SilverBow Resources, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-06: Reporting owner SWIFT VIRGIL N; Form 4; Security SFY Cmmn Stk-Family Member; Transaction Holding.
- 2010-11-16: Reporting owner MITCHELL JAMES P; Form 4; Security SQ01 Plan grt 11/4/2003; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-11-16: Reporting owner MITCHELL JAMES P; Form 4; Security SQ01 Plan grt 11/8/2004 NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-06-28: Reporting owner KITTERMAN JAMES M; Form 4; Security SQ90 Plan grt 8/1/2000 ISO; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-06 holding as of filing | SWIFT VIRGIL N Other (Director Emeritus) | 4 | SFY Cmmn Stk-Family Member Non-derivative · Indirect · Held by Family Member | Holding | 40,000 owned after | no price filed | 2010-12-06 | |
| 2010-11-16 | MITCHELL JAMES P Officer (Sr VP-CT&Land) | 4 | SQ01 Plan grt 11/4/2003 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $13.84 exercise price | 2010-11-18 | |
| 2010-11-16 | MITCHELL JAMES P Officer (Sr VP-CT&Land) | 4 | SQ01 Plan grt 11/8/2004 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,040 0 owned after | $25.18 exercise price | 2010-11-18 | |
| 2010-06-28 | KITTERMAN JAMES M Officer (Senior VP Operations) | 4 | SQ90 Plan grt 8/1/2000 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $21.94 exercise price | 2010-06-30 | |
| 2010-05-14 holding as of filing | SMITH CLYDE W JR Director | 4 | SFY Cmmn Stk-Family Member Non-derivative · Indirect · Held In Son's Roth IRA | Holding | 1,000 owned after | no price filed | 2010-05-14 | |
| 2010-05-06 holding as of filing | SMITH CLYDE W JR Director | 4 | SFY Cmmn Stk-Family Member Non-derivative · Indirect · Held In Son's Roth IRA | Holding | 1,000 owned after | no price filed | 2010-05-06 | |
| 2010-05-04 | SMITH CLYDE W JR Director | 4 | NQ90 Plan grt 5/9/2000 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $21.75 exercise price | 2010-05-06 | |
| 2010-03-17 | HECKAMAN ALTON D JR Officer (EVP & CFO) | 4 | SQ01 Plan grt 11/4/2003 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $13.84 exercise price | 2010-03-19 | |
| 2010-03-17 | HECKAMAN ALTON D JR Officer (EVP & CFO) | 4 | SQ01 Plan grt 11/8/2004 NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,923 477 owned after | $25.18 exercise price | 2010-03-19 | |
| 2010-02-09 holding as of filing | SWIFT VIRGIL N Other (Director Emeritus) | 4 | SFY Cmmn Stk-Family Member Non-derivative · Indirect · Held by Family Member | Holding | 3,000 owned after | no price filed | 2010-02-09 | |
| 2010-02-05 | SWIFT VIRGIL N Other (Director Emeritus) | 4 | SQ90 plan grt 2/7/2000 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $11.44 exercise price | 2010-02-09 | |
| 2010-02-03 | KITTERMAN JAMES M Officer (Senior VP Operations) | 4 | SQ90 plan grt 2/7/2000 ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $11.44 exercise price | 2010-02-04 |