SCULPTOR CAPITAL MANAGEMENT, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 111 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-31: Reporting owner Levin James S; Form 4; Security Class A Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-12-31: Reporting owner Levin James S; Form 4; Security Class A Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-12-23: Reporting owner Pollard Herbert Alvin; Form 4; Security Class A Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-12-23: Reporting owner Pollard Herbert Alvin; Form 4; Security Class A Restricted Share Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-31 | Levin James S Director, Officer (CIO and CEO) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −244,426 244,417 owned after | $0.00 | 2022-01-05 | |
| 2021-12-31 | Levin James S Director, Officer (CIO and CEO) | 4 | Class A Restricted Share Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −404 398 owned after | $0.00 | 2022-01-05 | |
| 2021-12-23 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2021-12-23 | |
| 2021-12-23 holding as of filing | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 9,064 owned after | no price filed | 2021-12-23 | |
| 2021-12-23 holding as of filing | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 3,505 owned after | no price filed | 2021-12-23 | |
| 2021-12-23 holding as of filing | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 9,090 owned after | no price filed | 2021-12-23 | |
| 2021-11-24 holding as of filing | Levin James S Director, Officer (CIO and CEO) | 4 | Class A Restricted Share Units Derivative · Indirect · Held by Trusts | Holding | 802 owned after | no price filed | 2021-11-24 | |
| 2021-11-22 | Cohen Wayne Director, Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 2,982 owned after | $0.00 | 2021-11-24 | |
| 2021-11-22 | Cohen Wayne Director, Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +173 12,010 owned after | $0.00 | 2021-11-24 | |
| 2021-11-22 | Cohen Wayne Director, Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +443 30,701 owned after | $0.00 | 2021-11-24 | |
| 2021-11-22 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130 9,064 owned after | $0.00 | 2021-11-24 | |
| 2021-11-22 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50 3,505 owned after | $0.00 | 2021-11-24 | |
| 2021-11-22 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +131 9,090 owned after | $0.00 | 2021-11-24 | |
| 2021-11-22 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +184 12,765 owned after | $0.00 | 2021-11-24 | |
| 2021-11-22 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21 10,750 owned after | $0.00 | 2021-11-24 | |
| 2021-11-22 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +314 21,739 owned after | $0.00 | 2021-11-24 | |
| 2021-11-22 | Levin James S Director, Officer (CIO and CEO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60 30,719 owned after | $0.00 | 2021-11-24 | |
| 2021-11-22 | Levin James S Director, Officer (CIO and CEO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,838 127,294 owned after | $0.00 | 2021-11-24 | |
| 2021-11-22 | Levin James S Director, Officer (CIO and CEO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +998 488,843 owned after | $0.00 | 2021-11-24 | |
| 2021-11-22 | Levin James S Director, Officer (CIO and CEO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,039 279,594 owned after | $0.00 | 2021-11-24 | |
| 2021-08-24 | Cohen Wayne Director, Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8 2,977 owned after | $0.00 | 2021-08-26 | |
| 2021-08-24 | Cohen Wayne Director, Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +228 11,837 owned after | $0.00 | 2021-08-26 | |
| 2021-08-24 | Cohen Wayne Director, Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +585 30,258 owned after | $0.00 | 2021-08-26 | |
| 2021-08-24 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +243 12,581 owned after | $0.00 | 2021-08-26 | |
| 2021-08-24 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32 10,729 owned after | $0.00 | 2021-08-26 | |
| 2021-08-24 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +414 21,425 owned after | $0.00 | 2021-08-26 | |
| 2021-08-24 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +172 8,934 owned after | $0.00 | 2021-08-26 | |
| 2021-08-24 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66 3,455 owned after | $0.00 | 2021-08-26 | |
| 2021-08-24 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +173 8,959 owned after | $0.00 | 2021-08-26 | |
| 2021-08-24 | Levin James S Director, Officer (CIO and CEO) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90 30,659 owned after | $0.00 | 2021-08-26 | |
| 2021-08-24 | Levin James S Director, Officer (CIO and CEO) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,424 125,456 owned after | $0.00 | 2021-08-26 | |
| 2021-08-24 | Levin James S Director, Officer (CIO and CEO) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,485 487,845 owned after | $0.00 | 2021-08-26 | |
| 2021-08-24 | Levin James S Director, Officer (CIO and CEO) | 4 | Class A Restricted Share Units Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 802 owned after | $0.00 | 2021-08-26 | |
| 2021-08-24 | Levin James S Director, Officer (CIO and CEO) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,327 275,555 owned after | $0.00 | 2021-08-26 | |
| 2021-05-25 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +144 12,338 owned after | $0.00 | 2021-05-27 | |
| 2021-05-25 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80 10,697 owned after | $0.00 | 2021-05-27 | |
| 2021-05-25 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +246 21,011 owned after | $0.00 | 2021-05-27 | |
| 2021-05-25 | Cohen Wayne Director, Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21 2,969 owned after | $0.00 | 2021-05-27 | |
| 2021-05-25 | Cohen Wayne Director, Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +136 11,609 owned after | $0.00 | 2021-05-27 | |
| 2021-05-25 | Cohen Wayne Director, Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +348 29,673 owned after | $0.00 | 2021-05-27 | |
| 2021-05-25 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +102 8,762 owned after | $0.00 | 2021-05-27 | |
| 2021-05-25 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39 3,389 owned after | $0.00 | 2021-05-27 | |
| 2021-05-25 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +103 8,786 owned after | $0.00 | 2021-05-27 | |
| 2021-05-25 | Levin James S Director, Officer (CIO and CEO) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +228 30,569 owned after | $0.00 | 2021-05-27 | |
| 2021-05-25 | Levin James S Director, Officer (CIO and CEO) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,445 123,032 owned after | $0.00 | 2021-05-27 | |
| 2021-05-25 | Levin James S Director, Officer (CIO and CEO) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,650 486,360 owned after | $0.00 | 2021-05-27 | |
| 2021-05-25 | Levin James S Director, Officer (CIO and CEO) | 4 | Class A Restricted Share Units Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 801 owned after | $0.00 | 2021-05-27 | |
| 2021-05-25 | Levin James S Director, Officer (CIO and CEO) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,174 270,228 owned after | $0.00 | 2021-05-27 | |
| 2021-04-01 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,365 0 owned after | $0.00 | 2021-04-01 | |
| 2021-04-01 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −381,726 0 owned after | $0.00 | 2021-04-01 | |
| 2021-04-01 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −149,057 0 owned after | $0.00 | 2021-04-01 | |
| 2021-04-01 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −183,672 0 owned after | $0.00 | 2021-04-01 | |
| 2021-03-04 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,227 63,365 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,518 381,726 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,650 149,057 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,052 183,672 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Cohen Wayne Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +289 2,948 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Cohen Wayne Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,127 11,473 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Cohen Wayne Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,882 29,325 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +851 8,660 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +329 3,350 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +853 8,683 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Levin James S Director, Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,981 30,341 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Levin James S Director, Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,949 121,587 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Levin James S Director, Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,441 482,710 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Levin James S Director, Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +77 797 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Levin James S Director, Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,246 267,054 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +595 595 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −595 0 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,198 12,194 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,043 10,617 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,040 20,765 owned after | $0.00 | 2021-03-08 | |
| 2021-03-03 holding as of filing | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 10,996 owned after | no price filed | 2021-03-03 | |
| 2021-03-03 holding as of filing | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 18,725 owned after | no price filed | 2021-03-03 | |
| 2021-03-03 holding as of filing | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 9,574 owned after | no price filed | 2021-03-03 | |
| 2021-03-01 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,464 0 owned after | $0.00 | 2021-03-03 | |
| 2021-02-05 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −344,207 344,208 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,140 57,138 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 holding as of filing | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 134,407 owned after | no price filed | 2021-02-05 | |
| 2021-02-05 holding as of filing | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 165,620 owned after | no price filed | 2021-02-05 | |
| 2021-02-02 holding as of filing | Levin James S Director, Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Indirect · (m) | Holding | 720 owned after | no price filed | 2021-02-02 | |
| 2021-02-02 holding as of filing | Levin James S Director, Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | Holding | 435,269 owned after | no price filed | 2021-02-02 | |
| 2021-02-02 holding as of filing | Levin James S Director, Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | Holding | 109,638 owned after | no price filed | 2021-02-02 | |
| 2021-02-02 holding as of filing | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 3,021 owned after | no price filed | 2021-02-02 | |
| 2021-02-02 holding as of filing | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 7,809 owned after | no price filed | 2021-02-02 | |
| 2021-02-02 holding as of filing | Cohen Wayne Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 2,659 owned after | no price filed | 2021-02-02 | |
| 2021-02-02 holding as of filing | Cohen Wayne Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 10,346 owned after | no price filed | 2021-02-02 | |
| 2021-02-02 holding as of filing | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 114,278 owned after | no price filed | 2021-02-02 | |
| 2021-02-02 holding as of filing | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 688,415 owned after | no price filed | 2021-02-02 | |
| 2021-02-02 holding as of filing | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 5,464 owned after | no price filed | 2021-02-02 | |
| 2021-02-02 holding as of filing | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 10,996 owned after | no price filed | 2021-02-02 | |
| 2021-02-02 holding as of filing | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 9,574 owned after | no price filed | 2021-02-02 | |
| 2021-01-31 | Levin James S Director, Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,357 27,360 owned after | $0.00 | 2021-02-02 | |
| 2021-01-31 | Levin James S Director, Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240,808 240,808 owned after | $0.00 | 2021-02-02 | |
| 2021-01-31 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,830 7,830 owned after | $0.00 | 2021-02-02 | |
| 2021-01-31 | Cohen Wayne Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,443 26,443 owned after | $0.00 | 2021-02-02 | |
| 2021-01-31 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,208 165,620 owned after | $0.00 | 2021-02-02 | |
| 2021-01-31 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67,203 134,407 owned after | $0.00 | 2021-02-02 | |
| 2021-01-31 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,725 18,725 owned after | $0.00 | 2021-02-02 | |
| 2021-01-05 holding as of filing | Levin James S Director, Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 54,717 owned after | no price filed | 2021-01-05 |