SCULPTOR CAPITAL MANAGEMENT, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 102 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-26: Reporting owner Levin James S; Form 4; Security Class A Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-24: Reporting owner Cohen Wayne; Form 3; Security Och-Ziff Operating Group A Units; Transaction Holding.
- 2015-12-24: Reporting owner Cohen Wayne; Form 3; Security Och-Ziff Operating Group A Units; Transaction Holding.
- 2015-11-20: Reporting owner Levin James S; Form 4; Security Class A Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-26 | Levin James S Officer (Head of Global Credit) | 4 | Class A Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,654,989 0 owned after | $0.00 | 2015-12-29 | |
| 2015-12-24 holding as of filing | Cohen Wayne Officer (Executive Managing Director) | 3 | Och-Ziff Operating Group A Units Derivative · Direct · (m) | Holding | no price filed | 2015-12-24 | ||
| 2015-12-24 holding as of filing | Cohen Wayne Officer (Executive Managing Director) | 3 | Och-Ziff Operating Group A Units Derivative · Indirect · (m) | Holding | no price filed | 2015-12-24 | ||
| 2015-11-20 | Levin James S Officer (Head of Global Credit) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,842 1,654,989 owned after | $0.00 | 2015-11-24 | |
| 2015-11-20 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +128 17,984 owned after | $0.00 | 2015-11-24 | |
| 2015-11-20 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105 14,800 owned after | $0.00 | 2015-11-24 | |
| 2015-11-20 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60 8,530 owned after | $0.00 | 2015-11-24 | |
| 2015-11-20 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66 9,334 owned after | $0.00 | 2015-11-24 | |
| 2015-11-20 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +128 17,984 owned after | $0.00 | 2015-11-24 | |
| 2015-11-20 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105 14,800 owned after | $0.00 | 2015-11-24 | |
| 2015-11-20 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60 8,530 owned after | $0.00 | 2015-11-24 | |
| 2015-11-20 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66 9,334 owned after | $0.00 | 2015-11-24 | |
| 2015-11-20 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +128 17,984 owned after | $0.00 | 2015-11-24 | |
| 2015-11-20 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105 14,800 owned after | $0.00 | 2015-11-24 | |
| 2015-11-20 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60 8,530 owned after | $0.00 | 2015-11-24 | |
| 2015-11-20 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66 9,334 owned after | $0.00 | 2015-11-24 | |
| 2015-11-20 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +128 17,984 owned after | $0.00 | 2015-11-24 | |
| 2015-11-20 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105 14,800 owned after | $0.00 | 2015-11-24 | |
| 2015-11-20 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60 8,530 owned after | $0.00 | 2015-11-24 | |
| 2015-11-20 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66 9,334 owned after | $0.00 | 2015-11-24 | |
| 2015-08-21 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240 17,856 owned after | $0.00 | 2015-08-25 | |
| 2015-08-21 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +197 14,695 owned after | $0.00 | 2015-08-25 | |
| 2015-08-21 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +114 8,470 owned after | $0.00 | 2015-08-25 | |
| 2015-08-21 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +124 9,268 owned after | $0.00 | 2015-08-25 | |
| 2015-08-21 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240 17,856 owned after | $0.00 | 2015-08-25 | |
| 2015-08-21 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +197 14,695 owned after | $0.00 | 2015-08-25 | |
| 2015-08-21 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +114 8,470 owned after | $0.00 | 2015-08-25 | |
| 2015-08-21 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +124 9,268 owned after | $0.00 | 2015-08-25 | |
| 2015-08-21 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240 17,856 owned after | $0.00 | 2015-08-25 | |
| 2015-08-21 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +197 14,695 owned after | $0.00 | 2015-08-25 | |
| 2015-08-21 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +114 8,470 owned after | $0.00 | 2015-08-25 | |
| 2015-08-21 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +124 9,268 owned after | $0.00 | 2015-08-25 | |
| 2015-08-21 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240 17,856 owned after | $0.00 | 2015-08-25 | |
| 2015-08-21 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +197 14,695 owned after | $0.00 | 2015-08-25 | |
| 2015-08-21 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +114 8,470 owned after | $0.00 | 2015-08-25 | |
| 2015-08-21 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +124 9,268 owned after | $0.00 | 2015-08-25 | |
| 2015-08-21 | Levin James S Officer (Head of Global Credit) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,140 1,643,147 owned after | $0.00 | 2015-08-25 | |
| 2015-05-22 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +303 17,616 owned after | $0.00 | 2015-05-27 | |
| 2015-05-22 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +249 14,498 owned after | $0.00 | 2015-05-27 | |
| 2015-05-22 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +143 8,356 owned after | $0.00 | 2015-05-27 | |
| 2015-05-22 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +157 9,144 owned after | $0.00 | 2015-05-27 | |
| 2015-05-22 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +303 17,616 owned after | $0.00 | 2015-05-27 | |
| 2015-05-22 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +249 14,498 owned after | $0.00 | 2015-05-27 | |
| 2015-05-22 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +143 8,356 owned after | $0.00 | 2015-05-27 | |
| 2015-05-22 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +157 9,144 owned after | $0.00 | 2015-05-27 | |
| 2015-05-22 | Levin James S Officer (Head of Global Credit) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,925 1,621,007 owned after | $0.00 | 2015-05-27 | |
| 2015-05-22 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +303 17,616 owned after | $0.00 | 2015-05-27 | |
| 2015-05-22 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +249 14,498 owned after | $0.00 | 2015-05-27 | |
| 2015-05-22 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +143 8,356 owned after | $0.00 | 2015-05-27 | |
| 2015-05-22 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +157 9,144 owned after | $0.00 | 2015-05-27 | |
| 2015-05-22 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +303 17,616 owned after | $0.00 | 2015-05-27 | |
| 2015-05-22 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +249 14,498 owned after | $0.00 | 2015-05-27 | |
| 2015-05-22 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +143 8,356 owned after | $0.00 | 2015-05-27 | |
| 2015-05-22 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +157 9,144 owned after | $0.00 | 2015-05-27 | |
| 2015-03-06 | Windreich David Director, Officer (Head of US & Europe Investing), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −466,000 14,772,529 owned after | no price filed | 2015-03-10 | |
| 2015-03-06 | Windreich David Director, Officer (Head of US & Europe Investing), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +466,000 21,580,025 owned after | no price filed | 2015-03-10 | |
| 2015-03-06 | Windreich David Director, Officer (Head of US & Europe Investing), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −1,000,000 21,580,025 owned after | no price filed | 2015-03-10 | |
| 2015-03-06 | Windreich David Director, Officer (Head of US & Europe Investing), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +1,000,000 21,580,025 owned after | no price filed | 2015-03-10 | |
| 2015-03-06 | Windreich David Director, Officer (Head of US & Europe Investing), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · (m) | G Bona fide gift | −2,275,131 20,421,004 owned after | $0.00 | 2015-03-10 | |
| 2015-03-06 | Windreich David Director, Officer (Head of US & Europe Investing), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · (m) | G Bona fide gift | +1,116,110 20,421,004 owned after | $0.00 | 2015-03-10 | |
| 2015-03-03 | Levin James S Officer (Head of Global Credit) | 5 | Och-Ziff Operating Group A Units Derivative · Indirect · Held By Trusts | G Bona fide gift | −404,671 3,020,750 owned after | $0.00 | 2016-02-11 | |
| 2015-03-03 | Levin James S Officer (Head of Global Credit) | 5 | Och-Ziff Operating Group A Units Derivative · Indirect · Held By Trusts | G Bona fide gift | +404,671 3,020,750 owned after | $0.00 | 2016-02-11 | |
| 2015-02-26 holding as of filing | Levin James S Officer (Head of Global Credit) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 3,483,886 owned after | no price filed | 2015-02-26 | |
| 2015-02-26 holding as of filing | Frank Joel Director, Officer (Chief Financial Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 2,512,672 owned after | no price filed | 2015-02-26 | |
| 2015-02-26 holding as of filing | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · See footnotes | Holding | 93,594,143 owned after | no price filed | 2015-02-26 | |
| 2015-02-26 holding as of filing | Windreich David Director, Officer (Head of US & Europe Investing), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 21,876,726 owned after | no price filed | 2015-02-26 | |
| 2015-02-26 holding as of filing | Kelly Harold Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 1,829,825 owned after | no price filed | 2015-02-26 | |
| 2015-02-25 | Levin James S Officer (Head of Global Credit) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,120 10,225,837 owned after | $0.00 | 2015-02-26 | |
| 2015-02-25 | Frank Joel Director, Officer (Chief Financial Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,173 4,449,538 owned after | $0.00 | 2015-02-26 | |
| 2015-02-25 | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +155,506 63,527,232 owned after | $0.00 | 2015-02-26 | |
| 2015-02-25 | Windreich David Director, Officer (Head of US & Europe Investing), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,528 14,475,828 owned after | $0.00 | 2015-02-26 | |
| 2015-02-25 | Varga Zoltan Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,513 13,116,083 owned after | $0.00 | 2015-02-26 | |
| 2015-02-25 | Kelly Harold Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,309 8,174,995 owned after | $0.00 | 2015-02-26 | |
| 2015-02-24 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +634 17,313 owned after | $0.00 | 2015-02-26 | |
| 2015-02-24 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +521 14,249 owned after | $0.00 | 2015-02-26 | |
| 2015-02-24 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300 8,213 owned after | $0.00 | 2015-02-26 | |
| 2015-02-24 | PROCTOR GEORGANNE Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +329 8,987 owned after | $0.00 | 2015-02-26 | |
| 2015-02-24 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +634 17,313 owned after | $0.00 | 2015-02-26 | |
| 2015-02-24 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +521 14,249 owned after | $0.00 | 2015-02-26 | |
| 2015-02-24 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300 8,213 owned after | $0.00 | 2015-02-26 | |
| 2015-02-24 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +329 8,987 owned after | $0.00 | 2015-02-26 | |
| 2015-02-24 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +634 17,313 owned after | $0.00 | 2015-02-26 | |
| 2015-02-24 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +521 14,249 owned after | $0.00 | 2015-02-26 | |
| 2015-02-24 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300 8,213 owned after | $0.00 | 2015-02-26 | |
| 2015-02-24 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +329 8,987 owned after | $0.00 | 2015-02-26 | |
| 2015-02-24 | Levin James S Officer (Head of Global Credit) | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,358 1,593,082 owned after | $0.00 | 2015-02-26 | |
| 2015-02-24 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +634 17,313 owned after | $0.00 | 2015-02-26 | |
| 2015-02-24 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +521 14,249 owned after | $0.00 | 2015-02-26 | |
| 2015-02-24 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300 8,213 owned after | $0.00 | 2015-02-26 | |
| 2015-02-24 | KENNEY JEROME P Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +329 8,987 owned after | $0.00 | 2015-02-26 | |
| 2015-02-17 holding as of filing | Windreich David Director, Officer (Head of US & Europe Investing), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 21,876,726 owned after | no price filed | 2015-02-17 | |
| 2015-02-17 holding as of filing | Kelly Harold Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Indirect · Held by Trusts | Holding | 1,829,825 owned after | no price filed | 2015-02-17 | |
| 2015-02-13 | Windreich David Director, Officer (Head of US & Europe Investing), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,842 14,439,300 owned after | $0.00 | 2015-02-17 | |
| 2015-02-13 | Varga Zoltan Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,421 13,102,570 owned after | $0.00 | 2015-02-17 | |
| 2015-02-13 | Frank Joel Director, Officer (Chief Financial Officer) | 4 | Och-Ziff Operating Group A Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +754 4,442,365 owned after | $0.00 | 2015-02-17 | |
| 2015-02-13 | Kelly Harold Officer (Executive Managing Director) | 4 | Och-Ziff Operating Group A Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,084 8,164,686 owned after | $0.00 | 2015-02-17 | |
| 2015-02-13 | Levin James S Officer (Head of Global Credit) | 4 | Och-Ziff Operating Group A Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,221 10,204,717 owned after | $0.00 | 2015-02-17 | |
| 2015-02-13 | Och Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Och-Ziff Operating Group A Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,355 63,371,726 owned after | $0.00 | 2015-02-17 | |
| 2015-01-02 | GRISWELL J BARRY Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,658 8,658 owned after | $0.00 | 2015-01-05 | |
| 2015-01-02 | BUFFERD ALLAN S Director | 4 | Class A Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,658 8,658 owned after | $0.00 | 2015-01-05 |