SilverBow Resources, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 73 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-05: Reporting owner VINCENT BRUCE H; Form 4/A; Security SQ01 Plan grt 11/11/2002 ISO; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-05: Reporting owner VINCENT BRUCE H; Form 4/A; Security SQ01 Plan grt 2/4/2002; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-05: Reporting owner VINCENT BRUCE H; Form 4; Security SQ01 Plan grt 11/11/2002 ISO; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-05: Reporting owner VINCENT BRUCE H; Form 4; Security SQ01 Plan grt 2/4/2002; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-05 | VINCENT BRUCE H Director, Officer (President) | 4/A | SQ01 Plan grt 11/11/2002 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,999 4,003 owned after | $8.30 exercise price | 2006-12-13 | |
| 2006-12-05 | VINCENT BRUCE H Director, Officer (President) | 4/A | SQ01 Plan grt 2/4/2002 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,799 2,803 owned after | $16.96 exercise price | 2006-12-13 | |
| 2006-12-05 | VINCENT BRUCE H Director, Officer (President) | 4 | SQ01 Plan grt 11/11/2002 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,999 4,003 owned after | $8.30 exercise price | 2006-12-07 | |
| 2006-12-05 | VINCENT BRUCE H Director, Officer (President) | 4 | SQ01 Plan grt 2/4/2002 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,799 2,803 owned after | $16.96 exercise price | 2006-12-07 | |
| 2006-11-28 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ01 Plan grt 11/8/2004 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,200 15,600 owned after | $25.18 exercise price | 2006-11-30 | |
| 2006-11-28 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ01 Plan grt 2/4/2002 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 4,002 owned after | $16.96 exercise price | 2006-11-30 | |
| 2006-11-28 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ01 Plan grt 2/20/2001 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,516 647 owned after | $35.04 exercise price | 2006-11-30 | |
| 2006-11-28 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ01 Plan grt 5/8/2001 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,999 1 owned after | $30.47 exercise price | 2006-11-30 | |
| 2006-11-28 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ01 Plan grt 11/4/2003 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 16,000 owned after | $13.84 exercise price | 2006-11-30 | |
| 2006-11-28 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ01 plan grt 4/4/2005 NQ exp 2/4/12 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,024 0 owned after | $28.97 exercise price | 2006-11-30 | |
| 2006-11-28 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ90 plan grt 4/4/2005 NQ exp 4/4/07 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,296 1,829 owned after | $28.97 exercise price | 2006-11-30 | |
| 2006-11-28 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ90 plan grt 4/4/2005 NQ exp 4/4/07 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,829 0 owned after | $28.97 exercise price | 2006-11-30 | |
| 2006-11-28 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ90 plan grt 4/4/2005 NQ exp 11/3/07 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,793 1,526 owned after | $28.97 exercise price | 2006-11-30 | |
| 2006-11-28 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ90 plan grt 4/4/2005 NQ exp 11/3/07 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −343 1,183 owned after | $28.97 exercise price | 2006-11-30 | |
| 2006-11-28 | SWIFT TERRY E Director, Officer (COB & CEO) | 4 | SQ90 plan grt 4/4/2005 NQ exp 11/3/07 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,183 0 owned after | $28.97 exercise price | 2006-11-30 | |
| 2006-11-20 | MITCHELL JAMES P Officer (Sr VP-CT&Land) | 4 | SQ01 Plan grt 5/8/2001 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,800 0 owned after | $30.47 exercise price | 2006-11-21 | |
| 2006-11-20 | MITCHELL JAMES P Officer (Sr VP-CT&Land) | 4 | SQ01 Plan grt 2/4/2002 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 1,600 owned after | $16.96 exercise price | 2006-11-21 | |
| 2006-11-20 | MITCHELL JAMES P Officer (Sr VP-CT&Land) | 4 | SQ01 Plan grt 11/11/2002 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $8.30 exercise price | 2006-11-21 | |
| 2006-11-20 | MITCHELL JAMES P Officer (Sr VP-CT&Land) | 4 | SQ01 Plan grt 11/4/2003 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 8,000 owned after | $13.84 exercise price | 2006-11-21 | |
| 2006-11-20 | MITCHELL JAMES P Officer (Sr VP-CT&Land) | 4 | SQ01 Plan grt 11/8/2004 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,020 3,060 owned after | $25.18 exercise price | 2006-11-21 | |
| 2006-11-16 | WESSON DAVID W Officer (Controller) | 4 | SQ90 plan grt 12/22/2000 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $33.00 exercise price | 2006-11-17 | |
| 2006-11-16 | WESSON DAVID W Officer (Controller) | 4 | SQ01 Plan grt 2/4/2002 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600 1,400 owned after | $16.96 exercise price | 2006-11-17 | |
| 2006-11-15 | WESSON DAVID W Officer (Controller) | 4 | SQ01 Plan grt 5/8/2001 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $30.47 exercise price | 2006-11-17 | |
| 2006-11-15 | DAMICO JOSEPH A Officer (EVP & COO) | 4 | SQ90 Plan grt 8/1/2000 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,634 0 owned after | $21.94 exercise price | 2006-11-17 | |
| 2006-11-15 | DAMICO JOSEPH A Officer (EVP & COO) | 4 | SQ90 Plan grt 8/1/2000 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,366 0 owned after | $21.94 exercise price | 2006-11-17 | |
| 2006-11-13 | HECKAMAN ALTON D JR Officer (EVP & CFO) | 4 | SQ05 Grt 11/13/2006 exp 05/8/2011 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250 250 owned after | $49.41 | 2006-11-15 | |
| 2006-11-13 | HECKAMAN ALTON D JR Officer (EVP & CFO) | 4 | SQ05 Grt 11/13/2006 exp 02/20/2011 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,772 1,772 owned after | $49.41 | 2006-11-15 | |
| 2006-11-13 | HECKAMAN ALTON D JR Officer (EVP & CFO) | 4 | SQ01 Plan grt 5/8/2001 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −406 24,594 owned after | $30.47 exercise price | 2006-11-15 | |
| 2006-11-13 | HECKAMAN ALTON D JR Officer (EVP & CFO) | 4 | SQ01 Plan grt 2/20/2001 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 10,000 owned after | $35.04 exercise price | 2006-11-15 | |
| 2006-11-09 | HECKAMAN ALTON D JR Officer (EVP & CFO) | 4 | SQ05 Plan Grant 11-9-06-2008 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,658 1,658 owned after | $49.70 | 2006-11-13 | |
| 2006-11-09 | HECKAMAN ALTON D JR Officer (EVP & CFO) | 4 | SQ05 Plan Grant 11-9-06-2013 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,076 2,076 owned after | $49.70 | 2006-11-13 | |
| 2006-11-09 | HECKAMAN ALTON D JR Officer (EVP & CFO) | 4 | SQ90 Plan grt 1/28/2005 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,728 0 owned after | $30.22 | 2006-11-13 | |
| 2006-11-09 | HECKAMAN ALTON D JR Officer (EVP & CFO) | 4 | SQ01 Plan grt 11/4/2003 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,455 10,000 owned after | $13.84 | 2006-11-13 | |
| 2006-11-08 | VINCENT BRUCE H Director, Officer (President) | 4 | SQ05 Pln Grt 11-08-2006 exp 8/1/2010 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,653 2,653 owned after | $49.61 | 2006-11-13 | |
| 2006-11-08 | VINCENT BRUCE H Director, Officer (President) | 4 | SQ05 Grt 11/08/2006 exp 11/8/2008 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +344 344 owned after | $49.61 | 2006-11-13 | |
| 2006-11-08 | VINCENT BRUCE H Director, Officer (President) | 4 | SQ05 Grt 11/08/2006 exp 11/8/2008 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +641 985 owned after | $49.61 | 2006-11-13 | |
| 2006-11-08 | VINCENT BRUCE H Director, Officer (President) | 4 | SQ05 Grt 11/08/2006 exp 11/8/2008 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,640 3,625 owned after | $49.61 | 2006-11-13 | |
| 2006-11-08 | VINCENT BRUCE H Director, Officer (President) | 4 | SQ05 grt 11/08/2006 exp 11/4/2013 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,673 1,673 owned after | $49.61 | 2006-11-13 | |
| 2006-11-08 | VINCENT BRUCE H Director, Officer (President) | 4 | SQ90 Plan grt 8/1/2000 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $21.94 | 2006-11-13 | |
| 2006-11-08 | VINCENT BRUCE H Director, Officer (President) | 4 | SQ90 plan grt 12/29/2004 NQ exp 11/3/07 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 0 owned after | $28.46 | 2006-11-13 | |
| 2006-11-08 | VINCENT BRUCE H Director, Officer (President) | 4 | SQ90 plan grt 5/17/2005 NQ exp 11/3/07 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,014 0 owned after | $31.40 | 2006-11-13 | |
| 2006-11-08 | VINCENT BRUCE H Director, Officer (President) | 4 | SQ90 plan grt 5/24/2005 NQ exp 11/3/07 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,969 0 owned after | $33.01 | 2006-11-13 | |
| 2006-11-08 | VINCENT BRUCE H Director, Officer (President) | 4 | SQ01 Plan grt 11/4/2003 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 12,000 owned after | $13.84 | 2006-11-13 | |
| 2006-09-19 | MORAN VICTOR Officer (SVP & CCO) | 4 | SQ01 Plan grt 2/4/2002 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 2,000 owned after | $16.96 | 2006-09-21 | |
| 2006-09-19 | MORAN VICTOR Officer (SVP & CCO) | 4 | SQ01 Plan grt 11/4/2003 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 17,000 owned after | $13.84 | 2006-09-21 | |
| 2006-09-19 | MORAN VICTOR Officer (SVP & CCO) | 4 | SQ01 Plan grt 11/8/2004 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,080 4,320 owned after | $25.18 | 2006-09-21 | |
| 2006-07-05 | DAMICO JOSEPH A Officer (EVP & COO) | 4 | SQ01 Plan grt 2/4/2002 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,200 3,200 owned after | $16.96 | 2006-07-07 | |
| 2006-07-05 | DAMICO JOSEPH A Officer (EVP & COO) | 4 | SQ01 Plan grt 11/11/2002 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 4,000 owned after | $8.30 | 2006-07-07 | |
| 2006-06-27 | VINCENT BRUCE H Director, Officer (President) | 4 | SQ05 Plan grt 06/27/2006-08 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,276 4,276 owned after | $40.57 | 2006-06-29 | |
| 2006-06-27 | VINCENT BRUCE H Director, Officer (President) | 4 | SQ05 Plan grt 06/27/2006-08 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,761 10,037 owned after | $40.57 | 2006-06-29 | |
| 2006-06-27 | VINCENT BRUCE H Director, Officer (President) | 4 | SQ90 plan grt 5/17/2005 NQ exp 5/17/07 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,526 7,444 owned after | $31.40 | 2006-06-29 | |
| 2006-06-27 | VINCENT BRUCE H Director, Officer (President) | 4 | SQ90 plan grt 5/17/2005 NQ exp 5/17/07 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,444 0 owned after | $31.40 | 2006-06-29 | |
| 2006-06-27 | HECKAMAN ALTON D JR Officer (EVP & CFO) | 4 | SQ05 Plan Grant 6/27/06 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,796 1,796 owned after | $40.57 | 2006-06-28 | |
| 2006-06-27 | HECKAMAN ALTON D JR Officer (EVP & CFO) | 4 | SQ01 Plan grt 2/4/2002 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,298 2,202 owned after | $16.96 | 2006-06-28 | |
| 2006-06-26 | HECKAMAN ALTON D JR Officer (EVP & CFO) | 4 | SQ05 Plan Grant 06/26/06 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,925 1,925 owned after | $39.64 | 2006-06-28 | |
| 2006-06-26 | HECKAMAN ALTON D JR Officer (EVP & CFO) | 4 | SQ01 Plan grt 2/4/2002 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 6,500 owned after | $16.96 | 2006-06-28 | |
| 2006-06-08 | KITTERMAN JAMES M Officer (Senior VP Operations) | 4 | SQ05 Plan Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,007 8,007 owned after | $38.56 | 2006-06-09 | |
| 2006-06-08 | KITTERMAN JAMES M Officer (Senior VP Operations) | 4 | SQ90 plan grt 6/8/2004 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,612 0 owned after | $21.13 | 2006-06-09 | |
| 2006-06-08 | KITTERMAN JAMES M Officer (Senior VP Operations) | 4 | SQ90 Plan grt 12/9/1998 ISO 8 yr exp Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1 0 owned after | $9.00 | 2006-06-09 | |
| 2006-05-12 | MORAN VICTOR Officer (SVP & CCO) | 4 | SQ01 Plan grt 5/8/2001 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $30.47 | 2006-05-16 | |
| 2006-05-11 holding as of filing | SWIFT VIRGIL N Other (Director Emeritus) | 4 | SFY Cmmn Stk-Family Member Non-derivative · Indirect · Held by Family Member | Holding | 4,455 owned after | no price filed | 2006-05-11 | |
| 2006-05-11 holding as of filing | SMITH CLYDE W JR Director | 4 | SFY Cmmn Stk-Family Member Non-derivative · Indirect · Held In Son's Roth IRA | Holding | 1,000 owned after | no price filed | 2006-05-11 | |
| 2006-05-09 | SWIFT VIRGIL N Other (Director Emeritus) | 4 | SQ90 plan grt 12/9/1998 NQ 8 yr exp Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,200 0 owned after | $9.00 | 2006-05-11 | |
| 2006-04-03 | DAMICO JOSEPH A Officer (EVP & COO) | 4 | SQ90 Plan grt 5/1/1996 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,200 0 owned after | $14.43 exercise price | 2006-04-05 | |
| 2006-03-23 | KITTERMAN JAMES M Officer (Senior VP Operations) | 4 | SQ90 plan grt 4/6/2004 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,748 0 owned after | $18.80 | 2006-03-24 | |
| 2006-03-14 | SWIFT A EARL | 4 | SFY Cmmn Stk-Family Member Non-derivative · Indirect · By Family Member | G Bona fide gift | +7,999 8,943 owned after | $0.00 | 2006-05-04 | |
| 2006-02-17 | VINCENT BRUCE H Director, Officer (President) | 4 | SQ90 Plan grt 12/9/1998 ISO 8 yr exp Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2 0 owned after | $9.00 | 2006-02-22 | |
| 2006-01-18 holding as of filing | SWIFT A EARL | 4 | SFY Cmmn Stk-Family Member Non-derivative · Indirect · By Family Member | Holding | 944 owned after | no price filed | 2006-01-18 | |
| 2006-01-12 holding as of filing | SMITH CLYDE W JR Director | 4 | SFY Cmmn Stk-Family Member Non-derivative · Indirect · Held In Son's Roth IRA | Holding | 1,000 owned after | no price filed | 2006-01-12 | |
| 2006-01-10 | SMITH CLYDE W JR Director | 4 | NQ90 plan grt 5/15/1996 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 0 owned after | $15.00 exercise price | 2006-01-12 | |
| 2006-01-09 | MONTGOMERY HENRY C Director | 4 | NQ90 plan grt 5/14/2002 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 3,000 owned after | $15.65 exercise price | 2006-01-11 | |
| 2006-01-09 | MONTGOMERY HENRY C Director | 4 | NQ90 plan grt 5/14/2003 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 3,000 owned after | $9.77 exercise price | 2006-01-11 | |
| 2006-01-09 | MONTGOMERY HENRY C Director | 4 | NQ90 Plan grt 5/9/2000 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $21.75 exercise price | 2006-01-11 |