SHAW GROUP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 364 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-05: Reporting owner FERRAIOLI BRIAN K; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2012-11-05: Reporting owner FERRAIOLI BRIAN K; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2012-11-05: Reporting owner FERRAIOLI BRIAN K; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2012-11-05: Reporting owner FERRAIOLI BRIAN K; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-05 holding as of filing | FERRAIOLI BRIAN K Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 15,347 owned after | $67.19 exercise price | 2012-11-05 | |
| 2012-11-05 holding as of filing | FERRAIOLI BRIAN K Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 53,097 owned after | $17.89 exercise price | 2012-11-05 | |
| 2012-11-05 holding as of filing | FERRAIOLI BRIAN K Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 43,914 owned after | $27.79 exercise price | 2012-11-05 | |
| 2012-11-05 holding as of filing | FERRAIOLI BRIAN K Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 48,243 owned after | $30.56 exercise price | 2012-11-05 | |
| 2012-11-05 holding as of filing | Smith Eli Officer (President, COO, Power Group) | 4 | Employee Stock Option (Option to Buy) Derivative · Direct | Holding | 5,798 owned after | $30.56 exercise price | 2012-11-05 | |
| 2012-11-05 holding as of filing | Smith Eli Officer (President, COO, Power Group) | 4 | Employee Stock Option (Option to Buy) Derivative · Direct | Holding | 13,155 owned after | $30.56 exercise price | 2012-11-05 | |
| 2012-11-05 holding as of filing | Smith Eli Officer (President, COO, Power Group) | 4 | Employee Stock Option (Option to Buy) Derivative · Direct | Holding | 5,489 owned after | $27.79 exercise price | 2012-11-05 | |
| 2012-11-05 holding as of filing | Smith Eli Officer (President, COO, Power Group) | 4 | Employee Stock Option (Option to Buy) Derivative · Direct | Holding | 7,470 owned after | $29.00 exercise price | 2012-11-05 | |
| 2012-11-05 holding as of filing | CHAPMAN DAVID L SR Officer (See Remarks) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 17,265 owned after | $67.19 exercise price | 2012-11-05 | |
| 2012-11-05 holding as of filing | CHAPMAN DAVID L SR Officer (See Remarks) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 28,964 owned after | $17.89 exercise price | 2012-11-05 | |
| 2012-11-05 holding as of filing | CHAPMAN DAVID L SR Officer (See Remarks) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 28,230 owned after | $27.79 exercise price | 2012-11-05 | |
| 2012-11-05 holding as of filing | CHAPMAN DAVID L SR Officer (See Remarks) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 41,351 owned after | $30.56 exercise price | 2012-11-05 | |
| 2012-11-05 holding as of filing | BEVAN GEORGE P Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 2,232 owned after | $26.70 exercise price | 2012-11-05 | |
| 2012-11-05 holding as of filing | BEVAN GEORGE P Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 2,302 owned after | $67.19 exercise price | 2012-11-05 | |
| 2012-11-05 holding as of filing | BEVAN GEORGE P Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 36,203 owned after | $17.89 exercise price | 2012-11-05 | |
| 2012-11-05 holding as of filing | BEVAN GEORGE P Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 26,662 owned after | $27.79 exercise price | 2012-11-05 | |
| 2012-11-05 holding as of filing | BEVAN GEORGE P Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 29,290 owned after | $30.56 exercise price | 2012-11-05 | |
| 2012-10-24 holding as of filing | BERNHARD JAMES M JR Director, Officer (Chairman, CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 304,000 owned after | $11.20 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | BERNHARD JAMES M JR Director, Officer (Chairman, CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 232,800 owned after | $12.66 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | BERNHARD JAMES M JR Director, Officer (Chairman, CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 206,000 owned after | $20.76 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | BERNHARD JAMES M JR Director, Officer (Chairman, CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 206,991 owned after | $26.70 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | BERNHARD JAMES M JR Director, Officer (Chairman, CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 72,130 owned after | $67.19 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | BERNHARD JAMES M JR Director, Officer (Chairman, CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 226,871 owned after | $17.89 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | BERNHARD JAMES M JR Director, Officer (Chairman, CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 147,425 owned after | $27.79 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | BERNHARD JAMES M JR Director, Officer (Chairman, CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 161,959 owned after | $30.56 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | Donofrio John Officer ((See Remarks)) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 24,580 owned after | $30.65 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | Donofrio John Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 29,721 owned after | $30.56 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | FERRAIOLI BRIAN K Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 21,231 owned after | $48.99 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | FERRAIOLI BRIAN K Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 15,347 owned after | $67.19 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | FERRAIOLI BRIAN K Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 53,097 owned after | $17.89 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | FERRAIOLI BRIAN K Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 43,914 owned after | $27.79 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | FERRAIOLI BRIAN K Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 48,243 owned after | $30.56 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | BEVAN GEORGE P Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 2,232 owned after | $26.70 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | BEVAN GEORGE P Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 2,302 owned after | $67.19 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | BEVAN GEORGE P Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 36,203 owned after | $17.89 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | BEVAN GEORGE P Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 26,662 owned after | $27.79 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | BEVAN GEORGE P Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 29,290 owned after | $30.56 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | CHAPMAN DAVID L SR Officer (See Remarks) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 17,265 owned after | $67.19 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | CHAPMAN DAVID L SR Officer (See Remarks) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 28,964 owned after | $17.89 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | CHAPMAN DAVID L SR Officer (See Remarks) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 28,230 owned after | $27.79 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | CHAPMAN DAVID L SR Officer (See Remarks) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 41,351 owned after | $30.56 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | Smith Eli Officer (President, COO, Power Group) | 4 | Employee Stock Option (Option to Buy) Derivative · Direct | Holding | 5,798 owned after | $30.56 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | Smith Eli Officer (President, COO, Power Group) | 4 | Employee Stock Option (Option to Buy) Derivative · Direct | Holding | 13,155 owned after | $30.56 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | Smith Eli Officer (President, COO, Power Group) | 4 | Employee Stock Option (Option to Buy) Derivative · Direct | Holding | 5,489 owned after | $27.79 exercise price | 2012-10-24 | |
| 2012-10-24 holding as of filing | Smith Eli Officer (President, COO, Power Group) | 4 | Employee Stock Option (Option to Buy) Derivative · Direct | Holding | 7,470 owned after | $29.00 exercise price | 2012-10-24 | |
| 2012-10-09 holding as of filing | Donofrio John Officer ((See Remarks)) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 24,580 owned after | $30.65 exercise price | 2012-10-09 | |
| 2012-10-09 holding as of filing | Donofrio John Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 29,721 owned after | $30.56 exercise price | 2012-10-09 | |
| 2012-08-24 holding as of filing | GLASS JAMES Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,228 owned after | $67.19 exercise price | 2012-08-24 | |
| 2012-08-22 | GLASS JAMES Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −763 763 owned after | $27.79 exercise price | 2012-08-24 | |
| 2012-08-22 | GLASS JAMES Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,375 792 owned after | $17.89 exercise price | 2012-08-24 | |
| 2012-08-22 | GLASS JAMES Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,129 0 owned after | $26.70 exercise price | 2012-08-24 | |
| 2012-08-22 | GLASS JAMES Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −861 0 owned after | $20.76 exercise price | 2012-08-24 | |
| 2012-08-22 | GLASS JAMES Officer ((See Remarks)) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,761 0 owned after | $16.42 exercise price | 2012-08-24 | |
| 2012-07-09 holding as of filing | Smith Eli Officer (President, COO, Power Group) | 3 | Employee Stock Option (Option to Buy) Derivative · Direct | Holding | $30.56 exercise price | 2012-07-09 | ||
| 2012-07-09 holding as of filing | Smith Eli Officer (President, COO, Power Group) | 3 | Employee Stock Option (Option to Buy) Derivative · Direct | Holding | $30.56 exercise price | 2012-07-09 | ||
| 2012-07-09 holding as of filing | Smith Eli Officer (President, COO, Power Group) | 3 | Employee Stock Option (Option to Buy) Derivative · Direct | Holding | $27.79 exercise price | 2012-07-09 | ||
| 2012-07-09 holding as of filing | Smith Eli Officer (President, COO, Power Group) | 3 | Employee Stock Option (Option to Buy) Derivative · Direct | Holding | $29.00 exercise price | 2012-07-09 | ||
| 2012-01-31 holding as of filing | Tritch Stephen R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,094 owned after | $30.17 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | Tritch Stephen R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,060 owned after | $38.59 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | MCALISTER ALBERT Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,500 owned after | $13.94 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | MCALISTER ALBERT Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,500 owned after | $11.54 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | MCALISTER ALBERT Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,500 owned after | $16.11 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | MCALISTER ALBERT Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 828 owned after | $35.10 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | MCALISTER ALBERT Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,069 owned after | $35.10 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | MCALISTER ALBERT Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,109 owned after | $33.83 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | MCALISTER ALBERT Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,922 owned after | $55.57 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | MCALISTER ALBERT Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,405 owned after | $29.39 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | MCALISTER ALBERT Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,094 owned after | $30.17 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | MCALISTER ALBERT Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,060 owned after | $38.59 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | MANCUSO MICHAEL J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,109 owned after | $33.83 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | MANCUSO MICHAEL J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,922 owned after | $55.57 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | MANCUSO MICHAEL J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,405 owned after | $29.39 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | MANCUSO MICHAEL J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,094 owned after | $30.17 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | MANCUSO MICHAEL J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,060 owned after | $38.59 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | HOYLE DAVID W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,500 owned after | $13.94 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | HOYLE DAVID W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,500 owned after | $11.54 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | HOYLE DAVID W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,500 owned after | $16.11 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | HOYLE DAVID W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 828 owned after | $35.10 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | HOYLE DAVID W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,069 owned after | $35.10 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | HOYLE DAVID W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,109 owned after | $33.83 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | HOYLE DAVID W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,922 owned after | $55.57 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | HOYLE DAVID W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,405 owned after | $29.39 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | HOYLE DAVID W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,094 owned after | $30.17 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | HOYLE DAVID W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,060 owned after | $38.59 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | Hoffler Daniel A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,069 owned after | $35.10 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | Hoffler Daniel A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,109 owned after | $33.83 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | Hoffler Daniel A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,922 owned after | $55.57 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | Hoffler Daniel A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,405 owned after | $29.39 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | Hoffler Daniel A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,094 owned after | $30.17 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | Hoffler Daniel A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,060 owned after | $38.59 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | CAPPS THOS E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,922 owned after | $55.57 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | CAPPS THOS E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,405 owned after | $29.39 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | CAPPS THOS E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,094 owned after | $30.17 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | CAPPS THOS E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,060 owned after | $38.59 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | BARKER JAMES F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,500 owned after | $11.54 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | BARKER JAMES F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,069 owned after | $35.10 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | BARKER JAMES F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,109 owned after | $33.83 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | BARKER JAMES F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,922 owned after | $55.57 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | BARKER JAMES F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,405 owned after | $29.39 exercise price | 2012-01-31 | |
| 2012-01-31 holding as of filing | BARKER JAMES F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,094 owned after | $30.17 exercise price | 2012-01-31 |