SHAW GROUP INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows, 22 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-03: Reporting owner GLASS JAMES; Form 4; Security Stock Appreciation Rights; Transaction Holding.
- 2011-10-06: Reporting owner GLASS JAMES; Form 3; Security Stock Appreciation Rights; Transaction Holding.
- 2009-01-28: Reporting owner GRAPHIA GARY P; Form 4/A; Security Stock Appreciation Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-01-28: Reporting owner GRAPHIA GARY P; Form 4; Security Stock Appreciation Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-03 holding as of filing | GLASS JAMES Officer ((see below)) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 2,232 owned after | $30.56 exercise price | 2011-11-03 | |
| 2011-10-06 holding as of filing | GLASS JAMES Officer ((see below)) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $30.56 exercise price | 2011-10-06 | ||
| 2009-01-28 | GRAPHIA GARY P Officer ((see below)) | 4/A | Stock Appreciation Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,233 18,233 owned after | $22.83 exercise price | 2009-12-24 | |
| 2009-01-28 | GRAPHIA GARY P Officer ((see below)) | 4 | Stock Appreciation Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,233 18,233 owned after | $22.83 exercise price | 2009-12-17 | |
| 2009-01-28 | GRAPHIA GARY P Officer ((see below)) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,233 18,233 owned after | $22.83 exercise price | 2009-12-17 | |
| 2009-01-02 | GRAPHIA GARY P Officer ((see below)) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,233 18,233 owned after | $22.83 exercise price | 2009-01-06 | |
| 2008-04-21 | BELK ROBERT L Officer (Executive Vice President) | 4 | Employee Stock Opiton (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,536 0 owned after | $11.20 exercise price | 2008-04-23 | |
| 2007-07-19 holding as of filing | FERRAIOLI BRIAN K Officer ((see below)) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-07-19 | |
| 2007-07-03 | Lamon James R Other (former officer) | 4 | The Shaw Group Inc. Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −100 15,734 owned after | $48.03 | 2007-07-12 | |
| 2007-07-03 | Lamon James R Other (former officer) | 4 | The Shaw Group Inc. Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,141 15,734 owned after | $48.02 | 2007-07-12 | |
| 2007-07-03 holding as of filing | CAPPS THOS E Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-07-03 | |
| 2007-05-09 holding as of filing | Rankin Clifton Scott Officer ((see below)) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-05-09 | |
| 2006-03-13 | Barry David P Officer ((see below)) | 4 | Common Stock (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $31.18 | 2006-03-13 | |
| 2006-01-11 | GRIGSBY L LANE Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 0 owned after | $7.66 | 2006-01-12 | |
| 2006-01-11 | GRIGSBY L LANE Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 0 owned after | $11.53 | 2006-01-12 | |
| 2006-01-11 | GRIGSBY L LANE Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,500 0 owned after | $13.94 | 2006-01-12 | |
| 2006-01-11 | GRIGSBY L LANE Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,500 0 owned after | $11.54 | 2006-01-12 | |
| 2006-01-11 | MCALISTER ALBERT Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 0 owned after | $11.53 exercise price | 2006-01-12 | |
| 2006-01-11 | MCALISTER ALBERT Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,000 0 owned after | $10.88 exercise price | 2006-01-12 | |
| 2006-01-10 | GILL RICHARD Officer ((See remarks)) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +74,834 0 owned after | $15.08 exercise price | 2006-01-11 | |
| 2006-01-10 | GILL RICHARD Officer ((See remarks)) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +42,347 0 owned after | $21.00 exercise price | 2006-01-11 | |
| 2006-01-06 | GRAPHIA GARY P Officer (Secretary and General Counsel) | 4 | COMMON STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +22,000 0 owned after | $8.25 | 2006-01-11 |