SEALY CORP Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-03-18: Reporting owner Sealy Holding LLC | KKR Millennium Fund L.P. | KKR Associates Millennium L.P. | KKR Millennium GP LLC; Form 4; Security 8% Senior Secured Third Lien Convertible Note due 2016; Transaction J Other acquisition or disposition (describe transaction).
- 2013-03-18: Reporting owner KKR Fund Holdings GP Ltd | KKR Management LLC | KKR Fund Holdings L.P. | KKR Group Ltd | KKR & Co. L.P. | KKR Group Holdings L.P. | ROBERTS GEORGE R | KRAVIS HENRY R; Form 4; Security 8% Senior Secured Third Lien Convertible Note due 2016; Transaction J Other acquisition or disposition (describe transaction).
- 2009-10-13: Reporting owner KKR Management LLC | KKR Group Ltd | KKR Fund Holdings L.P. | KKR & Co. L.P. | KKR Group Holdings L.P. | KKR Fund Holdings GP Ltd; Form 3; Security 8% Senior Secured Third Lien Convertible Notes due 2016; Transaction Holding.
- 2009-09-14: Reporting owner MURRAY MICHAEL Q; Form 3; Security 8% Senior Secured Third Lien Note due 2016; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-03-18 | Sealy Holding LLC | KKR Millennium Fund L.P. | KKR Associates Millennium L.P. | KKR Millennium GP LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | 8% Senior Secured Third Lien Convertible Note due 2016 Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | −4,939,889 0 owned after | no price filed | 2013-03-20 | |
| 2013-03-18 | KKR Fund Holdings GP Ltd | KKR Management LLC | KKR Fund Holdings L.P. | KKR Group Ltd | KKR & Co. L.P. | KKR Group Holdings L.P. | ROBERTS GEORGE R | KRAVIS HENRY R 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | 8% Senior Secured Third Lien Convertible Note due 2016 Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | −4,939,889 0 owned after | no price filed | 2013-03-20 | |
| 2009-10-13 holding as of filing | KKR Management LLC | KKR Group Ltd | KKR Fund Holdings L.P. | KKR & Co. L.P. | KKR Group Holdings L.P. | KKR Fund Holdings GP Ltd 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | 8% Senior Secured Third Lien Convertible Notes due 2016 Derivative · Indirect · See Footnotes | Holding | no price filed | 2009-10-13 | ||
| 2009-09-14 holding as of filing | MURRAY MICHAEL Q Officer (Sr. VP & General Counsel) | 3 | 8% Senior Secured Third Lien Note due 2016 Non-derivative · Direct | Holding | 43 owned after | no price filed | 2009-09-14 | |
| 2009-07-10 | NAVAB ALEXANDAR JR | LIPSCHULTZ MARC S | Garaialde Jacques | NUTTALL SCOTT C | Gorenflos Reinhard | CALBERT MICHAEL M | FISHER TODD A | HUTH JOHANNES P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | 8% Senior Secured Third Lien Convertible Notes due 2016 Derivative · Indirect · See | P Open market or private purchase of non-derivative or derivative security | +3,753,910 3,753,910 owned after | $25.00 | 2009-07-16 | |
| 2009-07-10 | GREENE JAMES H JR | ROBERTS GEORGE R | KKR Millennium GP LLC | RAETHER PAUL E | KKR Millennium Fund L.P. | KKR Associates Millennium L.P. | Sealy Holding LLC | GOLKIN PERRY | MICHELSON MICHAEL W | KRAVIS HENRY R 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | 8% Senior Secured Third Lien Convertible Notes due 2016 Derivative · Indirect · See | P Open market or private purchase of non-derivative or derivative security | +3,753,910 3,753,910 owned after | $25.00 | 2009-07-16 | |
| 2009-07-10 | CARROLL BRIAN F Director | 4 | 8% Senior Secured third Lien Note due2016 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +6,256 6,256 owned after | $25.00 | 2009-07-15 | |
| 2009-07-10 | Hoffman G Michael Officer (Executive VP, Operations) | 4 | 8% Senior Secured Third Lien Note due 2016 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,049 1,049 owned after | $25.00 | 2009-07-14 | |
| 2009-07-10 | Johnston James W Director | 4 | 8% Senior Secured Third Lien Note due 2016 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +417 417 owned after | $25.00 | 2009-07-14 | |
| 2009-07-10 | BELLAS ANDREW J Director | 4 | 8% Senior Secured third Lien Note due2016 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,000 10,000 owned after | $25.00 | 2009-07-14 | |
| 2009-07-10 | NELSON DEAN B Director | 4 | 8% Senior Secured third Lien Note due2016 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,407 5,407 owned after | $25.00 | 2009-07-14 | |
| 2009-07-10 | Bachicha Louis R Officer (Executive VP, Sales) | 4 | 8% Senior Secured Third Lien Note due 2016 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +243 243 owned after | $25.00 | 2009-07-14 | |
| 2009-07-10 | Ackerman Jeffrey C Officer (EVP and CFO) | 4 | 8% Senior Secured Third Lien Note due 2016 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +582 582 owned after | $25.00 | 2009-07-14 | |
| 2009-07-10 | MORIN GARY E Director | 4 | 8% Senior Secured Third Lien Note due 2016 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +401 401 owned after | $25.00 | 2009-07-14 | |
| 2009-07-10 | NORRIS PAUL J Director | 4 | 8% Senior Secured third Lien Note due2016 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,104 5,104 owned after | $25.00 | 2009-07-14 | |
| 2009-07-10 | Walker Kenneth L Officer (SVP, General Counsel & Sec) | 4 | 8% Senior Secured Third Lien Note due 2016 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,616 1,616 owned after | $25.00 | 2009-07-14 |