SCULPTOR CAPITAL MANAGEMENT, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 92 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-31: Reporting owner Levin James S; Form 4; Security Class A Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-12-31: Reporting owner Levin James S; Form 4; Security Class A Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-12-27: Reporting owner Pollard Herbert Alvin; Form 4; Security Class A Restricted Share Units; Transaction Holding.
- 2019-12-26: Reporting owner Pollard Herbert Alvin; Form 4; Security Class A Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-31 | Levin James S Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −212,821 638,472 owned after | $0.00 | 2020-01-03 | |
| 2019-12-31 | Levin James S Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −357 1,054 owned after | $0.00 | 2020-01-03 | |
| 2019-12-27 holding as of filing | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 15,274 owned after | no price filed | 2019-12-27 | |
| 2019-12-26 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −653 0 owned after | $0.00 | 2019-12-27 | |
| 2019-11-25 | Sipp Thomas Michael Officer (Chief Financial Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +372 218,621 owned after | $0.00 | 2019-11-26 | |
| 2019-11-25 | Sipp Thomas Michael Officer (Chief Financial Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55 32,658 owned after | $0.00 | 2019-11-26 | |
| 2019-11-25 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26 15,274 owned after | $0.00 | 2019-11-26 | |
| 2019-11-25 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 653 owned after | $0.00 | 2019-11-26 | |
| 2019-11-25 | Cohen Wayne Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13 7,802 owned after | $0.00 | 2019-11-26 | |
| 2019-11-25 | Levin James S Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,449 851,293 owned after | $0.00 | 2019-11-26 | |
| 2019-11-25 | Levin James S Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 1,411 owned after | $0.00 | 2019-11-26 | |
| 2019-11-25 | Levin James S Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +136 80,263 owned after | $0.00 | 2019-11-26 | |
| 2019-11-25 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28 16,519 owned after | $0.00 | 2019-11-26 | |
| 2019-11-25 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47 28,091 owned after | $0.00 | 2019-11-26 | |
| 2019-11-25 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,721 1,009,794 owned after | $0.00 | 2019-11-26 | |
| 2019-11-25 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +285 167,627 owned after | $0.00 | 2019-11-26 | |
| 2019-11-25 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +448 262,871 owned after | $0.00 | 2019-11-26 | |
| 2019-09-17 holding as of filing | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 28,044 owned after | no price filed | 2019-09-17 | |
| 2019-09-13 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,801 16,491 owned after | $0.00 | 2019-09-17 | |
| 2019-08-21 | Levin James S Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,187 849,844 owned after | $0.00 | 2019-08-22 | |
| 2019-08-21 | Levin James S Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 1,409 owned after | $0.00 | 2019-08-22 | |
| 2019-08-21 | Levin James S Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,148 80,127 owned after | $0.00 | 2019-08-22 | |
| 2019-08-21 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,459 1,008,073 owned after | $0.00 | 2019-08-22 | |
| 2019-08-21 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 167,342 owned after | $0.00 | 2019-08-22 | |
| 2019-08-21 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,764 262,423 owned after | $0.00 | 2019-08-22 | |
| 2019-08-21 | Sipp Thomas Michael Officer (Chief Financial Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,130 218,249 owned after | $0.00 | 2019-08-22 | |
| 2019-08-21 | Sipp Thomas Michael Officer (Chief Financial Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +467 32,603 owned after | $0.00 | 2019-08-22 | |
| 2019-08-21 | Cohen Wayne Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111 7,789 owned after | $0.00 | 2019-08-22 | |
| 2019-08-21 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +276 19,292 owned after | $0.00 | 2019-08-22 | |
| 2019-08-21 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +402 28,044 owned after | $0.00 | 2019-08-22 | |
| 2019-08-21 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +218 15,248 owned after | $0.00 | 2019-08-22 | |
| 2019-08-21 | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9 652 owned after | $0.00 | 2019-08-22 | |
| 2019-08-13 holding as of filing | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 3 | Class A Restricted Share Units Derivative · Direct | Holding | no price filed | 2019-08-13 | ||
| 2019-08-13 holding as of filing | Pollard Herbert Alvin Officer (Chief Accounting Officer) | 3 | Class A Restricted Share Units Derivative · Direct | Holding | no price filed | 2019-08-13 | ||
| 2019-05-28 | Cohen Wayne Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +146 7,678 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +326 17,112 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +821 43,024 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +102 5,380 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +91 4,767 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | Sipp Thomas Michael Officer (Chief Financial Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,107 215,119 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | Sipp Thomas Michael Officer (Chief Financial Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +613 32,136 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | Levin James S Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,991 837,657 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | Levin James S Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,507 78,979 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | Levin James S Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26 1,390 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +363 19,016 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +527 27,642 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,969 993,614 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,149 164,942 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,938 258,659 owned after | $0.00 | 2019-05-30 | |
| 2019-05-07 holding as of filing | Sipp Thomas Michael Officer (Chief Financial Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 31,523 owned after | no price filed | 2019-05-07 | |
| 2019-05-03 | Sipp Thomas Michael Officer (Chief Financial Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,507 211,012 owned after | $0.00 | 2019-05-07 | |
| 2019-03-29 | Cohen Wayne Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110 7,532 owned after | $0.00 | 2019-04-02 | |
| 2019-03-29 | Sipp Thomas Michael Officer (Chief Financial Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,642 316,519 owned after | $0.00 | 2019-04-02 | |
| 2019-03-29 | Sipp Thomas Michael Officer (Chief Financial Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +462 31,523 owned after | $0.00 | 2019-04-02 | |
| 2019-03-29 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +273 18,653 owned after | $0.00 | 2019-04-02 | |
| 2019-03-29 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +397 27,115 owned after | $0.00 | 2019-04-02 | |
| 2019-03-29 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,296 974,645 owned after | $0.00 | 2019-04-02 | |
| 2019-03-29 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,373 161,793 owned after | $0.00 | 2019-04-02 | |
| 2019-03-29 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,721 253,721 owned after | $0.00 | 2019-04-02 | |
| 2019-03-29 | Levin James S Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,350 569,294 owned after | $0.00 | 2019-04-02 | |
| 2019-03-29 | Levin James S Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,720 253,736 owned after | $0.00 | 2019-04-02 | |
| 2019-03-29 | Levin James S Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,136 77,472 owned after | $0.00 | 2019-04-02 | |
| 2019-03-29 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +246 16,786 owned after | $0.00 | 2019-04-02 | |
| 2019-03-29 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +619 42,203 owned after | $0.00 | 2019-04-02 | |
| 2019-03-29 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +77 5,278 owned after | $0.00 | 2019-04-02 | |
| 2019-03-29 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68 4,676 owned after | $0.00 | 2019-04-02 | |
| 2019-03-05 holding as of filing | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 26,718 owned after | no price filed | 2019-03-05 | |
| 2019-03-01 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,961 18,380 owned after | $0.00 | 2019-03-05 | |
| 2019-02-07 | Cohen Wayne Officer (President and COO) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,422 7,422 owned after | $0.00 | 2019-02-11 | |
| 2019-02-07 | Cohen Wayne Officer (President and COO) | 4 | Group A Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −314,215 0 owned after | $0.00 | 2019-02-11 | |
| 2019-02-07 | Cohen Wayne Officer (President and COO) | 4 | Group A Units Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,734 0 owned after | $0.00 | 2019-02-11 | |
| 2019-02-07 | Och Daniel Director, 10% Owner | 4 | Group A Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,550,427 0 owned after | $0.00 | 2019-02-11 | |
| 2019-02-07 | Och Daniel Director, 10% Owner | 4 | Group A Units Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,179,527 0 owned after | $0.00 | 2019-02-11 | |
| 2019-02-07 | Levin James S Officer (Chief Investment Officer) | 4 | Group A Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −629,733 0 owned after | $0.00 | 2019-02-11 | |
| 2019-02-07 | Levin James S Officer (Chief Investment Officer) | 4 | Group A Units Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −141,315 0 owned after | $0.00 | 2019-02-11 | |
| 2019-02-06 holding as of filing | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 250,000 owned after | no price filed | 2019-02-06 | |
| 2019-02-05 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,141 159,420 owned after | $0.00 | 2019-02-06 | |
| 2019-02-05 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −320,115 960,349 owned after | $0.00 | 2019-02-06 | |
| 2019-01-24 holding as of filing | Levin James S Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct · (m) | Holding | 560,946 owned after | no price filed | 2019-01-24 | |
| 2019-01-24 holding as of filing | Levin James S Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Indirect · (m) | Holding | 250,012 owned after | no price filed | 2019-01-24 | |
| 2019-01-24 holding as of filing | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 212,560 owned after | no price filed | 2019-01-24 | |
| 2019-01-24 holding as of filing | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 1,280,464 owned after | no price filed | 2019-01-24 | |
| 2019-01-24 holding as of filing | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 41,584 owned after | no price filed | 2019-01-24 | |
| 2019-01-24 holding as of filing | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 5,199 owned after | no price filed | 2019-01-24 | |
| 2019-01-24 holding as of filing | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 4,610 owned after | no price filed | 2019-01-24 | |
| 2019-01-24 holding as of filing | Sipp Thomas Michael Officer (Chief Financial Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 311,878 owned after | no price filed | 2019-01-24 | |
| 2019-01-24 holding as of filing | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 26,343 owned after | no price filed | 2019-01-24 | |
| 2019-01-22 | Levin James S Officer (Chief Investment Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,336 76,336 owned after | $0.00 | 2019-01-24 | |
| 2019-01-22 | Shafir Robert Scott Director, Officer (Chief Executive Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.00 | 2019-01-24 | |
| 2019-01-22 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,540 16,540 owned after | $0.00 | 2019-01-24 | |
| 2019-01-22 | Sipp Thomas Michael Officer (Chief Financial Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,061 31,061 owned after | $0.00 | 2019-01-24 | |
| 2019-01-22 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,718 26,718 owned after | $0.00 | 2019-01-24 |