SCULPTOR CAPITAL MANAGEMENT, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-26: Reporting owner Elisha Erez; Form 4; Security Class A Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-26: Reporting owner Elisha Erez; Form 4; Security Class A Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-26: Reporting owner Elisha Erez; Form 4; Security Class A Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-26: Reporting owner Elisha Erez; Form 4; Security Class A Restricted Share Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-26 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,033 0 owned after | no price filed | 2017-12-26 | |
| 2017-12-26 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,430 19,429 owned after | no price filed | 2017-12-26 | |
| 2017-12-26 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,203 86,404 owned after | no price filed | 2017-12-26 | |
| 2017-12-26 holding as of filing | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | Holding | 79,874 owned after | no price filed | 2017-12-26 | |
| 2017-11-20 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82 13,033 owned after | no price filed | 2017-11-22 | |
| 2017-11-20 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +246 38,859 owned after | no price filed | 2017-11-22 | |
| 2017-11-20 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +822 129,607 owned after | no price filed | 2017-11-22 | |
| 2017-11-20 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +507 79,874 owned after | no price filed | 2017-11-22 | |
| 2017-11-20 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,464 388,134 owned after | $0.00 | 2017-11-22 | |
| 2017-09-14 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,852 385,670 owned after | $0.00 | 2017-09-14 | |
| 2017-08-21 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,764 410,522 owned after | $0.00 | 2017-08-23 | |
| 2017-08-21 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87 12,951 owned after | no price filed | 2017-08-23 | |
| 2017-08-21 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +260 38,613 owned after | no price filed | 2017-08-23 | |
| 2017-08-21 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +867 128,785 owned after | no price filed | 2017-08-23 | |
| 2017-08-21 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +534 79,367 owned after | no price filed | 2017-08-23 | |
| 2017-08-14 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,182 407,758 owned after | $0.00 | 2017-08-15 | |
| 2017-05-19 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +109 12,864 owned after | no price filed | 2017-05-23 | |
| 2017-05-19 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +326 38,353 owned after | no price filed | 2017-05-23 | |
| 2017-05-19 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,088 127,918 owned after | no price filed | 2017-05-23 | |
| 2017-05-19 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +670 78,833 owned after | no price filed | 2017-05-23 | |
| 2017-05-19 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,642 427,940 owned after | $0.00 | 2017-05-23 | |
| 2017-03-22 holding as of filing | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · See footnotes | Holding | 76,099,044 owned after | no price filed | 2017-03-22 | |
| 2017-03-21 | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +172,459 51,200,467 owned after | no price filed | 2017-03-22 | |
| 2017-03-08 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −99 424,298 owned after | no price filed | 2017-03-08 | |
| 2017-03-06 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45 12,755 owned after | no price filed | 2017-03-08 | |
| 2017-03-06 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +136 38,027 owned after | no price filed | 2017-03-08 | |
| 2017-03-06 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +456 126,830 owned after | no price filed | 2017-03-08 | |
| 2017-03-06 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +281 78,163 owned after | no price filed | 2017-03-08 | |
| 2017-03-06 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,621 424,397 owned after | no price filed | 2017-03-08 | |
| 2017-03-01 | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +2,875,645 66,408,554 owned after | no price filed | 2017-03-03 | |
| 2017-03-01 | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −2,875,645 90,718,498 owned after | no price filed | 2017-03-03 | |
| 2017-03-01 | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,380,546 51,028,008 owned after | no price filed | 2017-03-03 | |
| 2017-03-01 | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,619,454 76,099,044 owned after | no price filed | 2017-03-03 | |
| 2017-03-01 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,316 422,776 owned after | no price filed | 2017-03-03 | |
| 2017-02-01 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,480 449,092 owned after | $0.00 | 2017-02-02 | |
| 2017-01-31 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +126,374 126,374 owned after | $0.00 | 2017-02-02 | |
| 2017-01-31 | Elisha Erez Officer (Chief Accounting Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +77,882 77,882 owned after | $0.00 | 2017-02-02 | |
| 2017-01-23 | Levine David Michael Officer (Chief Legal Officer) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +495,572 495,572 owned after | $0.00 | 2017-01-25 |