SEALY CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-14: Reporting owner ALLEN JODI; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-13: Reporting owner ELLINGER DEBORAH G; Form 4; Security Restricted Stock Units 10/13/2010; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-13: Reporting owner REPLOGLE JOHN B; Form 4; Security Restricted Stock Units 10/13/2010; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-06-12: Reporting owner Ackerman Jeffrey C; Form 4; Security Restricted Stock Units 6/12/2009; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-14 | ALLEN JODI Officer (Sr VP-Marketing) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −126,532 136,857 owned after | no price filed | 2012-10-16 | |
| 2012-10-13 | ELLINGER DEBORAH G Director | 4 | Restricted Stock Units 10/13/2010 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 6,000 owned after | no price filed | 2012-10-15 | |
| 2012-10-13 | REPLOGLE JOHN B Director | 4 | Restricted Stock Units 10/13/2010 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 6,000 owned after | no price filed | 2012-10-15 | |
| 2012-06-12 | Ackerman Jeffrey C Officer (EVP and CFO) | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −553,577 598,749 owned after | no price filed | 2012-06-15 | |
| 2012-06-12 | MORIN GARY E Director | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,327 6,843 owned after | no price filed | 2012-06-14 | |
| 2012-06-12 | MURRAY MICHAEL Q Officer (Sr. VP & General Counsel) | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −237,247 256,607 owned after | no price filed | 2012-06-14 | |
| 2012-06-12 | Johnston James W Director | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,327 6,843 owned after | no price filed | 2012-06-14 | |
| 2012-06-12 | ROEDEL RICHARD Director | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,327 6,843 owned after | no price filed | 2012-06-14 | |
| 2012-06-12 | Rogers Lawrence J Director, Officer (President & CEO) | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,687,092 0 owned after | no price filed | 2012-06-14 | |
| 2012-06-12 | Hoffman G Michael Officer (Executive VP, Operations) | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −379,596 410,571 owned after | no price filed | 2012-06-14 | |
| 2012-06-12 | Bachicha Louis R Officer (Executive VP, Sales) | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −316,330 342,142 owned after | no price filed | 2012-06-14 | |
| 2012-06-12 | DABIERO CARMEN J Officer (Sr. VP - Human Resources) | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −253,064 273,713 owned after | no price filed | 2012-06-14 | |
| 2012-05-02 | Johnston James W Director | 4 | Restricted Stock Units 5/2/2011 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,007 0 owned after | no price filed | 2012-05-04 | |
| 2012-04-18 | Johnston James W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,432 26,432 owned after | $0.00 | 2012-04-19 | |
| 2012-04-18 | ELLINGER DEBORAH G Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,432 26,432 owned after | $0.00 | 2012-04-19 | |
| 2012-04-18 | BROWN SIMON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,432 26,432 owned after | $0.00 | 2012-04-19 | |
| 2012-04-18 | REPLOGLE JOHN B Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,432 26,432 owned after | $0.00 | 2012-04-19 | |
| 2012-04-18 | NORRIS PAUL J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,432 26,432 owned after | $0.00 | 2012-04-19 | |
| 2012-04-18 | NELSON DEAN B Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,432 26,432 owned after | $0.00 | 2012-04-19 | |
| 2012-04-18 | ROEDEL RICHARD Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,432 26,432 owned after | $0.00 | 2012-04-19 | |
| 2012-04-18 | MORIN GARY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,432 26,432 owned after | $0.00 | 2012-04-19 | |
| 2012-04-14 | ALLEN JODI Officer (Sr VP-Marketing) | 4 | Restricted Stock Units 4/14/2010 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,334 33,333 owned after | no price filed | 2012-04-17 | |
| 2012-04-14 | MURRAY MICHAEL Q Officer (Sr. VP & General Counsel) | 4 | Restricted Stock Units 4/14/2010 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,334 33,333 owned after | no price filed | 2012-04-17 | |
| 2012-03-01 | ALLEN JODI Officer (Sr VP - Marketing) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,333 140,667 owned after | no price filed | 2012-03-05 | |
| 2012-02-28 | Hoffman G Michael Officer (Executive VP, Operations) | 4/A | Restricted Stock Units 2/26/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,064 0 owned after | no price filed | 2012-03-02 | |
| 2012-02-28 | Rogers Lawrence J Officer (President & CEO) | 4 | Restricted Stock Units 2/26/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,385 0 owned after | no price filed | 2012-03-02 | |
| 2012-02-28 | DABIERO CARMEN J Officer (Sr. VP - Human Resources) | 4 | Restricted Stock Units 2/26/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,532 0 owned after | no price filed | 2012-03-02 | |
| 2012-02-28 | MURRAY MICHAEL Q Officer (Sr. VP & General Counsel) | 4 | Restricted Stock Units 2/26/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,532 0 owned after | no price filed | 2012-03-01 | |
| 2012-02-28 | Bachicha Louis R Officer (Executive VP, Sales) | 4 | Restricted Stock Units 2/26/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,532 0 owned after | no price filed | 2012-03-01 | |
| 2012-02-28 | Hoffman G Michael Officer (Executive VP, Operations) | 4 | Restricted Stock Units 2/26/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,064 0 owned after | no price filed | 2012-03-01 | |
| 2012-02-28 | Ackerman Jeffrey C Officer (EVP and CFO) | 4 | Restricted Stock Units 2/26/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,554 0 owned after | no price filed | 2012-03-01 |