SEALY CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-10-14: Reporting owner ALLEN JODI; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-10-13: Reporting owner REPLOGLE JOHN B; Form 4; Security Restricted Stock Units 10/13/2010; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-10-13: Reporting owner ELLINGER DEBORAH G; Form 4; Security Restricted Stock Units 10/13/2010; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-06-12: Reporting owner Hoffman G Michael; Form 4/A; Security Restricted Stock Units 6/12/2009; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-10-14 | ALLEN JODI Officer (Sr VP-Marketing) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −116,986 263,389 owned after | no price filed | 2011-10-14 | |
| 2011-10-13 | REPLOGLE JOHN B Director | 4 | Restricted Stock Units 10/13/2010 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 12,000 owned after | no price filed | 2011-10-14 | |
| 2011-10-13 | ELLINGER DEBORAH G Director | 4 | Restricted Stock Units 10/13/2010 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 12,000 owned after | no price filed | 2011-10-14 | |
| 2011-06-12 | Hoffman G Michael Officer (Executive VP, Operations) | 4/A | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −350,958 790,167 owned after | no price filed | 2012-03-02 | |
| 2011-06-12 | Hoffman G Michael Officer (Executive VP, Operations) | 4/A | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −350,958 790,167 owned after | no price filed | 2012-03-01 | |
| 2011-06-12 | MURRAY MICHAEL Q Officer (Sr. VP & General Counsel) | 4/A | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −219,348 493,854 owned after | no price filed | 2011-07-20 | |
| 2011-06-12 | MURRAY MICHAEL Q Officer (Sr. VP & General Counsel) | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −219,348 493,854 owned after | no price filed | 2011-06-14 | |
| 2011-06-12 | DABIERO CARMEN J Officer (Sr. VP - Human Resources) | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −233,972 526,778 owned after | no price filed | 2011-06-14 | |
| 2011-06-12 | Hoffman G Michael Officer (Executive VP, Operations) | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −350,958 790,167 owned after | no price filed | 2011-06-14 | |
| 2011-06-12 | Rogers Lawrence J Director, Officer (President & CEO) | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,559,811 1,687,092 owned after | no price filed | 2011-06-14 | |
| 2011-06-12 | Bachicha Louis R Officer (Executive VP, Sales) | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −292,465 658,205 owned after | no price filed | 2011-06-14 | |
| 2011-06-12 | Ackerman Jeffrey C Officer (EVP and CFO) | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −511,813 1,152,326 owned after | no price filed | 2011-06-14 | |
| 2011-06-12 | MORIN GARY E Director | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,849 13,170 owned after | no price filed | 2011-06-14 | |
| 2011-06-12 | ROEDEL RICHARD Director | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,849 13,170 owned after | no price filed | 2011-06-14 | |
| 2011-06-12 | Johnston James W Director | 4 | Restricted Stock Units 6/12/2009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,849 13,170 owned after | no price filed | 2011-06-14 | |
| 2011-05-25 | Rogers Lawrence J Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,400,000 1,400,000 owned after | $0.00 | 2011-05-25 | |
| 2011-05-02 | BROWN SIMON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,077 23,077 owned after | $0.00 | 2011-05-11 | |
| 2011-05-02 | Johnston James W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,077 23,077 owned after | $0.00 | 2011-05-05 | |
| 2011-05-02 | MORIN GARY E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,077 23,077 owned after | $0.00 | 2011-05-05 | |
| 2011-05-02 | NORRIS PAUL J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,077 23,077 owned after | $0.00 | 2011-05-05 | |
| 2011-05-02 | ELLINGER DEBORAH G Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,077 23,077 owned after | $0.00 | 2011-05-05 | |
| 2011-05-02 | NELSON DEAN B Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,077 23,077 owned after | $0.00 | 2011-05-05 | |
| 2011-05-02 | REPLOGLE JOHN B Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,077 23,077 owned after | $0.00 | 2011-05-05 | |
| 2011-05-02 | ROEDEL RICHARD Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,077 23,077 owned after | $0.00 | 2011-05-05 | |
| 2011-04-14 | ALLEN JODI Officer (Sr VP-Marketing) | 4 | Restricted Stock Units 4/14/2010 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 66,667 owned after | no price filed | 2011-04-18 | |
| 2011-04-14 | MURRAY MICHAEL Q Officer (Sr. VP & General Counsel) | 4 | Restricted Stock Units 4/14/2010 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 66,667 owned after | no price filed | 2011-04-18 | |
| 2011-03-01 | ALLEN JODI Officer (Sr VP-Marketing) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +211,000 211,000 owned after | $0.00 | 2011-03-22 |