grt 5/8/2001 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $30.47 exercise price | 2011-03-30 | |
| 2011-03-21 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ01 Plan grt 5/8/2001 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1 0 owned after | $30.47 exercise price | 2011-03-23 | |
| 2011-03-21 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ01 Plan grt 2/4/2002 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,002 0 owned after | $16.96 exercise price | 2011-03-23 | |
| 2011-03-21 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ01 Plan grt 11/4/2003 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 0 owned after | $13.84 exercise price | 2011-03-23 | |
| 2011-03-21 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ01 Plan grt 11/8/2004 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,600 0 owned after | $25.18 exercise price | 2011-03-23 | |
| 2011-03-21 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ01 plan grt 4/4/2005 NQ exp 11/4/13 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,821 0 owned after | $28.97 exercise price | 2011-03-23 | |
| 2011-03-08 holding as of filing | SMITH CLYDE W JR Director | 4 | SFY Cmmn Stk-Family Member Non-derivative · Indirect · Held In Son's Roth IRA | Holding | 1,000 owned after | no price filed | 2011-03-08 | |
| 2011-03-04 | SMITH CLYDE W JR Director | 4 | NQ90 plan grt 5/8/2001 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $30.47 exercise price | 2011-03-08 | |
| 2011-02-16 | HECKAMAN ALTON D JR Officer (EVP & CFO) | 4 | SQ01 Plan grt 2/20/2001 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $35.04 exercise price | 2011-02-18 | |
| 2011-02-16 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ01 Plan grt 2/20/2001 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −647 0 owned after | $35.04 exercise price | 2011-02-18 | |
| 2011-02-16 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ01 Plan grt 11/15/2005; exp 02/20/2011 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,330 0 owned after | $43.48 exercise price | 2011-02-18 |