SHAW GROUP INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 142 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-02-13: Reporting owner Hoffler Daniel A; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-02-13: Reporting owner Hoffler Daniel A; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-02-13: Reporting owner Tritch Stephen R; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-02-13: Reporting owner Tritch Stephen R; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-02-13 | Hoffler Daniel A Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,948 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | Hoffler Daniel A Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,213 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | Tritch Stephen R Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,948 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | Tritch Stephen R Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,213 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | Wilems James Officer (Interim VP, CAO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −690 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | FERRAIOLI BRIAN K Officer (Executive Vice President & CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −38,757 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | FERRAIOLI BRIAN K Officer (Executive Vice President & CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,655 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | CAPPS THOS E Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,948 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | CAPPS THOS E Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,213 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | BERNHARD JAMES M JR Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −130,111 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | BERNHARD JAMES M JR Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −55,914 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | MCALISTER ALBERT Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,948 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | MCALISTER ALBERT Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,213 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | MANCUSO MICHAEL J. Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,948 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | MANCUSO MICHAEL J. Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,213 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | Smith Eli Officer (President, COO, Power Group) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,426 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | Smith Eli Officer (President, COO, Power Group) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,661 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | BARKER JAMES F Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,948 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | BARKER JAMES F Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,213 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | BEVAN GEORGE P Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,532 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | BEVAN GEORGE P Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,112 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | Donofrio John Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,496 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | Donofrio John Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,261 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | CHAPMAN DAVID L SR Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,220 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | CHAPMAN DAVID L SR Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,276 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | HOYLE DAVID W Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,948 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-13 | HOYLE DAVID W Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,213 0 owned after | no price filed | 2013-02-15 | |
| 2013-02-04 holding as of filing | Tritch Stephen R Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 472 owned after | no price filed | 2013-02-04 | |
| 2013-02-04 holding as of filing | Tritch Stephen R Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,476 owned after | no price filed | 2013-02-04 | |
| 2013-02-04 holding as of filing | Tritch Stephen R Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,213 owned after | no price filed | 2013-02-04 | |
| 2013-01-30 holding as of filing | Tritch Stephen R Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 472 owned after | no price filed | 2013-01-30 | |
| 2013-01-30 holding as of filing | Tritch Stephen R Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,476 owned after | no price filed | 2013-01-30 | |
| 2013-01-30 holding as of filing | MCALISTER ALBERT Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 472 owned after | no price filed | 2013-01-30 | |
| 2013-01-30 holding as of filing | MCALISTER ALBERT Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,476 owned after | no price filed | 2013-01-30 | |
| 2013-01-30 holding as of filing | MANCUSO MICHAEL J. Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 472 owned after | no price filed | 2013-01-30 | |
| 2013-01-30 holding as of filing | MANCUSO MICHAEL J. Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,476 owned after | no price filed | 2013-01-30 | |
| 2013-01-30 holding as of filing | HOYLE DAVID W Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 472 owned after | no price filed | 2013-01-30 | |
| 2013-01-30 holding as of filing | HOYLE DAVID W Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,476 owned after | no price filed | 2013-01-30 | |
| 2013-01-30 holding as of filing | Hoffler Daniel A Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 472 owned after | no price filed | 2013-01-30 | |
| 2013-01-30 holding as of filing | Hoffler Daniel A Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,476 owned after | no price filed | 2013-01-30 | |
| 2013-01-30 holding as of filing | CAPPS THOS E Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 472 owned after | no price filed | 2013-01-30 | |
| 2013-01-30 holding as of filing | CAPPS THOS E Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,476 owned after | no price filed | 2013-01-30 | |
| 2013-01-30 holding as of filing | BARKER JAMES F Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 472 owned after | no price filed | 2013-01-30 | |
| 2013-01-30 holding as of filing | BARKER JAMES F Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,476 owned after | no price filed | 2013-01-30 | |
| 2013-01-29 holding as of filing | Tritch Stephen R Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 472 owned after | no price filed | 2013-01-29 | |
| 2013-01-29 holding as of filing | MCALISTER ALBERT Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 472 owned after | no price filed | 2013-01-29 | |
| 2013-01-29 holding as of filing | MANCUSO MICHAEL J. Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 472 owned after | no price filed | 2013-01-29 | |
| 2013-01-29 holding as of filing | HOYLE DAVID W Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 472 owned after | no price filed | 2013-01-29 | |
| 2013-01-29 holding as of filing | Hoffler Daniel A Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 472 owned after | no price filed | 2013-01-29 | |
| 2013-01-29 holding as of filing | CAPPS THOS E Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 472 owned after | no price filed | 2013-01-29 | |
| 2013-01-29 holding as of filing | BARKER JAMES F Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 472 owned after | no price filed | 2013-01-29 | |
| 2013-01-28 | Tritch Stephen R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,213 2,213 owned after | $0.00 | 2013-01-30 | |
| 2013-01-28 | MCALISTER ALBERT Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,213 2,213 owned after | $0.00 | 2013-01-30 | |
| 2013-01-28 | MANCUSO MICHAEL J. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,213 2,213 owned after | $0.00 | 2013-01-30 | |
| 2013-01-28 | HOYLE DAVID W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,213 2,213 owned after | $0.00 | 2013-01-30 | |
| 2013-01-28 | Hoffler Daniel A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,213 2,213 owned after | $0.00 | 2013-01-30 | |
| 2013-01-28 | CAPPS THOS E Director | 4 | Restircted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,213 2,213 owned after | $0.00 | 2013-01-30 | |
| 2013-01-28 | BARKER JAMES F Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,213 2,213 owned after | $0.00 | 2013-01-30 | |
| 2013-01-27 | Tritch Stephen R Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −489 0 owned after | $0.00 | 2013-01-29 | |
| 2013-01-27 | MCALISTER ALBERT Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −489 0 owned after | $0.00 | 2013-01-29 | |
| 2013-01-27 | MANCUSO MICHAEL J. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −489 0 owned after | $0.00 | 2013-01-29 | |
| 2013-01-27 | HOYLE DAVID W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −489 0 owned after | $0.00 | 2013-01-29 | |
| 2013-01-27 | Hoffler Daniel A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −489 0 owned after | $0.00 | 2013-01-29 | |
| 2013-01-27 | CAPPS THOS E Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −489 0 owned after | $0.00 | 2013-01-29 | |
| 2013-01-27 | BARKER JAMES F Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −489 0 owned after | $0.00 | 2013-01-29 | |
| 2013-01-25 | Tritch Stephen R Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,237 2,476 owned after | $0.00 | 2013-01-29 | |
| 2013-01-25 | MCALISTER ALBERT Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,237 2,476 owned after | $0.00 | 2013-01-29 | |
| 2013-01-25 | MANCUSO MICHAEL J. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,237 2,476 owned after | $0.00 | 2013-01-29 | |
| 2013-01-25 | HOYLE DAVID W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,237 2,476 owned after | $0.00 | 2013-01-29 | |
| 2013-01-25 | Hoffler Daniel A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,237 2,476 owned after | $0.00 | 2013-01-29 | |
| 2013-01-25 | CAPPS THOS E Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,237 2,476 owned after | $0.00 | 2013-01-29 | |
| 2013-01-25 | BARKER JAMES F Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,237 2,476 owned after | $0.00 | 2013-01-29 | |
| 2013-01-23 holding as of filing | Tritch Stephen R Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 489 owned after | no price filed | 2013-01-23 | |
| 2013-01-23 holding as of filing | Tritch Stephen R Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 3,713 owned after | no price filed | 2013-01-23 | |
| 2013-01-23 holding as of filing | MCALISTER ALBERT Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 489 owned after | no price filed | 2013-01-23 | |
| 2013-01-23 holding as of filing | MCALISTER ALBERT Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 3,713 owned after | no price filed | 2013-01-23 | |
| 2013-01-23 holding as of filing | MANCUSO MICHAEL J. Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 489 owned after | no price filed | 2013-01-23 | |
| 2013-01-23 holding as of filing | MANCUSO MICHAEL J. Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 3,713 owned after | no price filed | 2013-01-23 | |
| 2013-01-23 holding as of filing | HOYLE DAVID W Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 489 owned after | no price filed | 2013-01-23 | |
| 2013-01-23 holding as of filing | HOYLE DAVID W Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 3,713 owned after | no price filed | 2013-01-23 | |
| 2013-01-23 holding as of filing | Hoffler Daniel A Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 489 owned after | no price filed | 2013-01-23 | |
| 2013-01-23 holding as of filing | Hoffler Daniel A Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 3,713 owned after | no price filed | 2013-01-23 | |
| 2013-01-23 holding as of filing | CAPPS THOS E Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 489 owned after | no price filed | 2013-01-23 | |
| 2013-01-23 holding as of filing | CAPPS THOS E Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 3,713 owned after | no price filed | 2013-01-23 | |
| 2013-01-23 holding as of filing | BARKER JAMES F Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 489 owned after | no price filed | 2013-01-23 | |
| 2013-01-23 holding as of filing | BARKER JAMES F Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 3,713 owned after | no price filed | 2013-01-23 | |
| 2013-01-18 | Tritch Stephen R Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −472 472 owned after | $0.00 | 2013-01-23 | |
| 2013-01-18 | MCALISTER ALBERT Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −472 472 owned after | $0.00 | 2013-01-23 | |
| 2013-01-18 | MANCUSO MICHAEL J. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −472 472 owned after | $0.00 | 2013-01-23 | |
| 2013-01-18 | HOYLE DAVID W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −472 472 owned after | $0.00 | 2013-01-23 | |
| 2013-01-18 | Hoffler Daniel A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −472 472 owned after | $0.00 | 2013-01-23 | |
| 2013-01-18 | CAPPS THOS E Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −472 472 owned after | $0.00 | 2013-01-23 | |
| 2013-01-18 | BARKER JAMES F Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −472 472 owned after | $0.00 | 2013-01-23 | |
| 2013-01-10 holding as of filing | CHAPMAN DAVID L SR Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | Holding | 5,682 owned after | no price filed | 2013-01-10 | |
| 2013-01-10 holding as of filing | CHAPMAN DAVID L SR Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | Holding | 10,334 owned after | no price filed | 2013-01-10 | |
| 2013-01-10 holding as of filing | CHAPMAN DAVID L SR Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | Holding | 17,204 owned after | no price filed | 2013-01-10 | |
| 2013-01-10 holding as of filing | CHAPMAN DAVID L SR Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | Holding | 14,276 owned after | no price filed | 2013-01-10 | |
| 2013-01-10 holding as of filing | BEVAN GEORGE P Officer ((See Remarks)) | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,025 owned after | no price filed | 2013-01-10 | |
| 2013-01-10 holding as of filing | BEVAN GEORGE P Officer ((See Remarks)) | 4 | Restricted Stock Units Derivative · Direct | Holding | 7,320 owned after | no price filed | 2013-01-10 | |
| 2013-01-10 holding as of filing | BEVAN GEORGE P Officer ((See Remarks)) | 4 | Restricted Stock Units Derivative · Direct | Holding | 12,187 owned after | no price filed | 2013-01-10 |