SCULPTOR CAPITAL MANAGEMENT, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 103 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-26: Reporting owner Levin James S; Form 4; Security Class A Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-26: Reporting owner Levin James S; Form 4; Security Class A Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-26: Reporting owner Levin James S; Form 4; Security Class A Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-03: Reporting owner Levin James S; Form 5; Security Och-Ziff Operating Group A Units; Transaction G Bona fide gift.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-26 | Levin James S Officer (Head of Global Credit) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −157,576 0 owned after | $0.00 | 2013-12-30 | |
| 2013-12-26 | Levin James S Officer (Head of Global Credit) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −220,985 220,981 owned after | $0.00 | 2013-12-30 | |
| 2013-12-26 | Levin James S Officer (Head of Global Credit) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,351,439 2,702,873 owned after | $0.00 | 2013-12-30 | |
| 2013-12-03 | Levin James S Officer (Head of Global Credit) | 5 | Och-Ziff Operating Group A Units Derivative · Direct · (m) | G Bona fide gift | −15,186 10,198,557 owned after | $0.00 | 2014-02-14 | |
| 2013-12-03 | Levin James S Officer (Head of Global Credit) | 5 | Och-Ziff Operating Group A Units Derivative · Indirect · (m) | G Bona fide gift | +15,186 3,487,825 owned after | $0.00 | 2014-02-14 | |
| 2013-12-03 | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 5 | Och-Ziff Operating Group A Units Derivative · Indirect · See footnotes | G Bona fide gift | −447,552 93,594,143 owned after | $0.00 | 2014-02-14 | |
| 2013-12-03 | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 5 | Och-Ziff Operating Group A Units Derivative · Indirect · By family member | G Bona fide gift | +447,552 0 owned after | $0.00 | 2014-02-14 | |
| 2013-12-03 | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 5 | Och-Ziff Operating Group A Units Derivative · Indirect · By family member | G Bona fide gift | −447,552 0 owned after | $0.00 | 2014-02-14 | |
| 2013-12-03 | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 5 | Och-Ziff Operating Group A Units Derivative · Indirect · See footnotes | G Bona fide gift | +447,552 93,594,143 owned after | $0.00 | 2014-02-14 | |
| 2013-11-22 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +151 8,264 owned after | $0.00 | 2013-11-26 | |
| 2013-11-22 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +268 14,690 owned after | $0.00 | 2013-11-26 | |
| 2013-11-22 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +221 12,093 owned after | $0.00 | 2013-11-26 | |
| 2013-11-22 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +151 8,264 owned after | $0.00 | 2013-11-26 | |
| 2013-11-22 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +268 14,690 owned after | $0.00 | 2013-11-26 | |
| 2013-11-22 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +221 12,093 owned after | $0.00 | 2013-11-26 | |
| 2013-11-22 | Levin James S Officer (Head of Global Credit) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,888 157,576 owned after | $0.00 | 2013-11-26 | |
| 2013-11-22 | Levin James S Officer (Head of Global Credit) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,100 441,966 owned after | $0.00 | 2013-11-26 | |
| 2013-11-22 | Levin James S Officer (Head of Global Credit) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,309 4,054,312 owned after | $0.00 | 2013-11-26 | |
| 2013-11-22 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54 2,962 owned after | $0.00 | 2013-11-26 | |
| 2013-11-22 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +268 14,690 owned after | $0.00 | 2013-11-26 | |
| 2013-11-22 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +221 12,093 owned after | $0.00 | 2013-11-26 | |
| 2013-11-22 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54 2,962 owned after | $0.00 | 2013-11-26 | |
| 2013-11-22 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +268 14,690 owned after | $0.00 | 2013-11-26 | |
| 2013-11-22 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +221 12,093 owned after | $0.00 | 2013-11-26 | |
| 2013-08-19 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36 2,908 owned after | $0.00 | 2013-08-21 | |
| 2013-08-19 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +178 14,422 owned after | $0.00 | 2013-08-21 | |
| 2013-08-19 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +147 11,872 owned after | $0.00 | 2013-08-21 | |
| 2013-08-19 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36 2,908 owned after | $0.00 | 2013-08-21 | |
| 2013-08-19 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +178 14,422 owned after | $0.00 | 2013-08-21 | |
| 2013-08-19 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +147 11,872 owned after | $0.00 | 2013-08-21 | |
| 2013-08-19 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100 8,113 owned after | $0.00 | 2013-08-21 | |
| 2013-08-19 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +178 14,422 owned after | $0.00 | 2013-08-21 | |
| 2013-08-19 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +147 11,872 owned after | $0.00 | 2013-08-21 | |
| 2013-08-19 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100 8,113 owned after | $0.00 | 2013-08-21 | |
| 2013-08-19 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +178 14,422 owned after | $0.00 | 2013-08-21 | |
| 2013-08-19 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +147 11,872 owned after | $0.00 | 2013-08-21 | |
| 2013-08-19 | Levin James S Officer (Head of Global Credit) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,925 154,688 owned after | $0.00 | 2013-08-21 | |
| 2013-08-19 | Levin James S Officer (Head of Global Credit) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,399 433,866 owned after | $0.00 | 2013-08-21 | |
| 2013-08-19 | Levin James S Officer (Head of Global Credit) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,528 3,980,003 owned after | $0.00 | 2013-08-21 | |
| 2013-07-26 holding as of filing | Frank Joel Director, Officer (Chief Financial Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 2,648,598 owned after | no price filed | 2013-07-26 | |
| 2013-07-26 holding as of filing | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 127,793 owned after | no price filed | 2013-07-26 | |
| 2013-07-26 holding as of filing | Levin James S Officer (Head of Global Credit) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held By Trusts | Holding | 1,472,639 owned after | no price filed | 2013-07-26 | |
| 2013-07-26 holding as of filing | Kelly Harold Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 1,829,825 owned after | no price filed | 2013-07-26 | |
| 2013-07-26 holding as of filing | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · See footnotes | Holding | 93,594,143 owned after | no price filed | 2013-07-26 | |
| 2013-07-24 | Windreich David Director, Officer (Executive Managing Director), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +453,501 8,876,359 owned after | $0.00 | 2013-07-26 | |
| 2013-07-24 | Frank Joel Director, Officer (Chief Financial Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +86,852 4,305,685 owned after | $0.00 | 2013-07-26 | |
| 2013-07-24 | Varga Zoltan Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +163,620 13,101,149 owned after | $0.00 | 2013-07-26 | |
| 2013-07-24 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,849 1,131,256 owned after | $0.00 | 2013-07-26 | |
| 2013-07-24 | Levin James S Officer (Head of Global Credit) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,313 12,213,743 owned after | $0.00 | 2013-07-26 | |
| 2013-07-24 | Kelly Harold Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +124,807 8,163,602 owned after | $0.00 | 2013-07-26 | |
| 2013-07-24 | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,960,134 63,355,371 owned after | $0.00 | 2013-07-26 | |
| 2013-07-01 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,014 8,013 owned after | $0.00 | 2013-07-03 | |
| 2013-07-01 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,014 8,013 owned after | $0.00 | 2013-07-03 | |
| 2013-05-20 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67 2,872 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +336 14,244 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +276 11,725 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67 2,872 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +336 14,244 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +276 11,725 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +378 16,027 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +336 14,244 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +276 11,725 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +378 16,027 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +336 14,244 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +276 11,725 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | Levin James S Officer (Head of Global Credit) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,606 152,763 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | Levin James S Officer (Head of Global Credit) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,115 428,467 owned after | $0.00 | 2013-05-22 | |
| 2013-05-20 | Levin James S Officer (Head of Global Credit) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92,793 3,930,475 owned after | $0.00 | 2013-05-22 | |
| 2013-05-03 holding as of filing | Levin James S Officer (Head of Global Credit) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held By Trusts | Holding | 1,472,639 owned after | no price filed | 2013-05-03 | |
| 2013-05-01 | Levin James S Officer (Head of Global Credit) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000,000 12,038,430 owned after | $0.00 | 2013-05-03 | |
| 2013-04-12 holding as of filing | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held in Trust | Holding | 127,793 owned after | no price filed | 2013-04-12 | |
| 2013-04-10 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,423 1,115,407 owned after | $0.00 | 2013-04-12 | |
| 2013-03-27 holding as of filing | Levin James S Officer (Head of Global Credit) | 3 | Och-Ziff Operating Group A Units Derivative · Direct · (m) | Holding | no price filed | 2013-03-27 | ||
| 2013-03-27 holding as of filing | Levin James S Officer (Head of Global Credit) | 3 | Och-Ziff Operating Group A Units Derivative · Indirect · (m) | Holding | no price filed | 2013-03-27 | ||
| 2013-03-27 holding as of filing | Levin James S Officer (Head of Global Credit) | 3 | Class A Restricted Share Units Derivative · Direct · (m) | Holding | no price filed | 2013-03-27 | ||
| 2013-03-27 holding as of filing | Levin James S Officer (Head of Global Credit) | 3 | Class A Restricted Share Units Derivative · Direct · (m) | Holding | no price filed | 2013-03-27 | ||
| 2013-03-27 holding as of filing | Levin James S Officer (Head of Global Credit) | 3 | Class A Restricted Share Units Derivative · Direct · (m) | Holding | no price filed | 2013-03-27 | ||
| 2013-03-01 | Windreich David Director, Officer (Head of US & Europe Investing) | 5 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | G Bona fide gift | −1,855,931 27,340,743 owned after | $0.00 | 2014-02-14 | |
| 2013-03-01 | Windreich David Director, Officer (Head of US & Europe Investing) | 5 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | G Bona fide gift | +1,760,849 27,340,743 owned after | $0.00 | 2014-02-14 | |
| 2013-03-01 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 5 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | G Bona fide gift | −127,793 127,793 owned after | $0.00 | 2014-02-14 | |
| 2013-03-01 | Blockinger Jeffrey C Officer (Chief Legal Officer) | 5 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | G Bona fide gift | +127,793 127,793 owned after | $0.00 | 2014-02-14 | |
| 2013-03-01 | Windreich David Director, Officer (Executive Managing Director), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · (m) | G Bona fide gift | −1,855,931 27,435,825 owned after | $0.00 | 2013-07-26 | |
| 2013-03-01 | Windreich David Director, Officer (Executive Managing Director), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · (m) | G Bona fide gift | +1,855,931 27,435,825 owned after | $0.00 | 2013-07-26 | |
| 2013-02-26 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,216 15,649 owned after | $0.00 | 2013-02-28 | |
| 2013-02-26 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,080 13,908 owned after | $0.00 | 2013-02-28 | |
| 2013-02-26 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +889 11,449 owned after | $0.00 | 2013-02-28 | |
| 2013-02-26 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +218 2,805 owned after | $0.00 | 2013-02-28 | |
| 2013-02-26 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,080 13,908 owned after | $0.00 | 2013-02-28 | |
| 2013-02-26 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +889 11,449 owned after | $0.00 | 2013-02-28 | |
| 2013-02-26 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +218 2,805 owned after | $0.00 | 2013-02-28 | |
| 2013-02-26 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,080 13,908 owned after | $0.00 | 2013-02-28 | |
| 2013-02-26 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +889 11,449 owned after | $0.00 | 2013-02-28 | |
| 2013-02-26 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,216 15,649 owned after | $0.00 | 2013-02-28 | |
| 2013-02-26 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,080 13,908 owned after | $0.00 | 2013-02-28 | |
| 2013-02-26 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +889 11,449 owned after | $0.00 | 2013-02-28 | |
| 2013-01-02 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,560 10,560 owned after | $0.00 | 2013-01-03 | |
| 2013-01-02 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,560 10,560 owned after | $0.00 | 2013-01-03 | |
| 2013-01-02 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,204 0 owned after | $0.00 | 2013-01-03 | |
| 2013-01-02 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,587 2,587 owned after | $0.00 | 2013-01-03 | |
| 2013-01-02 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,560 10,560 owned after | $0.00 | 2013-01-03 |