STIFEL FINANCIAL CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-01-17: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2017-01-03; Total offering amount $9,357,543.
- 2015-06-17: Federal exemption Rule 506(c); Types of securities offered Equity; Date of first sale 2015-06-05; Total offering amount $73,199,144.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
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| 2017-01-17 | Rule 506(b) | Equity | 2017-01-03 | $9,357,543 | $9,357,543 | $0 | 65 |
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| 2015-06-17 | Rule 506(c) | Equity | 2015-06-05 | $73,199,144 | $73,199,144 | $0 | 433 |
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